- Type / Class
- Equity / COM
- Total 13F shares
- 15,982,718
- Share change
- +818,731
- Total reported value
- $193,390,862
- Price per share
- $12.10
- Number of holders
- 76
- Value change
- +$9,951,568
- Number of buys
- 33
- Number of sells
- 33
Quarterly Holders Quick Answers
What is CUSIP 67072T108?
CUSIP 67072T108 identifies JFR - NUVEEN FLOATING RATE INCOME FUND - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 67072T108:
Top shareholders of JFR - NUVEEN FLOATING RATE INCOME FUND - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BAILLIE GIFFORD & CO |
13F
|
Company |
—
class O/S missing
|
2,750,000
|
$32,890,000 | — | 31 Mar 2014 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
2,347,272
|
$28,074,000 | — | 31 Mar 2014 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
1,851,927
|
$22,149,000 | — | 31 Mar 2014 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,285,074
|
$15,370,000 | — | 31 Mar 2014 | |
| RESTRUCTURING CAPITAL ASSOCIATES LP |
13F
|
Company |
—
class O/S missing
|
1,206,566
|
$14,431,000 | — | 31 Mar 2014 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
1,136,834
|
$13,597,000 | — | 31 Mar 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
378,629
|
$4,528,000 | — | 31 Mar 2014 | |
| NEWGATE CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
315,393
|
$3,772,000 | — | 31 Mar 2014 | |
| UBS AG |
13F
|
Company |
—
class O/S missing
|
307,200
|
$3,674,000 | — | 31 Mar 2014 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
299,101
|
$3,577,000 | — | 31 Mar 2014 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
268,231
|
$3,208,000 | — | 31 Mar 2014 | |
| MARINER INVESTMENT GROUP LLC |
13F
|
Company |
—
class O/S missing
|
236,005
|
$2,823,000 | — | 31 Mar 2014 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
213,678
|
$2,556,000 | — | 31 Mar 2014 | |
| Trust Asset Management LLC |
13F
|
Company |
—
class O/S missing
|
185,093
|
$2,214,000 | — | 31 Mar 2014 | |
| VNBTrust, National Association |
13F
|
Company |
—
class O/S missing
|
184,170
|
$2,203,000 | — | 31 Mar 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
180,212
|
$2,155,000 | — | 31 Mar 2014 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
—
class O/S missing
|
151,373
|
$1,810,000 | — | 31 Mar 2014 | |
| Horizon Kinetics LLC |
13F
|
Company |
—
class O/S missing
|
143,893
|
$1,721,000 | — | 31 Mar 2014 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
131,160
|
$1,568,671 | — | 31 Mar 2014 | |
| Absolute Return Capital, LLC |
13F
|
Company |
—
class O/S missing
|
118,241
|
$1,414,000 | — | 31 Mar 2014 | |
| COHEN & STEERS, INC. |
13F
|
Company |
—
class O/S missing
|
113,172
|
$1,354,000 | — | 31 Mar 2014 | |
| SeaBridge Investment Advisors LLC |
13F
|
Company |
—
class O/S missing
|
88,020
|
$1,053,000 | — | 31 Mar 2014 | |
| CONNING INC. |
13F
|
Company |
—
class O/S missing
|
85,900
|
$1,027,000 | — | 31 Mar 2014 | |
| Edgemoor Investment Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
81,292
|
$972,000 | — | 31 Mar 2014 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
71,364
|
$854,000 | — | 31 Mar 2014 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
62,882
|
$752,000 | — | 31 Mar 2014 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
62,813
|
$751,000 | — | 31 Mar 2014 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
55,850
|
$668,000 | — | 31 Mar 2014 | |
| TIEMANN INVESTMENT ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
52,966
|
$633,000 | — | 31 Mar 2014 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
47,010
|
$562,000 | — | 31 Mar 2014 | |
| IMA Advisory Services, Inc. |
13F
|
Company |
—
class O/S missing
|
46,398
|
$555,000 | — | 31 Mar 2014 | |
| OPTIMUM INVESTMENT ADVISORS |
13F
|
Company |
—
class O/S missing
|
44,210
|
$529,000 | — | 31 Mar 2014 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
41,636
|
$497,967 | — | 31 Mar 2014 | |
| FRANKLIN RESOURCES INC |
13F
|
Company |
—
class O/S missing
|
40,000
|
$478,000 | — | 31 Mar 2014 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
39,923
|
$477,000 | — | 31 Mar 2014 | |
| SHEETS SMITH WEALTH MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
36,400
|
$435,000 | — | 31 Mar 2014 | |
| Shaker Financial Services, LLC |
13F
|
Company |
—
class O/S missing
|
34,843
|
$417,000 | — | 31 Mar 2014 | |
| First Houston Capital, Inc. |
13F
|
Company |
—
class O/S missing
|
33,700
|
$403,000 | — | 31 Mar 2014 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
33,298
|
$398,000 | — | 31 Mar 2014 | |
| ZAZOVE ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
32,071
|
$384,000 | — | 31 Mar 2014 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
—
class O/S missing
|
32,000
|
$381,000 | — | 31 Mar 2014 | |
| WFG Advisors, LP |
13F
|
Company |
—
class O/S missing
|
30,985
|
$371,000 | — | 31 Mar 2014 | |
| OTA Financial Group L.P. |
13F
|
Company |
—
class O/S missing
|
30,318
|
$362,000 | — | 31 Mar 2014 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
—
class O/S missing
|
29,000
|
$347,000 | — | 31 Mar 2014 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
—
class O/S missing
|
28,193
|
$338,000 | — | 31 Mar 2014 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
—
class O/S missing
|
22,381
|
$268,000 | — | 31 Mar 2014 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
22,153
|
$265,000 | — | 31 Mar 2014 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
—
class O/S missing
|
17,975
|
$215,000 | — | 31 Mar 2014 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
16,628
|
$199,000 | — | 31 Mar 2014 | |
| Pekin Hardy Strauss, Inc. |
13F
|
Company |
—
class O/S missing
|
16,450
|
$197,000 | — | 31 Mar 2014 |
Institutional Holders of NUVEEN FLOATING RATE INCOME FUND - COM (JFR) as of Q2 2014
As of 30 Jun 2014,
NUVEEN FLOATING RATE INCOME FUND - COM (JFR) was held by
76 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
15,982,718 shares.
The largest 10 holders included
BAILLIE GIFFORD & CO, Invesco Ltd., RESTRUCTURING CAPITAL ASSOCIATES LP, GUGGENHEIM CAPITAL LLC, MORGAN STANLEY, Advisors Asset Management, Inc., UNITED CAPITAL FINANCIAL ADVISERS, LLC, NEWGATE CAPITAL MANAGEMENT LLC, BANK OF AMERICA CORP /DE/, and MARINER INVESTMENT GROUP LLC.
This page lists
76
institutional shareholders reporting positions in this security
for the Q2 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2014 vs Q1 2014 Across Filers
Q1 2014 holders
72
Q2 2014 holders
76
Holder diff
4
| Investor | Q1 2014 Shares | Q2 2014 Shares | Share Diff | Share Chg % | Q1 2014 Value $ | Q2 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.