Security key
67072T108
- Type / Class
- Equity / COM
- Total 13F shares
- 15,961,576
- Share change
- +235,291
- Total reported value
- $175,388,758
- Price per share
- $10.99
- Number of holders
- 77
- Value change
- +$2,283,973
- Number of buys
- 27
- Number of sells
- 38
Report period
Q4 2014
Institutions
77
Top holders
10
JFR full security history
Newer quarter: Q1 2015
Previous quarter: Q3 2014
NUVEEN FLOATING RATE INCOME FUND SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 67072T108
Recent filing periods:
Top shareholders of JFR - NUVEEN FLOATING RATE INCOME FUND - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BAILLIE GIFFORD & CO |
13F
|
Company |
—
class O/S missing
|
2,750,000
|
$31,048,000 | — | 30 Sep 2014 | |
| RESTRUCTURING CAPITAL ASSOCIATES LP |
13F
|
Company |
—
class O/S missing
|
2,147,423
|
$24,244,000 | — | 30 Sep 2014 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
1,881,689
|
$21,244,000 | — | 30 Sep 2014 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
1,492,927
|
$16,854,000 | — | 30 Sep 2014 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,485,975
|
$16,776,000 | — | 30 Sep 2014 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
682,746
|
$7,708,000 | — | 30 Sep 2014 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
581,931
|
$6,570,000 | — | 30 Sep 2014 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
442,456
|
$4,995,000 | — | 30 Sep 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
391,055
|
$4,416,000 | — | 30 Sep 2014 | |
| NEWGATE CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
355,661
|
$4,015,000 | — | 30 Sep 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
279,610
|
$3,157,000 | — | 30 Sep 2014 | |
| UBS AG |
13F
|
Company |
—
class O/S missing
|
247,804
|
$2,798,000 | — | 30 Sep 2014 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
243,969
|
$2,754,000 | — | 30 Sep 2014 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
237,707
|
$2,669,000 | — | 30 Sep 2014 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
199,874
|
$2,257,000 | — | 30 Sep 2014 | |
| Trust Asset Management LLC |
13F
|
Company |
—
class O/S missing
|
179,369
|
$2,170,000 | — | 30 Sep 2014 | |
| VNBTrust, National Association |
13F
|
Company |
—
class O/S missing
|
177,170
|
$2,001,000 | — | 30 Sep 2014 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
—
class O/S missing
|
148,473
|
$1,676,000 | — | 30 Sep 2014 | |
| Horizon Kinetics LLC |
13F
|
Company |
—
class O/S missing
|
141,371
|
$1,596,000 | — | 30 Sep 2014 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
127,720
|
$1,442,000 | — | 30 Sep 2014 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
—
class O/S missing
|
110,160
|
$1,244,000 | — | 30 Sep 2014 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
—
class O/S missing
|
101,995
|
$1,152,000 | — | 30 Sep 2014 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
91,840
|
$1,035,000 | — | 30 Sep 2014 | |
| CONNING INC. |
13F
|
Company |
—
class O/S missing
|
85,900
|
$970,000 | — | 30 Sep 2014 | |
| Edgemoor Investment Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
83,337
|
$941,000 | — | 30 Sep 2014 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
64,852
|
$732,000 | — | 30 Sep 2014 | |
| MARINER INVESTMENT GROUP LLC |
13F
|
Company |
—
class O/S missing
|
62,007
|
$700,000 | — | 30 Sep 2014 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
56,763
|
$641,000 | — | 30 Sep 2014 | |
| TIEMANN INVESTMENT ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
48,158
|
$544,000 | — | 30 Sep 2014 | |
| IMA Advisory Services, Inc. |
13F
|
Company |
—
class O/S missing
|
46,398
|
$524,000 | — | 30 Sep 2014 | |
| ROBINSON CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
45,600
|
$515,000 | — | 30 Sep 2014 | |
| OPTIMUM INVESTMENT ADVISORS |
13F
|
Company |
—
class O/S missing
|
44,510
|
$503,000 | — | 30 Sep 2014 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
36,934
|
$416,985 | — | 30 Sep 2014 | |
| WFG Advisors, LP |
13F
|
Company |
—
class O/S missing
|
36,451
|
$412,000 | — | 30 Sep 2014 | |
| SHEETS SMITH WEALTH MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
36,000
|
$406,000 | — | 30 Sep 2014 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
—
class O/S missing
|
35,863
|
$403,000 | — | 30 Sep 2014 | |
| ZAZOVE ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
32,071
|
$362,000 | — | 30 Sep 2014 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
—
class O/S missing
|
29,951
|
$339,000 | — | 30 Sep 2014 | |
| Eos Management, L.P. |
13F
|
Company |
—
class O/S missing
|
28,776
|
$325,000 | — | 30 Sep 2014 | |
| Swift Run Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
23,000
|
$260,000 | — | 30 Sep 2014 | |
| First Houston Capital, Inc. |
13F
|
Company |
—
class O/S missing
|
20,000
|
$226,000 | — | 30 Sep 2014 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
—
class O/S missing
|
18,969
|
$214,000 | — | 30 Sep 2014 | |
| J.P. Morgan Private Wealth Advisors LLC |
13F
|
Company |
—
class O/S missing
|
18,172
|
$205,000 | — | 30 Sep 2014 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
17,700
|
$199,000 | — | 30 Sep 2014 | |
| Carnegie Investment Counsel |
13F
|
Company |
—
class O/S missing
|
17,500
|
$198,000 | — | 30 Sep 2014 | |
| Pekin Hardy Strauss, Inc. |
13F
|
Company |
—
class O/S missing
|
16,450
|
$186,000 | — | 30 Sep 2014 | |
| BHF Kleinwort Benson Group S.A. |
13F
|
Company |
—
class O/S missing
|
15,000
|
$169,000 | — | 30 Sep 2014 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
—
class O/S missing
|
14,175
|
$160,000 | — | 30 Sep 2014 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
14,113
|
$159,000 | — | 30 Sep 2014 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
13,670
|
$154,000 | — | 30 Sep 2014 |
Institutional Holders of NUVEEN FLOATING RATE INCOME FUND - COM (JFR) as of Q4 2014
As of 31 Dec 2014,
NUVEEN FLOATING RATE INCOME FUND - COM (JFR) was held by
77 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
15,961,576 shares.
The largest 10 holders included
BAILLIE GIFFORD & CO, RESTRUCTURING CAPITAL ASSOCIATES LP, Invesco Ltd., MORGAN STANLEY, GUGGENHEIM CAPITAL LLC, BANK OF AMERICA CORP /DE/, MARINER INVESTMENT GROUP LLC, JPMORGAN CHASE & CO, Advisors Asset Management, Inc., and UNITED CAPITAL FINANCIAL ADVISERS, LLC.
This page lists
77
institutional shareholders reporting positions in this security
for the Q4 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2014 vs Q3 2014 Across Filers
Q3 2014 holders
77
Q4 2014 holders
77
Holder diff
0
| Investor | Q3 2014 Shares | Q4 2014 Shares | Share Diff | Share Chg % | Q3 2014 Value $ | Q4 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.