What does CUSIP 67072T108 represent in this 13F holders report?

CUSIP 67072T108 is the security identifier for JFR - NUVEEN FLOATING RATE INCOME FUND - COM used to aggregate holder disclosures.

How many institutions held JFR - NUVEEN FLOATING RATE INCOME FUND - COM in Q1 2014?

72 institutional investors reported JFR - NUVEEN FLOATING RATE INCOME FUND - COM for Q1 2014. Use the holders table for investor-level position and value details.

NUVEEN FLOATING RATE INCOME FUND - COM (JFR)

CUSIP: 67072T108

Q1 2014 13F Holders as of 31 Mar 2014

Type / Class: Equity / COM
Total 13F shares: 15,163,070
Share change: +1,876,774
Total reported value: $181,346,471
Price per share: $11.96
Number of holders: 72
Value change: +$22,450,387
Number of buys: 30
Number of sells: 30

Quarterly Holders Quick Answers

What is CUSIP 67072T108?
CUSIP 67072T108 identifies JFR - NUVEEN FLOATING RATE INCOME FUND - COM in SEC institutional holdings data.

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SEC investors directory for manager drilldown.

Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q2 2014
Previous quarter: Q4 2013

Recent filing periods for CUSIP 67072T108:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of JFR - NUVEEN FLOATING RATE INCOME FUND - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
Invesco Ltd.	13F	Company	— class O/S missing	2,470,822	$29,452,000	—	31 Dec 2013	13F
GUGGENHEIM CAPITAL LLC	13F	Company	— class O/S missing	1,981,085	$23,614,000	—	31 Dec 2013	13F
BAILLIE GIFFORD & CO	13F	Company	— class O/S missing	1,720,000	$20,502,000	—	31 Dec 2013	13F
MORGAN STANLEY	13F	Company	— class O/S missing	1,220,399	$14,547,000	—	31 Dec 2013	13F
Advisors Asset Management, Inc.	13F	Company	— class O/S missing	1,179,306	$14,057,000	—	31 Dec 2013	13F
RESTRUCTURING CAPITAL ASSOCIATES LP	13F	Company	— class O/S missing	477,881	$5,696,000	—	31 Dec 2013	13F
BANK OF AMERICA CORP /DE/	13F	Company	— class O/S missing	381,721	$4,549,000	—	31 Dec 2013	13F
UBS AG	13F	Company	— class O/S missing	313,105	$3,732,000	—	31 Dec 2013	13F
LPL Financial LLC	13F	Company	— class O/S missing	294,650	$3,512,000	—	31 Dec 2013	13F
COHEN & STEERS, INC.	13F	Company	— class O/S missing	215,321	$2,567,000	—	31 Dec 2013	13F
VNBTrust, National Association	13F	Company	— class O/S missing	212,170	$2,529,000	—	31 Dec 2013	13F
NEWGATE CAPITAL MANAGEMENT LLC	13F	Company	— class O/S missing	206,957	$2,467,000	—	31 Dec 2013	13F
PARAMETRIC PORTFOLIO ASSOCIATES LLC	13F	Company	— class O/S missing	198,634	$2,368,000	—	31 Dec 2013	13F
WELLS FARGO & COMPANY/MN	13F	Company	— class O/S missing	194,706	$2,321,000	—	31 Dec 2013	13F
UNITED CAPITAL FINANCIAL ADVISORS, LLC	13F	Company	— class O/S missing	174,628	$2,082,000	—	31 Dec 2013	13F
CREDIT SUISSE AG/	13F	Company	— class O/S missing	151,373	$1,804,000	—	31 Dec 2013	13F
Horizon Kinetics LLC	13F	Company	— class O/S missing	145,143	$1,730,000	—	31 Dec 2013	13F
Capital Investment Advisors, LLC	13F	Company	— class O/S missing	134,859	$1,608,000	—	31 Dec 2013	13F
Absolute Return Capital, LLC	13F	Company	— class O/S missing	130,145	$1,551,000	—	31 Dec 2013	13F
SeaBridge Investment Advisors LLC	13F	Company	— class O/S missing	88,100	$1,050,000	—	31 Dec 2013	13F
Commonwealth Equity Services, Inc	13F	Company	— class O/S missing	85,909	$1,024,000	—	31 Dec 2013	13F
CONNING INC.	13F	Company	— class O/S missing	85,900	$1,024,000	—	31 Dec 2013	13F
Edgemoor Investment Advisors, Inc.	13F	Company	— class O/S missing	81,292	$969,000	—	31 Dec 2013	13F
Janney Montgomery Scott LLC	13F	Company	— class O/S missing	79,409	$946,555	—	31 Dec 2013	13F
FIRST TRUST ADVISORS LP	13F	Company	— class O/S missing	59,247	$706,000	—	31 Dec 2013	13F
TIEMANN INVESTMENT ADVISORS, LLC	13F	Company	— class O/S missing	52,904	$631,000	—	31 Dec 2013	13F
IMA Advisory Services, Inc.	13F	Company	— class O/S missing	45,518	$543,000	—	31 Dec 2013	13F
PERRY CAPITAL	13F	Company	— class O/S missing	45,000	$536,000	—	31 Dec 2013	13F
OPTIMUM INVESTMENT ADVISORS	13F	Company	— class O/S missing	44,510	$531,000	—	31 Dec 2013	13F
AMERIPRISE FINANCIAL INC	13F	Company	— class O/S missing	42,359	$504,000	—	31 Dec 2013	13F
First Houston Capital, Inc.	13F	Company	— class O/S missing	40,400	$482,000	—	31 Dec 2013	13F
FRANKLIN RESOURCES INC	13F	Company	— class O/S missing	40,000	$477,000	—	31 Dec 2013	13F
SG Americas Securities, LLC	13F	Company	— class O/S missing	39,405	$470,000	—	31 Dec 2013	13F
SHEETS SMITH WEALTH MANAGEMENT	13F	Company	— class O/S missing	34,400	$410,000	—	31 Dec 2013	13F
DEUTSCHE BANK AG\	13F	Company	— class O/S missing	33,000	$392,000	—	31 Dec 2013	13F
Shaker Financial Services, LLC	13F	Company	— class O/S missing	32,243	$384,000	—	31 Dec 2013	13F
ZAZOVE ASSOCIATES LLC	13F	Company	— class O/S missing	32,071	$382,000	—	31 Dec 2013	13F
RIVERNORTH CAPITAL MANAGEMENT, LLC	13F	Company	— class O/S missing	32,004	$381,000	—	31 Dec 2013	13F
WFG Advisors, LP	13F	Company	— class O/S missing	30,672	$366,000	—	31 Dec 2013	13F
OPPENHEIMER & CO INC	13F	Company	— class O/S missing	28,111	$335,000	—	31 Dec 2013	13F
WOLVERINE ASSET MANAGEMENT LLC	13F	Company	— class O/S missing	27,660	$329,000	—	31 Dec 2013	13F
Jane Street Holding, LLC	13F	Company	— class O/S missing	21,701	$259,000	—	31 Dec 2013	13F
Focused Wealth Management, Inc	13F	Company	— class O/S missing	21,255	$253,000	—	31 Dec 2013	13F
Pekin Hardy Strauss, Inc.	13F	Company	— class O/S missing	20,300	$242,000	—	31 Dec 2013	13F
WEDBUSH SECURITIES INC	13F	Company	— class O/S missing	17,975	$214,000	—	31 Dec 2013	13F
CITIGROUP INC	13F	Company	— class O/S missing	17,933	$214,000	—	31 Dec 2013	13F
ROYAL BANK OF CANADA	13F	Company	— class O/S missing	15,466	$184,000	—	31 Dec 2013	13F
HOLLENCREST CAPITAL MANAGEMENT	13F	Company	— class O/S missing	14,110	$168,000	—	31 Dec 2013	13F
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	13F	Company	— class O/S missing	11,859	$141,000	—	31 Dec 2013	13F
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F	Company	— class O/S missing	10,717	$128,000	—	31 Dec 2013	13F

Institutional Holders of NUVEEN FLOATING RATE INCOME FUND - COM (JFR) as of Q1 2014

As of 31 Mar 2014, NUVEEN FLOATING RATE INCOME FUND - COM (JFR) was held by 72 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 15,163,070 shares. The largest 10 holders included BAILLIE GIFFORD & CO, Invesco Ltd., GUGGENHEIM CAPITAL LLC, MORGAN STANLEY, RESTRUCTURING CAPITAL ASSOCIATES LP, Advisors Asset Management, Inc., BANK OF AMERICA CORP /DE/, NEWGATE CAPITAL MANAGEMENT LLC, UBS AG, and LPL Financial LLC. This page lists 72 institutional shareholders reporting positions in this security for the Q1 2014 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q1 2014 vs Q4 2013 Across Filers

Q4 2013 holders

Q1 2014 holders

Holder diff

Investor	Q4 2013 Shares	Q1 2014 Shares	Share Diff	Share Chg %	Q4 2013 Value $	Q1 2014 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.