Latest Period
Q1 2026
Security Snapshot
HAWTHORN BANCSHARES, INC. - Common stock, $0.01 par value (HWBK) Institutional Ownership
CUSIP: 420476103
13F Institutional Holders and Ownership History from Q1 2014 to Q1 2026
Institutions Reporting
64
Shares (Excl. Options)
2,123,494
Price
$33.69
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- Security type / class
- Equity / Common stock, $0.01 par value
- Symbol
- HWBK on Nasdaq
- All holders as of 31 Mar 2026
- Q1 2026
- Total 13F shares
- 2,123,494
- Total 13F value
- $71,590,297
- Portfolio coverage rank
- 0%
- Share change
- +5,278
- Value change
- +$162,104
- Number of holders
- 64
- Shares outstanding
- 6,860,968
- SEC-reported price per share
- $34.23
Latest holder snapshot
5 signals
Issuer context
Names, identifiers, and filing context for this profile.
2 identity fields
13F Shares, Excluding Options vs Price
13F Value, Excluding Options
Total Investors
Key facts
- HWBK - HAWTHORN BANCSHARES, INC. - Common stock, $0.01 par value is tracked under CUSIP 420476103.
- 64 institutions reported positions in Q1 2026.
- 2 significant owners is listed from Schedule 13D/13G reporting.
Change
- Holder count moved from 64 to 64 between Q4 2025 and Q1 2026.
- SEC-reported value moved from $73,871,430 to $71,590,297.
Research use
- You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
- 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.
Evidence
Source: SEC Form 13F
Open SEC evidence
Latest holder context comes from 64 institutions filings for Q1 2026.
Security key
420476103
Latest holder period
Q1 2026
13F holders
64
13D/G owners
2
CIK / CUSIP context first
Open Q1 2026 holders
HWBK full holder history
HAWTHORN BANCSHARES, INC. SEC filings
HAWTHORN BANCSHARES, INC. company facts
HAWTHORN BANCSHARES, INC. insider transactions
Broader feeds
Recent Quarterly Holder Reports
Open recent reporting periods for CUSIP 420476103:
13D/G owners
Significant owners
Large-stake holder rows connected to Schedule 13D/G evidence.
Rows
2
Security
HWBK
| Filer | Ownership | Change % | Holdings Value | Net Change | Nb Shares | Change % | Reporting Name | Report Period |
|---|---|---|---|---|---|---|---|---|
| Eden Douglas Todd | 9.4% | $20,018,658 | 644,931 | Douglas Eden | 11 Dec 2025 | |||
| FJ Capital Management LLC | 4.8% | -35% | $9,975,152 | -$5,117,177 | 334,849 | -34% | FJ Capital Management LLC | 31 Dec 2024 |
As of 31 Mar 2026, 64 institutional investors reported holding 2,123,494 shares of HAWTHORN BANCSHARES, INC. - Common stock, $0.01 par value (HWBK). This represents 31% of the company’s total 6,860,968 outstanding shares.
13F concentration
Top 25 institutional shareholders
Largest 13F positions for this security by reported shares and value.
Top holder share
29%
| Institution | Ownership % | Shares Held | Share Change % | Portfolio % | Holdings Value |
|---|---|---|---|---|---|
| Ategra Capital Management, LLC | 5% | 342,390 | 0% | 6.4% | $11,535,119 |
| BlackRock, Inc. | 4.5% | 310,672 | +3.3% | 0% | $10,466,539 |
| VANGUARD CAPITAL MANAGEMENT LLC | 3.6% | 246,188 | 0% | 0% | $8,294,074 |
| FJ Capital Management LLC | 2.8% | 190,710 | 0% | 0.72% | $6,425,020 |
| DIMENSIONAL FUND ADVISORS LP | 2.3% | 158,332 | +1.6% | 0% | $5,334,511 |
| GEODE CAPITAL MANAGEMENT, LLC | 2% | 136,802 | -2% | 0% | $4,610,294 |
| STATE STREET CORP | 1.2% | 83,013 | +5.5% | 0% | $2,813,806 |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 0.95% | 65,186 | -14% | 0.04% | $2,196,116 |
| MONETA GROUP INVESTMENT ADVISORS LLC | 0.71% | 48,725 | +0.39% | 0.01% | $1,641,554 |
| Pinnacle Holdings, LLC | 0.67% | 46,131 | -3.4% | 0.5% | $1,554,151 |
| NORTHERN TRUST CORP | 0.64% | 43,845 | +9.1% | 0% | $1,477,138 |
| RBF Capital, LLC | 0.57% | 39,167 | 0% | 0.06% | $1,319,536 |
| VANGUARD FIDUCIARY TRUST CO | 0.53% | 36,072 | 0% | 0% | $1,215,266 |
| RENAISSANCE TECHNOLOGIES LLC | 0.51% | 34,843 | -6.3% | 0% | $1,173,861 |
| VANGUARD PORTFOLIO MANAGEMENT LLC | 0.49% | 33,309 | 0% | 0% | $1,122,180 |
| Empowered Funds, LLC | 0.48% | 33,050 | 0.01% | $1,113,455 | |
| MERCER GLOBAL ADVISORS INC /ADV | 0.47% | 32,450 | +0.06% | 0% | $1,093,226 |
| GOLDMAN SACHS GROUP INC | 0.37% | 25,421 | -17% | 0% | $856,434 |
| AMERICAN CENTURY COMPANIES INC | 0.3% | 20,603 | 0% | 0% | $694,115 |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | 0.23% | 15,606 | 0% | 0% | $525,766 |
| ALEXANDER LABRUNERIE & CO., INC. | 0.23% | 15,471 | 0% | 0.19% | $521,218 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 0.21% | 14,567 | -11% | 0% | $490,762 |
| Eagle Bluffs Wealth Management LLC | 0.2% | 13,747 | 0% | 0.18% | $466,023 |
| CITADEL ADVISORS LLC | 0.2% | 13,467 | +17% | 0% | $453,703 |
| ALLIANCEBERNSTEIN L.P. | 0.19% | 13,169 | -16% | 0% | $459,335 |
Quarter history
Institutional holders across reporting periods
Holder count, reported shares/value, and median price by quarter.
Periods
49
Latest
Q1 2026
Rows shown
1-25 of 49
| Period | 13F Shares, Excl. Options | Value, Excl. Options | Value Change | Price (Median) | Investors |
|---|---|---|---|---|---|
| 2026 Q1 | 2,123,494 | $71,590,297 | +$162,104 | $33.69 | 64 |
| 2025 Q4 | 2,117,810 | $73,871,430 | +$1,254,789 | $34.88 | 64 |
| 2025 Q3 | 2,086,089 | $64,769,981 | -$225,661 | $31.04 | 59 |
| 2025 Q2 | 2,094,980 | $61,057,286 | +$6,086,640 | $29.14 | 51 |
| 2025 Q1 | 1,887,964 | $53,306,900 | +$2,616 | $28.23 | 40 |
| 2024 Q4 | 1,887,765 | $53,527,928 | -$564,524 | $28.35 | 36 |
| 2024 Q3 | 1,908,093 | $47,755,716 | +$498,296 | $25.03 | 33 |
| 2024 Q2 | 1,899,630 | $37,618,690 | -$926,438 | $19.80 | 32 |
| 2024 Q1 | 1,946,072 | $39,764,398 | -$1,286,975 | $20.43 | 33 |
| 2023 Q4 | 1,879,111 | $47,678,476 | +$1,719,964 | $25.37 | 39 |
| 2023 Q3 | 1,871,386 | $30,414,841 | +$673,518 | $16.25 | 36 |
| 2023 Q2 | 1,845,103 | $33,124,101 | -$2,700,913 | $17.95 | 36 |
| 2023 Q1 | 1,960,685 | $45,827,705 | -$2,929,429 | $23.38 | 31 |
| 2022 Q4 | 2,094,699 | $45,606,605 | -$334,332 | $21.77 | 33 |
| 2022 Q3 | 2,109,574 | $45,509,629 | -$283,457 | $21.86 | 34 |
| 2022 Q2 | 2,112,596 | $53,172,763 | -$884,664 | $25.49 | 35 |
| 2022 Q1 | 2,170,884 | $54,940,259 | -$281,283 | $25.28 | 36 |
| 2021 Q4 | 2,180,790 | $56,535,153 | +$443,156 | $25.94 | 37 |
| 2021 Q3 | 2,115,667 | $49,018,277 | +$702,602 | $23.16 | 34 |
| 2021 Q2 | 2,086,314 | $47,859,540 | -$4,713,701 | $22.93 | 38 |
| 2021 Q1 | 2,291,211 | $48,796,391 | -$1,553,421 | $21.29 | 36 |
| 2020 Q4 | 2,366,836 | $51,836,319 | +$955,189 | $21.90 | 36 |
| 2020 Q3 | 2,323,121 | $44,004,507 | +$546,941 | $18.94 | 36 |
| 2020 Q2 | 2,292,756 | $45,156,178 | +$849,028 | $19.69 | 38 |
| 2020 Q1 | 2,251,311 | $41,327,772 | -$2,326,791 | $18.35 | 39 |