What does CUSIP 420476103 represent in this 13F holders report?

CUSIP 420476103 is the security identifier for HWBK - HAWTHORN BANCSHARES, INC. - Common stock, $0.01 par value used to aggregate holder disclosures.

How many institutions held HWBK - HAWTHORN BANCSHARES, INC. - Common stock, $0.01 par value in Q1 2023?

31 institutional investors reported HWBK - HAWTHORN BANCSHARES, INC. - Common stock, $0.01 par value for Q1 2023. Use the holders table for investor-level position and value details.

HAWTHORN BANCSHARES, INC. - Common stock, $0.01 par value (HWBK)

CUSIP: 420476103

Q1 2023 13F Holders as of 31 Mar 2023

Security type / class: Equity / Common stock, $0.01 par value
Total 13F shares: 1,960,685
Total 13F value: $45,827,705
Share change: -134,014
SEC-reported price per share: $23.38
Number of holders: 31
Value change: -$2,929,429
Number of buys: 10
Number of sells: 16
Shares outstanding: 6,860,968

Security key

420476103

Report period

Q1 2023

Institutions

Top holders

HWBK full security history Ownership snapshot Full 13F holder table Newer quarter: Q3 2025 HAWTHORN BANCSHARES, INC. SEC filings HAWTHORN BANCSHARES, INC. company facts

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Reporting periods

Holder history for CUSIP 420476103

Newer quarter: Q3 2025

Recent filing periods:

Q3 2026 Q2 2026 Q1 2026 Q4 2025 Q3 2025

Ownership snapshot

Top reported holders of HWBK - HAWTHORN BANCSHARES, INC. - Common stock, $0.01 par value (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader

Ategra Capital Management...

Disclosed value leader

Ategra Capital Management...

Comparable rows

0/15

Latest evidence

31 Dec 2022

13F Highest disclosed value: $8,530,357 15 rows are not safely comparable across share classes. Showing 1-6 of 15 holder rows.

Quick read

Ategra Capital Management, LLC has the largest disclosed position value at $8.53M.

0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens Ategra Capital Management, LLC's linked filing trail.

Disclosed position value Top 5

Ategra Capital Management, LLC $8.53M

PL Capital Advisors, LLC $7.74M

VANGUARD GROUP INC $5.43M

ALLIANCEBERNSTEIN L.P. $4.73M

DIMENSIONAL FUND ADVISORS LP $3.84M

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 15 holder rows

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
Ategra Capital Management, LLC	13F Company 13F	— denominator unverified	$8,530,357 391,840 shares	—	31 Dec 2022
PL Capital Advisors, LLC	13F Company 13F	— denominator unverified	$7,738,103 355,448 shares	—	31 Dec 2022
VANGUARD GROUP INC	13F Company 13F	— denominator unverified	$5,426,325 249,257 shares	—	31 Dec 2022
ALLIANCEBERNSTEIN L.P.	13F Company 13F	— denominator unverified	$4,734,344 217,471 shares	—	31 Dec 2022
DIMENSIONAL FUND ADVISORS LP	13F Company 13F	— denominator unverified	$3,843,000 176,553 shares	—	31 Dec 2022
ENDEAVOUR CAPITAL ADVISORS INC	13F Company 13F	— denominator unverified	$2,020,691 92,820 shares	—	31 Dec 2022

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q1 2023

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

1,960,685

Rows available

Investor	Option	Weight %	Change %	SEC-reported value	* Price	Shares	Share Change	Activity	Report Period

^* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q1 2023 vs Q2 2026 Across Filers

Q2 2026 holders

Q1 2023 holders

Holder diff

-37

Investor	Q2 2026 Shares	Q1 2023 Shares	Share Diff	Share Chg %	Q2 2026 value	Q1 2023 value	Value change	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend