Security key
420476103
HAWTHORN BANCSHARES, INC. - Common stock, $0.01 par value (HWBK)
CUSIP: 420476103
Q1 2021 13F Holders as of 31 Mar 2021
- Security type / class
- Equity / Common stock, $0.01 par value
- Total 13F shares
- 2,291,211
- Total 13F value
- $48,796,391
- Share change
- -72,761
- SEC-reported price per share
- $21.29
- Number of holders
- 36
- Value change
- -$1,553,421
- Number of buys
- 10
- Number of sells
- 15
- Shares outstanding
- 6,860,968
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q1 2021
Institutions
36
Top holders
10
HWBK full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q2 2021
Previous quarter: Q4 2020
HAWTHORN BANCSHARES, INC. SEC filings
HAWTHORN BANCSHARES, INC. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 420476103
Recent filing periods:
Ownership snapshot
Top reported holders of HWBK - HAWTHORN BANCSHARES, INC. - Common stock, $0.01 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Ategra Capital Management...
Disclosed value leader
Ategra Capital Management...
Comparable rows
15/15
Latest evidence
31 Dec 2020
13F
Lead comparable stake: 5%
Showing 1-6 of 15 holder rows.
Quick read
Ategra Capital Management, LLC leads the comparable SEC ownership view at 5%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Ategra Capital Management, LLC's linked filing trail.
Comparable ownership
Top 5
Ategra Capital Management, LLC
5%
BlackRock Finance, Inc.
4.8%
PL Capital Advisors, LLC
4.1%
VANGUARD GROUP INC
3.6%
ENDEAVOUR CAPITAL ADVISORS INC
2.8%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Ategra Capital Management, LLC |
13F
Company
|
5%
|
$7,486,362
341,843 shares
|
— | 31 Dec 2020 |
| BlackRock Finance, Inc. |
13F
Company
|
4.8%
|
$7,286,000
332,731 shares
|
— | 31 Dec 2020 |
| PL Capital Advisors, LLC |
13F
Company
|
4.1%
|
$6,202,000
283,184 shares
|
— | 31 Dec 2020 |
| VANGUARD GROUP INC |
13F
Company
|
3.6%
|
$5,371,000
245,273 shares
|
— | 31 Dec 2020 |
| ENDEAVOUR CAPITAL ADVISORS INC |
13F
Company
|
2.8%
|
$4,138,000
188,960 shares
|
— | 31 Dec 2020 |
| FJ Capital Management LLC |
13F
Company
|
2.7%
|
$4,086,000
187,000 shares
|
— | 31 Dec 2020 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q1 2021
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
36
Shares
2,291,211
Rows available
36
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q1 2021 vs Q4 2020 Across Filers
Q4 2020 holders
36
Q1 2021 holders
36
Holder diff
0
| Investor | Q4 2020 Shares | Q1 2021 Shares | Share Diff | Share Chg % | Q4 2020 value | Q1 2021 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend