Security key
420476103
HAWTHORN BANCSHARES, INC. - Common stock, $0.01 par value (HWBK)
CUSIP: 420476103
Q3 2021 13F Holders as of 30 Sep 2021
- Security type / class
- Equity / Common stock, $0.01 par value
- Total 13F shares
- 2,115,667
- Total 13F value
- $49,018,277
- Share change
- +30,054
- SEC-reported price per share
- $23.16
- Number of holders
- 34
- Value change
- +$702,602
- Number of buys
- 14
- Number of sells
- 20
- Shares outstanding
- 6,860,968
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q3 2021
Institutions
34
Top holders
10
HWBK full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q4 2021
Previous quarter: Q2 2021
HAWTHORN BANCSHARES, INC. SEC filings
HAWTHORN BANCSHARES, INC. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 420476103
Recent filing periods:
Ownership snapshot
Top reported holders of HWBK - HAWTHORN BANCSHARES, INC. - Common stock, $0.01 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Ategra Capital Management...
Disclosed value leader
Ategra Capital Management...
Comparable rows
15/15
Latest evidence
30 Jun 2021
13F
Lead comparable stake: 5.5%
Showing 1-6 of 15 holder rows.
Quick read
Ategra Capital Management, LLC leads the comparable SEC ownership view at 5.5%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Ategra Capital Management, LLC's linked filing trail.
Comparable ownership
Top 5
Ategra Capital Management, LLC
5.5%
PL Capital Advisors, LLC
4.5%
VANGUARD GROUP INC
3.5%
ENDEAVOUR CAPITAL ADVISORS INC
2.7%
DIMENSIONAL FUND ADVISORS LP
2.4%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Ategra Capital Management, LLC |
13F
Company
|
5.5%
|
$8,639,336
376,770 shares
|
— | 30 Jun 2021 |
| PL Capital Advisors, LLC |
13F
Company
|
4.5%
|
$7,147,000
311,690 shares
|
— | 30 Jun 2021 |
| VANGUARD GROUP INC |
13F
Company
|
3.5%
|
$5,508,000
240,242 shares
|
— | 30 Jun 2021 |
| ENDEAVOUR CAPITAL ADVISORS INC |
13F
Company
|
2.7%
|
$4,301,000
187,578 shares
|
— | 30 Jun 2021 |
| DIMENSIONAL FUND ADVISORS LP |
13F
Company
|
2.4%
|
$3,774,000
164,607 shares
|
— | 30 Jun 2021 |
| MILLENNIUM MANAGEMENT LLC |
13F
Company
|
1.4%
|
$2,137,000
93,184 shares
|
— | 30 Jun 2021 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2021
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
34
Shares
2,115,667
Rows available
34
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2021 vs Q2 2021 Across Filers
Q2 2021 holders
38
Q3 2021 holders
34
Holder diff
-4
| Investor | Q2 2021 Shares | Q3 2021 Shares | Share Diff | Share Chg % | Q2 2021 value | Q3 2021 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend