GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN)

Q4 2018 13F Holders as of 31 Dec 2018

Type / Class
Equity / COM
Total 13F shares
4,153,837
Share change
-814,147
Total reported value
$38,714,895
Put/Call ratio
20%
Price per share
$9.32
Number of holders
63
Value change
-$9,052,016
Number of buys
32
Number of sells
38

Institutional Holders of GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN) as of Q4 2018

As of 31 Dec 2018, GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN) was held by 63 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 4,153,837 shares. The largest 10 holders included UBS Group AG, Advisors Asset Management, Inc., LADENBURG THALMANN FINANCIAL SERVICES INC., DAVENPORT & Co LLC, VAN ECK ASSOCIATES CORP, ARES MANAGEMENT LLC, Janney Montgomery Scott LLC, BlackRock Inc., Legal & General Group Plc, and GLOBAL STRATEGIC MANAGEMENT INC. This page lists 63 institutional shareholders reporting positions in this security for the Q4 2018 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.