Q4 2018 13F Holders as of 31 Dec 2018
-
Type / Class
-
Equity / COM
-
Number of holders
-
63
-
Total 13F shares, excl. options
-
4.15M
-
Shares change
-
-814K
-
Total reported value, excl. options
-
$38.7M
-
Value change
-
-$9.05M
-
Put/Call ratio
-
0.2
-
Number of buys
-
32
-
Number of sells
-
-38
-
Price
-
$9.32
Significant Holders of GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN) as of Q4 2018
83 filings reported holding GAIN - GLADSTONE INVESTMENT CORPORATION\DE - COM as of Q4 2018.
GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN) has 63 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 4.15M shares
.
Largest 10 shareholders include UBS Group AG (614K shares), Advisors Asset Management, Inc. (399K shares), LADENBURG THALMANN FINANCIAL SERVICES INC. (363K shares), DAVENPORT & Co LLC (306K shares), VAN ECK ASSOCIATES CORP (264K shares), ARES MANAGEMENT LLC (185K shares), Janney Montgomery Scott LLC (166K shares), BlackRock Inc. (151K shares), Legal & General Group Plc (148K shares), and GLOBAL STRATEGIC MANAGEMENT INC (134K shares).
This table shows the top 63 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.