Q3 2018 13F Holders as of 30 Sep 2018
-
Type / Class
-
Equity / COM
-
Number of holders
-
66
-
Total 13F shares, excl. options
-
4,781,332
-
Shares change
-
-8,926
-
Total reported value, excl. options
-
$54,646,820
-
Value change
-
-$179,576
-
Number of buys
-
29
-
Number of sells
-
-36
-
Price
-
$11.43
Significant Holders of GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN) as of Q3 2018
79 filings reported holding GAIN - GLADSTONE INVESTMENT CORPORATION\DE - COM as of Q3 2018.
GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN) has 66 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 4,781,332 shares
.
Largest 10 shareholders include UBS Group AG (474,845 shares), Advisors Asset Management, Inc. (440,580 shares), LSV ASSET MANAGEMENT (376,300 shares), LADENBURG THALMANN FINANCIAL SERVICES INC. (357,742 shares), VAN ECK ASSOCIATES CORP (271,350 shares), DAVENPORT & Co LLC (247,644 shares), BANK OF MONTREAL /CAN/ (207,000 shares), CUE FINANCIAL GROUP, INC. (198,884 shares), Janney Montgomery Scott LLC (176,646 shares), and MILLENNIUM MANAGEMENT LLC (170,194 shares).
This table shows the top 66 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.