GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN)

Q1 2019 13F Holders as of 31 Mar 2019

Type / Class
Equity / COM
Total 13F shares
4,134,868
Share change
-132,057
Total reported value
$48,124,612
Put/Call ratio
0%
Price per share
$11.60
Number of holders
66
Value change
-$1,083,623
Number of buys
34
Number of sells
30

Institutional Holders of GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN) as of Q1 2019

As of 31 Mar 2019, GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN) was held by 66 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 4,134,868 shares. The largest 10 holders included UBS Group AG, LADENBURG THALMANN FINANCIAL SERVICES INC., Advisors Asset Management, Inc., DAVENPORT & Co LLC, VAN ECK ASSOCIATES CORP, Janney Montgomery Scott LLC, PFG Advisors, Legal & General Group Plc, BlackRock Inc., and GLOBAL STRATEGIC MANAGEMENT INC. This page lists 66 institutional shareholders reporting positions in this security for the Q1 2019 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.