Security key
33848E106
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (PFO)
CUSIP: 33848E106
Q1 2018 13F Holders as of 31 Mar 2018
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 13,024,961
- Total 13F shares
- 1,099,121
- Share change
- +87,353
- Total reported value
- $11,934,037
- Price per share
- $10.86
- Number of holders
- 39
- Value change
- +$801,676
- Number of buys
- 25
- Number of sells
- 13
Report period
Q1 2018
Institutions
39
Top holders
10
PFO full security history
Newer quarter: Q2 2018
Previous quarter: Q4 2017
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 33848E106
Recent filing periods:
Top shareholders of PFO - Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Summit X, LLC |
13F
|
Company |
1.4%
|
176,095
|
$2,080,000 | — | 31 Dec 2017 | |
| MORGAN STANLEY |
13F
|
Company |
1.1%
|
145,304
|
$1,716,000 | — | 31 Dec 2017 | |
| FIFTH THIRD BANCORP |
13F
|
Company |
1.1%
|
144,478
|
$1,706,000 | — | 31 Dec 2017 | |
| Covington Capital Management |
13F
|
Company |
0.37%
|
48,708
|
$575,000 | — | 31 Dec 2017 | |
| US BANCORP \DE\ |
13F
|
Company |
0.35%
|
45,774
|
$541,000 | — | 31 Dec 2017 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.34%
|
44,760
|
$529,000 | — | 31 Dec 2017 | |
| Laurion Capital Management LP |
13F
|
Company |
0.32%
|
41,254
|
$487,000 | — | 31 Dec 2017 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.26%
|
34,106
|
$405,000 | — | 31 Dec 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.23%
|
30,224
|
$357,000 | — | 31 Dec 2017 | |
| Invesco Ltd. |
13F
|
Company |
0.22%
|
29,136
|
$344,000 | — | 31 Dec 2017 | |
| Parkside Investments, LLC |
13F
|
Company |
0.18%
|
23,150
|
$273,000 | — | 31 Dec 2017 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.17%
|
21,985
|
$260,000 | — | 31 Dec 2017 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.14%
|
18,355
|
$217,000 | — | 31 Dec 2017 | |
| LPL Financial LLC |
13F
|
Company |
0.14%
|
18,200
|
$215,000 | — | 31 Dec 2017 | |
| Alpine Global Management, LLC |
13F
|
Company |
0.12%
|
15,105
|
$178,000 | — | 31 Dec 2017 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.11%
|
14,552
|
$172,000 | — | 31 Dec 2017 | |
| Mosaic Family Wealth, LLC |
13F
|
Company |
0.11%
|
13,938
|
$165,000 | — | 31 Dec 2017 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.1%
|
13,044
|
$154,000 | — | 31 Dec 2017 | |
| Cetera Advisors LLC |
13F
|
Company |
0.1%
|
12,585
|
$151,000 | — | 31 Dec 2017 | |
| CLIFFORD SWAN INVESTMENT COUNSEL LLC |
13F
|
Company |
0.1%
|
12,500
|
$148,000 | — | 31 Dec 2017 | |
| Horizon Kinetics LLC |
13F
|
Company |
0.09%
|
12,180
|
$144,000 | — | 31 Dec 2017 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.09%
|
12,000
|
$141,000 | — | 31 Dec 2017 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.09%
|
11,603
|
$137,000 | — | 31 Dec 2017 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.09%
|
11,461
|
$134,000 | — | 31 Dec 2017 | |
| UBS Group AG |
13F
|
Company |
0.07%
|
9,529
|
$113,000 | — | 31 Dec 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.07%
|
8,757
|
$103,000 | — | 31 Dec 2017 | |
| CITIGROUP INC |
13F
|
Company |
0.06%
|
8,304
|
$98,000 | — | 31 Dec 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.05%
|
6,977
|
$82,000 | — | 31 Dec 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
0.04%
|
4,854
|
$57,000 | — | 31 Dec 2017 | |
| Federation Des Caisses Desjardins du Quebec |
13F
|
Individual |
0.02%
|
2,600
|
$30,706 | — | 31 Dec 2017 | |
| Risk Paradigm Group, LLC |
13F
|
Company |
0.02%
|
2,520
|
$29,761 | — | 31 Dec 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.01%
|
1,730
|
$20,000 | — | 31 Dec 2017 | |
| American Portfolios Advisors |
13F
|
Company |
0.01%
|
1,300
|
$15,353 | — | 31 Dec 2017 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.01%
|
1,200
|
$14,000 | — | 31 Dec 2017 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
0%
|
200
|
$2,000 | — | 31 Dec 2017 |
Institutional Holders of Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (PFO) as of Q1 2018
As of 31 Mar 2018,
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (PFO) was held by
39 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,099,121 shares.
The largest 10 holders included
Summit X, LLC, MORGAN STANLEY, WOLVERINE ASSET MANAGEMENT LLC, FIFTH THIRD BANCORP, CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, CEDAR HILL ASSOCIATES, LLC, US BANCORP \DE\, Covington Capital Management, WELLS FARGO & COMPANY/MN, and D.A. DAVIDSON & CO..
This page lists
39
institutional shareholders reporting positions in this security
for the Q1 2018 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2018 vs Q4 2017 Across Filers
Q4 2017 holders
36
Q1 2018 holders
39
Holder diff
3
| Investor | Q4 2017 Shares | Q1 2018 Shares | Share Diff | Share Chg % | Q4 2017 Value $ | Q1 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.