Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (PFO)
CUSIP: 33848E106
Q2 2018 13F Holders as of 30 Jun 2018
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 13,024,961
- Total 13F shares
- 1,167,768
- Share change
- +68,647
- Total reported value
- $12,566,425
- Price per share
- $10.75
- Number of holders
- 40
- Value change
- +$734,673
- Number of buys
- 13
- Number of sells
- 19
Quarterly Holders Quick Answers
What is CUSIP 33848E106?
CUSIP 33848E106 identifies PFO - Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 33848E106:
Top shareholders of PFO - Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Summit X, LLC |
13F
|
Company |
1.4%
|
185,531
|
$2,016,000 | — | 31 Mar 2018 | |
| MORGAN STANLEY |
13F
|
Company |
1.2%
|
150,544
|
$1,635,000 | — | 31 Mar 2018 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
1%
|
136,522
|
$1,482,000 | — | 31 Mar 2018 | |
| FIFTH THIRD BANCORP |
13F
|
Company |
0.53%
|
69,332
|
$753,000 | — | 31 Mar 2018 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
0.43%
|
56,400
|
$612,000 | — | 31 Mar 2018 | |
| CEDAR HILL ASSOCIATES, LLC |
13F
|
Company |
0.42%
|
55,100
|
$598,000 | — | 31 Mar 2018 | |
| US BANCORP \DE\ |
13F
|
Company |
0.4%
|
52,564
|
$571,000 | — | 31 Mar 2018 | |
| Covington Capital Management |
13F
|
Company |
0.38%
|
49,458
|
$537,000 | — | 31 Mar 2018 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.29%
|
38,322
|
$416,000 | — | 31 Mar 2018 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.24%
|
31,825
|
$346,000 | — | 31 Mar 2018 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.19%
|
25,295
|
$275,000 | — | 31 Mar 2018 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.19%
|
24,545
|
$267,000 | — | 31 Mar 2018 | |
| LPL Financial LLC |
13F
|
Company |
0.15%
|
19,196
|
$208,000 | — | 31 Mar 2018 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.14%
|
17,936
|
$195,000 | — | 31 Mar 2018 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.13%
|
17,500
|
$189,000 | — | 31 Mar 2018 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.12%
|
16,119
|
$175,000 | — | 31 Mar 2018 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.11%
|
14,592
|
$158,000 | — | 31 Mar 2018 | |
| Mosaic Family Wealth, LLC |
13F
|
Company |
0.11%
|
14,006
|
$152,000 | — | 31 Mar 2018 | |
| Lee Financial Co |
13F
|
Company |
0.1%
|
13,300
|
$144,000 | — | 31 Mar 2018 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.1%
|
13,044
|
$142,000 | — | 31 Mar 2018 | |
| CLIFFORD SWAN INVESTMENT COUNSEL LLC |
13F
|
Company |
0.1%
|
12,500
|
$136,000 | — | 31 Mar 2018 | |
| Horizon Kinetics LLC |
13F
|
Company |
0.09%
|
12,180
|
$132,000 | — | 31 Mar 2018 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.08%
|
10,757
|
$117,000 | — | 31 Mar 2018 | |
| Parkside Investments, LLC |
13F
|
Company |
0.08%
|
10,000
|
$109,000 | — | 31 Mar 2018 | |
| CITIGROUP INC |
13F
|
Company |
0.06%
|
8,304
|
$90,000 | — | 31 Mar 2018 | |
| AdvisorNet Financial, Inc |
13F
|
Company |
0.06%
|
7,300
|
$79,000 | — | 31 Mar 2018 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.05%
|
6,919
|
$75,000 | — | 31 Mar 2018 | |
| UBS Group AG |
13F
|
Company |
0.05%
|
6,807
|
$74,000 | — | 31 Mar 2018 | |
| Advisor Group, Inc. |
13F
|
Company |
0.04%
|
5,121
|
$55,000 | — | 31 Mar 2018 | |
| SYNOVUS FINANCIAL CORP |
13F
|
Company |
0.03%
|
3,817
|
$41,000 | — | 31 Mar 2018 | |
| Perigon Wealth Management, LLC |
13F
|
Company |
0.03%
|
3,290
|
$36,000 | — | 31 Mar 2018 | |
| Federation Des Caisses Desjardins du Quebec |
13F
|
Individual |
0.02%
|
2,600
|
$28,236 | — | 31 Mar 2018 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.02%
|
2,035
|
$22,000 | — | 31 Mar 2018 | |
| Rehmann Capital Advisory Group |
13F
|
Company |
0.02%
|
2,000
|
$22,000 | — | 31 Mar 2018 | |
| American Portfolios Advisors |
13F
|
Company |
0.01%
|
1,300
|
$14,118 | — | 31 Mar 2018 | |
| RPg Family Wealth Advisory, LLC |
13F
|
Company |
0.01%
|
1,260
|
$13,683 | — | 31 Mar 2018 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.01%
|
1,200
|
$13,000 | — | 31 Mar 2018 | |
| Litman Gregory Wealth Management LLC |
13F
|
Company |
0%
|
400
|
$4,000 | — | 31 Mar 2018 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
0%
|
200
|
$2,000 | — | 31 Mar 2018 |
Institutional Holders of Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (PFO) as of Q2 2018
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2018 vs Q1 2018 Across Filers
| Investor | Q1 2018 Shares | Q2 2018 Shares | Share Diff | Share Chg % | Q1 2018 Value $ | Q2 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
An asterisk sign (*) next to the price indicates that the price is likely invalid.