Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (PFO)
CUSIP: 33848E106
Q4 2017 13F Holders as of 31 Dec 2017
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 13,024,961
- Total 13F shares
- 1,011,768
- Share change
- +31,351
- Total reported value
- $11,950,820
- Price per share
- $11.81
- Number of holders
- 36
- Value change
- +$342,879
- Number of buys
- 16
- Number of sells
- 15
Quarterly Holders Quick Answers
What is CUSIP 33848E106?
CUSIP 33848E106 identifies PFO - Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 33848E106:
Top shareholders of PFO - Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Summit X, LLC |
13F
|
Company |
1.4%
|
180,345
|
$2,211,000 | — | 30 Sep 2017 | |
| FIFTH THIRD BANCORP |
13F
|
Company |
1.1%
|
147,404
|
$1,806,000 | — | 30 Sep 2017 | |
| MORGAN STANLEY |
13F
|
Company |
1.1%
|
145,155
|
$1,779,000 | — | 30 Sep 2017 | |
| CEDAR HILL ASSOCIATES, LLC |
13F
|
Company |
0.46%
|
60,100
|
$736,000 | — | 30 Sep 2017 | |
| Covington Capital Management |
13F
|
Company |
0.39%
|
50,708
|
$621,000 | — | 30 Sep 2017 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.36%
|
46,674
|
$570,000 | — | 30 Sep 2017 | |
| US BANCORP \DE\ |
13F
|
Company |
0.25%
|
32,100
|
$393,000 | — | 30 Sep 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.24%
|
31,075
|
$380,000 | — | 30 Sep 2017 | |
| Invesco Ltd. |
13F
|
Company |
0.23%
|
29,403
|
$360,000 | — | 30 Sep 2017 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.23%
|
29,641
|
$359,000 | — | 30 Sep 2017 | |
| Parkside Investments, LLC |
13F
|
Company |
0.19%
|
24,250
|
$297,000 | — | 30 Sep 2017 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.17%
|
22,410
|
$277,000 | — | 30 Sep 2017 | |
| LPL Financial LLC |
13F
|
Company |
0.17%
|
22,386
|
$274,000 | — | 30 Sep 2017 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.17%
|
22,260
|
$273,000 | — | 30 Sep 2017 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.16%
|
20,425
|
$250,000 | — | 30 Sep 2017 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.14%
|
18,542
|
$224,000 | — | 30 Sep 2017 | |
| Mosaic Family Wealth, LLC |
13F
|
Company |
0.11%
|
13,874
|
$170,000 | — | 30 Sep 2017 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.1%
|
13,044
|
$160,000 | — | 30 Sep 2017 | |
| Cetera Advisors LLC |
13F
|
Company |
0.1%
|
12,585
|
$155,000 | — | 30 Sep 2017 | |
| CLIFFORD SWAN INVESTMENT COUNSEL LLC |
13F
|
Company |
0.1%
|
12,500
|
$153,000 | — | 30 Sep 2017 | |
| Horizon Kinetics LLC |
13F
|
Company |
0.09%
|
12,180
|
$149,000 | — | 30 Sep 2017 | |
| CITIGROUP INC |
13F
|
Company |
0.06%
|
8,304
|
$101,000 | — | 30 Sep 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.06%
|
8,169
|
$100,000 | — | 30 Sep 2017 | |
| SYNOVUS FINANCIAL CORP |
13F
|
Company |
0.11%
|
14,269
|
$64,000 | — | 30 Sep 2017 | |
| UBS Group AG |
13F
|
Company |
0.04%
|
4,805
|
$59,000 | — | 30 Sep 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
0.03%
|
4,054
|
$50,000 | — | 30 Sep 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.03%
|
3,522
|
$43,000 | — | 30 Sep 2017 | |
| Perigon Wealth Management, LLC |
13F
|
Company |
0.03%
|
3,290
|
$40,000 | — | 30 Sep 2017 | |
| Federation Des Caisses Desjardins du Quebec |
13F
|
Individual |
0.02%
|
2,600
|
$31,746 | — | 30 Sep 2017 | |
| RPg Family Wealth Advisory, LLC |
13F
|
Company |
0.02%
|
2,520
|
$30,870 | — | 30 Sep 2017 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.01%
|
1,700
|
$20,000 | — | 30 Sep 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.01%
|
800
|
$10,000 | — | 30 Sep 2017 |
Institutional Holders of Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (PFO) as of Q4 2017
As of 31 Dec 2017,
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (PFO) was held by
36 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,011,768 shares.
The largest 10 holders included
Summit X, LLC, MORGAN STANLEY, FIFTH THIRD BANCORP, Covington Capital Management, US BANCORP \DE\, GUGGENHEIM CAPITAL LLC, Laurion Capital Management LP, Cetera Advisor Networks LLC, WELLS FARGO & COMPANY/MN, and Invesco Ltd..
This page lists
36
institutional shareholders reporting positions in this security
for the Q4 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2017 vs Q3 2017 Across Filers
Q3 2017 holders
31
Q4 2017 holders
36
Holder diff
5
| Investor | Q3 2017 Shares | Q4 2017 Shares | Share Diff | Share Chg % | Q3 2017 Value $ | Q4 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.