Security key
33848E106
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (PFO)
CUSIP: 33848E106
Q2 2025 13F Holders as of 30 Jun 2025
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 13,024,961
- Total 13F shares
- 3,087,846
- Share change
- +45,309
- Total reported value
- $28,565,757
- Price per share
- $9.25
- Number of holders
- 47
- Value change
- +$423,188
- Number of buys
- 24
- Number of sells
- 17
Report period
Q2 2025
Institutions
47
Top holders
10
PFO full security history
Newer quarter: Q3 2025
Previous quarter: Q1 2025
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 33848E106
Recent filing periods:
Top shareholders of PFO - Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
4.7%
|
608,217
|
$5,608,000 | — | 31 Mar 2025 | |
| CIBC Private Wealth Group LLC |
13F
|
Company |
4.5%
|
588,511
|
$5,019,999 | — | 31 Mar 2025 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
1.9%
|
243,417
|
$2,244,305 | — | 31 Mar 2025 | |
| Private Advisor Group, LLC |
13F
|
Company |
1.4%
|
188,163
|
$1,734,868 | — | 31 Mar 2025 | |
| Matisse Capital |
13F
|
Company |
1.3%
|
170,775
|
$1,574,546 | — | 31 Mar 2025 | |
| MORGAN STANLEY |
13F
|
Company |
1%
|
135,772
|
$1,251,822 | — | 31 Mar 2025 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
1%
|
132,350
|
$1,220,269 | — | 31 Mar 2025 | |
| Noble Wealth Management PBC |
13F
|
Company |
0.78%
|
101,698
|
$937,656 | — | 31 Mar 2025 | |
| Ewing Morris & Co. Investment Partners Ltd. |
13F
|
Company |
0.58%
|
75,690
|
$1,004,398 | — | 31 Mar 2025 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.53%
|
69,389
|
$640,000 | — | 31 Mar 2025 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.49%
|
63,527
|
$585,728 | — | 31 Mar 2025 | |
| Summit X, LLC |
13F
|
Company |
0.48%
|
62,432
|
$575,614 | — | 31 Mar 2025 | |
| NAPA WEALTH MANAGEMENT |
13F
|
Company |
0.43%
|
55,586
|
$512,503 | — | 31 Mar 2025 | |
| Consolidated Portfolio Review Corp |
13F
|
Company |
0.39%
|
51,272
|
$472,729 | — | 31 Mar 2025 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.34%
|
44,014
|
$405,807 | — | 31 Mar 2025 | |
| Sowell Financial Services LLC |
13F
|
Company |
0.3%
|
39,073
|
$360,253 | — | 31 Mar 2025 | |
| Invesco Ltd. |
13F
|
Company |
0.29%
|
37,220
|
$343,168 | — | 31 Mar 2025 | |
| LPL Financial LLC |
13F
|
Company |
0.28%
|
35,845
|
$330,489 | — | 31 Mar 2025 | |
| Baird Financial Group, Inc. |
13F
|
Company |
0.24%
|
31,196
|
$287,627 | — | 31 Mar 2025 | |
| CLIFFORD SWAN INVESTMENT COUNSEL LLC |
13F
|
Company |
0.23%
|
29,500
|
$271,990 | — | 31 Mar 2025 | |
| NewEdge Advisors, LLC |
13F
|
Company |
0.22%
|
28,372
|
$261,590 | — | 31 Mar 2025 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.21%
|
26,870
|
$247,739 | — | 31 Mar 2025 | |
| AQR Arbitrage LLC |
13F
|
Company |
0.2%
|
25,750
|
$237,415 | — | 31 Mar 2025 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.17%
|
21,790
|
$200,904 | — | 31 Mar 2025 | |
| Basepoint Wealth LLC |
13F
|
Company |
0.15%
|
20,068
|
$185,024 | — | 31 Mar 2025 | |
| Catalina Capital Group, LLC |
13F
|
Company |
0.14%
|
18,855
|
$173,843 | — | 31 Mar 2025 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.12%
|
15,778
|
$145,473 | — | 31 Mar 2025 | |
| Apella Capital, LLC |
13F
|
Company |
0.12%
|
15,066
|
$133,035 | — | 31 Mar 2025 | |
| Cetera Investment Advisers |
13F
|
Company |
0.11%
|
14,040
|
$129,446 | — | 31 Mar 2025 | |
| Vanguard Capital Wealth Advisors |
13F
|
Company |
0.11%
|
14,000
|
$129,080 | — | 31 Mar 2025 | |
| SPC Financial, Inc. |
13F
|
Company |
0.1%
|
13,400
|
$123,548 | — | 31 Mar 2025 | |
| JAG CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.1%
|
12,700
|
$117,094 | — | 31 Mar 2025 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.09%
|
11,873
|
$109,469 | — | 31 Mar 2025 | |
| MOSAIC FAMILY WEALTH PARTNERS, LLC |
13F
|
Company |
0.09%
|
11,824
|
$109,015 | — | 31 Mar 2025 | |
| BYRNE FINANCIAL FREEDOM, LLC |
13F
|
Company |
0.08%
|
10,200
|
$94,044 | — | 31 Mar 2025 | |
| Resonant Capital Advisors, LLC |
13F
|
Company |
0.08%
|
10,000
|
$92,200 | — | 31 Mar 2025 | |
| UBS Group AG |
13F
|
Company |
0.07%
|
9,430
|
$86,944 | — | 31 Mar 2025 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.07%
|
8,480
|
$78,186 | — | 31 Mar 2025 | |
| S.A. Mason LLC |
13F
|
Company |
0.03%
|
3,500
|
$32,270 | — | 31 Mar 2025 | |
| Rossby Financial, LCC |
13F
|
Company |
0.02%
|
3,129
|
$27,504 | — | 31 Mar 2025 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.02%
|
2,865
|
$26,415 | — | 31 Mar 2025 | |
| West Branch Capital LLC |
13F
|
Company |
0.02%
|
2,241
|
$20,663 | — | 31 Mar 2025 | |
| Greykasell Wealth Strategies, Inc. |
13F
|
Company |
0.01%
|
1,439
|
$13,269 | — | 31 Mar 2025 | |
| Federation Des Caisses Desjardins du Quebec |
13F
|
Individual |
0.01%
|
1,300
|
$11,986 | — | 31 Mar 2025 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.01%
|
1,050
|
$10,000 | — | 31 Mar 2025 | |
| CoreCap Advisors, LLC |
13F
|
Company |
0.01%
|
1,000
|
$9,220 | — | 31 Mar 2025 |
Institutional Holders of Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (PFO) as of Q2 2025
As of 30 Jun 2025,
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (PFO) was held by
47 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,087,846 shares.
The largest 10 holders included
SIT INVESTMENT ASSOCIATES INC, CIBC Private Wealth Group LLC, RIVERNORTH CAPITAL MANAGEMENT, LLC, Private Advisor Group, LLC, Matisse Capital, ENVESTNET ASSET MANAGEMENT INC, MORGAN STANLEY, D.A. DAVIDSON & CO., Ewing Morris & Co. Investment Partners Ltd., and MUSTICO FINANCIAL GROUP, INC..
This page lists
47
institutional shareholders reporting positions in this security
for the Q2 2025 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2025 vs Q1 2025 Across Filers
Q1 2025 holders
46
Q2 2025 holders
47
Holder diff
1
| Investor | Q1 2025 Shares | Q2 2025 Shares | Share Diff | Share Chg % | Q1 2025 Value $ | Q2 2025 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.