Security key
33848E106
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (PFO)
CUSIP: 33848E106
Q2 2024 13F Holders as of 30 Jun 2024
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 13,024,961
- Total 13F shares
- 2,078,743
- Share change
- +236,592
- Total reported value
- $17,599,851
- Price per share
- $8.47
- Number of holders
- 48
- Value change
- +$2,000,948
- Number of buys
- 23
- Number of sells
- 14
Report period
Q2 2024
Institutions
48
Top holders
10
PFO full security history
Newer quarter: Q3 2024
Previous quarter: Q1 2024
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 33848E106
Recent filing periods:
Top shareholders of PFO - Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Private Advisor Group, LLC |
13F
|
Company |
1.6%
|
207,966
|
$1,755,237 | — | 31 Mar 2024 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
1.2%
|
159,679
|
$1,347,690 | — | 31 Mar 2024 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
1.2%
|
159,139
|
$1,343,137 | — | 31 Mar 2024 | |
| Matisse Capital |
13F
|
Company |
1.1%
|
140,611
|
$1,186,757 | — | 31 Mar 2024 | |
| PFG Investments, LLC |
13F
|
Company |
0.84%
|
109,160
|
$921,311 | — | 31 Mar 2024 | |
| Consolidated Portfolio Review Corp |
13F
|
Company |
0.82%
|
107,160
|
$904,431 | — | 31 Mar 2024 | |
| MORGAN STANLEY |
13F
|
Company |
0.82%
|
106,380
|
$897,852 | — | 31 Mar 2024 | |
| Summit X, LLC |
13F
|
Company |
0.68%
|
88,422
|
$746,310 | — | 31 Mar 2024 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.61%
|
79,947
|
$675,000 | — | 31 Mar 2024 | |
| AQR Arbitrage LLC |
13F
|
Company |
0.58%
|
75,055
|
$633,464 | — | 31 Mar 2024 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.39%
|
50,520
|
$426,389 | — | 31 Mar 2024 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.31%
|
40,460
|
$341,482 | — | 31 Mar 2024 | |
| LPL Financial LLC |
13F
|
Company |
0.31%
|
40,245
|
$339,669 | — | 31 Mar 2024 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.3%
|
39,424
|
$332,744 | — | 31 Mar 2024 | |
| Sowell Financial Services LLC |
13F
|
Company |
0.3%
|
39,073
|
$330,000 | — | 31 Mar 2024 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.26%
|
33,920
|
$286,284 | — | 31 Mar 2024 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.25%
|
33,017
|
$278,662 | — | 31 Mar 2024 | |
| Logan Stone Capital, LLC |
13F
|
Company |
0.25%
|
32,516
|
$274,435 | — | 31 Mar 2024 | |
| CLIFFORD SWAN INVESTMENT COUNSEL LLC |
13F
|
Company |
0.23%
|
29,500
|
$248,980 | — | 31 Mar 2024 | |
| NewEdge Advisors, LLC |
13F
|
Company |
0.22%
|
29,025
|
$244,971 | — | 31 Mar 2024 | |
| Basepoint Wealth LLC |
13F
|
Company |
0.21%
|
27,488
|
$231,999 | — | 31 Mar 2024 | |
| Cetera Investment Advisers |
13F
|
Company |
0.17%
|
22,124
|
$186,724 | — | 31 Mar 2024 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.16%
|
20,664
|
$174,404 | — | 31 Mar 2024 | |
| SPC Financial, Inc. |
13F
|
Company |
0.14%
|
17,900
|
$151,076 | — | 31 Mar 2024 | |
| Arlington Capital Management, Inc. |
13F
|
Company |
0.13%
|
17,363
|
$146,544 | — | 31 Mar 2024 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.13%
|
16,772
|
$142,000 | — | 31 Mar 2024 | |
| ORBA Wealth Advisors, L.L.C. |
13F
|
Company |
0.11%
|
14,000
|
$118,160 | — | 31 Mar 2024 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.1%
|
12,657
|
$107,000 | — | 31 Mar 2024 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.1%
|
12,552
|
$105,939 | — | 31 Mar 2024 | |
| RPO LLC |
13F
|
Company |
0.09%
|
12,287
|
$103,702 | — | 31 Mar 2024 | |
| MOSAIC FAMILY WEALTH PARTNERS, LLC |
13F
|
Company |
0.09%
|
11,824
|
$99,792 | — | 31 Mar 2024 | |
| Saba Capital Management, L.P. |
13F
|
Company |
0.09%
|
11,198
|
$94,511 | — | 31 Mar 2024 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.08%
|
10,760
|
$90,814 | — | 31 Mar 2024 | |
| Resonant Capital Advisors, LLC |
13F
|
Company |
0.08%
|
10,000
|
$84,400 | — | 31 Mar 2024 | |
| UBS Group AG |
13F
|
Company |
0.06%
|
7,993
|
$67,461 | — | 31 Mar 2024 | |
| S.A. Mason LLC |
13F
|
Company |
0.05%
|
7,000
|
$59,080 | — | 31 Mar 2024 | |
| ATTICUS WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.02%
|
2,656
|
$22,418 | — | 31 Mar 2024 | |
| West Branch Capital LLC |
13F
|
Company |
0.02%
|
2,124
|
$17,929 | — | 31 Mar 2024 | |
| Federation Des Caisses Desjardins du Quebec |
13F
|
Individual |
0.01%
|
1,300
|
$10,972 | — | 31 Mar 2024 | |
| CoreCap Advisors, LLC |
13F
|
Company |
0.01%
|
1,000
|
$8,440 | — | 31 Mar 2024 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0%
|
650
|
$5,000 | — | 31 Mar 2024 | |
| BESSEMER GROUP INC |
13F
|
Company |
0%
|
394
|
$3,000 | — | 31 Mar 2024 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0%
|
227
|
$2,000 | — | 31 Mar 2024 |
Institutional Holders of Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (PFO) as of Q2 2024
As of 30 Jun 2024,
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (PFO) was held by
48 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,078,743 shares.
The largest 10 holders included
Private Advisor Group, LLC, Matisse Capital, D.A. DAVIDSON & CO., SIT INVESTMENT ASSOCIATES INC, Saba Capital Management, L.P., MORGAN STANLEY, Consolidated Portfolio Review Corp, AQR Arbitrage LLC, WOLVERINE ASSET MANAGEMENT LLC, and Summit X, LLC.
This page lists
48
institutional shareholders reporting positions in this security
for the Q2 2024 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2024 vs Q1 2024 Across Filers
Q1 2024 holders
43
Q2 2024 holders
48
Holder diff
5
| Investor | Q1 2024 Shares | Q2 2024 Shares | Share Diff | Share Chg % | Q1 2024 Value $ | Q2 2024 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.