Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (PFO)
CUSIP: 33848E106
Q2 2016 13F Holders as of 30 Jun 2016
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 13,024,961
- Total 13F shares
- 933,802
- Share change
- -76,884
- Total reported value
- $11,680,000
- Price per share
- $12.51
- Number of holders
- 26
- Value change
- -$941,080
- Number of buys
- 8
- Number of sells
- 11
Quarterly Holders Quick Answers
What is CUSIP 33848E106?
CUSIP 33848E106 identifies PFO - Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 33848E106:
Top shareholders of PFO - Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| FIFTH THIRD BANCORP |
13F
|
Company |
2.2%
|
292,372
|
$3,450,000 | — | 31 Mar 2016 | |
| LPL Financial LLC |
13F
|
Company |
1.1%
|
142,639
|
$1,670,000 | — | 31 Mar 2016 | |
| MORGAN STANLEY |
13F
|
Company |
0.9%
|
117,012
|
$1,381,000 | — | 31 Mar 2016 | |
| CEDAR HILL ASSOCIATES, LLC |
13F
|
Company |
0.86%
|
112,100
|
$1,323,000 | — | 31 Mar 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.48%
|
62,599
|
$738,000 | — | 31 Mar 2016 | |
| Covington Capital Management |
13F
|
Company |
0.42%
|
55,208
|
$651,000 | — | 31 Mar 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.18%
|
23,906
|
$282,000 | — | 31 Mar 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.17%
|
22,788
|
$269,000 | — | 31 Mar 2016 | |
| Investors Capital Advisory Services |
13F
|
Company |
0.17%
|
22,069
|
$260,000 | — | 31 Mar 2016 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.16%
|
20,985
|
$248,000 | — | 31 Mar 2016 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.15%
|
19,722
|
$233,000 | — | 31 Mar 2016 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.15%
|
19,371
|
$228,000 | — | 31 Mar 2016 | |
| VSR Financial Services, Inc. |
13F
|
Company |
0.1%
|
13,065
|
$154,000 | — | 31 Mar 2016 | |
| Cetera Advisors LLC |
13F
|
Company |
0.1%
|
12,585
|
$151,000 | — | 31 Mar 2016 | |
| CLIFFORD SWAN INVESTMENT COUNSEL LLC |
13F
|
Company |
0.1%
|
12,500
|
$148,000 | — | 31 Mar 2016 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
0.08%
|
10,750
|
$128,000 | — | 31 Mar 2016 | |
| CITIGROUP INC |
13F
|
Company |
0.08%
|
10,304
|
$121,000 | — | 31 Mar 2016 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.07%
|
9,090
|
$107,000 | — | 31 Mar 2016 | |
| UBS Group AG |
13F
|
Company |
0.04%
|
5,100
|
$60,000 | — | 31 Mar 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.04%
|
5,013
|
$59,000 | — | 31 Mar 2016 | |
| Mosaic Family Wealth, LLC |
13F
|
Company |
0.03%
|
4,084
|
$48,000 | — | 31 Mar 2016 | |
| SYNOVUS FINANCIAL CORP |
13F
|
Company |
0.03%
|
3,817
|
$45,000 | — | 31 Mar 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.02%
|
2,795
|
$33,000 | — | 31 Mar 2016 | |
| Creative Planning |
13F
|
Company |
0.02%
|
2,066
|
$24,000 | — | 31 Mar 2016 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.02%
|
2,054
|
$24,000 | — | 31 Mar 2016 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.01%
|
1,700
|
$20,000 | — | 31 Mar 2016 | |
| Risk Paradigm Group, LLC |
13F
|
Company |
0.01%
|
1,260
|
$14,868 | — | 31 Mar 2016 | |
| First City Capital Management, Inc. |
13F
|
Company |
0%
|
643
|
$7,587 | — | 31 Mar 2016 | |
| Formidable Asset Management, LLC |
13F
|
Company |
0%
|
535
|
$6,000 | — | 31 Mar 2016 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
139
|
$2,000 | — | 31 Mar 2016 |
Institutional Holders of Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (PFO) as of Q2 2016
As of 30 Jun 2016,
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (PFO) was held by
26 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
933,802 shares.
The largest 10 holders included
FIFTH THIRD BANCORP, MORGAN STANLEY, CEDAR HILL ASSOCIATES, LLC, LPL Financial LLC, GUGGENHEIM CAPITAL LLC, Covington Capital Management, WELLS FARGO & COMPANY/MN, Investors Capital Advisory Services, BANK OF AMERICA CORP /DE/, and NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO.
This page lists
26
institutional shareholders reporting positions in this security
for the Q2 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2016 vs Q1 2016 Across Filers
Q1 2016 holders
30
Q2 2016 holders
26
Holder diff
-4
| Investor | Q1 2016 Shares | Q2 2016 Shares | Share Diff | Share Chg % | Q1 2016 Value $ | Q2 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.