Security key
33848E106
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (PFO)
CUSIP: 33848E106
Q3 2016 13F Holders as of 30 Sep 2016
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 13,024,961
- Total 13F shares
- 824,216
- Share change
- -73,473
- Total reported value
- $9,486,980
- Price per share
- $11.52
- Number of holders
- 25
- Value change
- -$875,213
- Number of buys
- 6
- Number of sells
- 13
Report period
Q3 2016
Institutions
25
Top holders
10
PFO full security history
Newer quarter: Q4 2016
Previous quarter: Q2 2016
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 33848E106
Recent filing periods:
Top shareholders of PFO - Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| FIFTH THIRD BANCORP |
13F
|
Company |
2.2%
|
292,372
|
$3,658,000 | — | 30 Jun 2016 | |
| MORGAN STANLEY |
13F
|
Company |
0.93%
|
120,709
|
$1,510,000 | — | 30 Jun 2016 | |
| CEDAR HILL ASSOCIATES, LLC |
13F
|
Company |
0.83%
|
107,600
|
$1,346,000 | — | 30 Jun 2016 | |
| LPL Financial LLC |
13F
|
Company |
0.56%
|
73,112
|
$911,000 | — | 30 Jun 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.46%
|
60,302
|
$754,000 | — | 30 Jun 2016 | |
| Covington Capital Management |
13F
|
Company |
0.43%
|
55,708
|
$697,000 | — | 30 Jun 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.21%
|
27,931
|
$349,000 | — | 30 Jun 2016 | |
| Investors Capital Advisory Services |
13F
|
Company |
0.19%
|
24,325
|
$304,000 | — | 30 Jun 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.19%
|
24,280
|
$304,000 | — | 30 Jun 2016 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.16%
|
20,985
|
$263,000 | — | 30 Jun 2016 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.15%
|
19,248
|
$242,000 | — | 30 Jun 2016 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.1%
|
12,655
|
$158,000 | — | 30 Jun 2016 | |
| Cetera Advisors LLC |
13F
|
Company |
0.1%
|
12,585
|
$160,000 | — | 30 Jun 2016 | |
| CLIFFORD SWAN INVESTMENT COUNSEL LLC |
13F
|
Company |
0.1%
|
12,500
|
$156,000 | — | 30 Jun 2016 | |
| VSR Financial Services, Inc. |
13F
|
Company |
0.09%
|
11,788
|
$147,000 | — | 30 Jun 2016 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
0.08%
|
10,750
|
$135,000 | — | 30 Jun 2016 | |
| CITIGROUP INC |
13F
|
Company |
0.08%
|
10,304
|
$129,000 | — | 30 Jun 2016 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.07%
|
9,245
|
$115,000 | — | 30 Jun 2016 | |
| UBS Group AG |
13F
|
Company |
0.05%
|
5,874
|
$73,000 | — | 30 Jun 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.04%
|
5,013
|
$62,000 | — | 30 Jun 2016 | |
| Mosaic Family Wealth, LLC |
13F
|
Company |
0.03%
|
4,084
|
$52,000 | — | 30 Jun 2016 | |
| SYNOVUS FINANCIAL CORP |
13F
|
Company |
0.03%
|
3,817
|
$48,000 | — | 30 Jun 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.02%
|
2,795
|
$35,000 | — | 30 Jun 2016 | |
| Creative Planning |
13F
|
Company |
0.02%
|
2,066
|
$26,000 | — | 30 Jun 2016 | |
| Advisor Group, Inc. |
13F
|
Company |
0.02%
|
2,054
|
$25,000 | — | 30 Jun 2016 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.01%
|
1,700
|
$21,000 | — | 30 Jun 2016 |
Institutional Holders of Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (PFO) as of Q3 2016
As of 30 Sep 2016,
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (PFO) was held by
25 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
824,216 shares.
The largest 10 holders included
FIFTH THIRD BANCORP, MORGAN STANLEY, CEDAR HILL ASSOCIATES, LLC, LPL Financial LLC, Covington Capital Management, GUGGENHEIM CAPITAL LLC, WELLS FARGO & COMPANY/MN, First Allied Advisory Services, Inc., Cetera Advisors LLC, and CLIFFORD SWAN INVESTMENT COUNSEL LLC.
This page lists
25
institutional shareholders reporting positions in this security
for the Q3 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2016 vs Q2 2016 Across Filers
Q2 2016 holders
26
Q3 2016 holders
25
Holder diff
-1
| Investor | Q2 2016 Shares | Q3 2016 Shares | Share Diff | Share Chg % | Q2 2016 Value $ | Q3 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.