Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (PFO)
CUSIP: 33848E106
Q1 2016 13F Holders as of 31 Mar 2016
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 13,024,961
- Total 13F shares
- 1,008,632
- Share change
- +79,229
- Total reported value
- $11,889,455
- Price per share
- $11.79
- Number of holders
- 30
- Value change
- +$1,001,397
- Number of buys
- 12
- Number of sells
- 9
Quarterly Holders Quick Answers
What is CUSIP 33848E106?
CUSIP 33848E106 identifies PFO - Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 33848E106:
Top shareholders of PFO - Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| FIFTH THIRD BANCORP |
13F
|
Company |
2.3%
|
294,672
|
$3,144,000 | — | 31 Dec 2015 | |
| LPL Financial LLC |
13F
|
Company |
1.1%
|
141,169
|
$1,504,000 | — | 31 Dec 2015 | |
| MORGAN STANLEY |
13F
|
Company |
0.72%
|
93,176
|
$994,000 | — | 31 Dec 2015 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.42%
|
54,081
|
$577,000 | — | 31 Dec 2015 | |
| Covington Capital Management |
13F
|
Company |
0.36%
|
47,208
|
$504,000 | — | 31 Dec 2015 | |
| CEDAR HILL ASSOCIATES, LLC |
13F
|
Company |
0.27%
|
35,100
|
$375,000 | — | 31 Dec 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.22%
|
28,590
|
$305,000 | — | 31 Dec 2015 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.2%
|
26,175
|
$281,000 | — | 31 Dec 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.17%
|
22,789
|
$243,000 | — | 31 Dec 2015 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.16%
|
20,985
|
$224,000 | — | 31 Dec 2015 | |
| Investors Capital Advisory Services |
13F
|
Company |
0.16%
|
20,904
|
$223,000 | — | 31 Dec 2015 | |
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
0.15%
|
20,000
|
$213,000 | — | 31 Dec 2015 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.15%
|
19,539
|
$208,000 | — | 31 Dec 2015 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.13%
|
17,057
|
$182,000 | — | 31 Dec 2015 | |
| Curi Capital, LLC |
13F
|
Company |
0.12%
|
15,383
|
$164,000 | — | 31 Dec 2015 | |
| VSR Financial Services, Inc. |
13F
|
Company |
0.1%
|
12,815
|
$137,000 | — | 31 Dec 2015 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
0.08%
|
10,750
|
$114,000 | — | 31 Dec 2015 | |
| CITIGROUP INC |
13F
|
Company |
0.08%
|
10,304
|
$110,000 | — | 31 Dec 2015 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.07%
|
9,090
|
$96,000 | — | 31 Dec 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.04%
|
5,013
|
$53,000 | — | 31 Dec 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.03%
|
4,241
|
$45,000 | — | 31 Dec 2015 | |
| Mosaic Family Wealth, LLC |
13F
|
Company |
0.03%
|
4,084
|
$43,000 | — | 31 Dec 2015 | |
| Creative Planning |
13F
|
Company |
0.03%
|
4,034
|
$43,000 | — | 31 Dec 2015 | |
| UBS Group AG |
13F
|
Company |
0.03%
|
3,442
|
$37,000 | — | 31 Dec 2015 | |
| SYNOVUS FINANCIAL CORP |
13F
|
Company |
0.02%
|
2,110
|
$23,000 | — | 31 Dec 2015 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.02%
|
2,054
|
$22,000 | — | 31 Dec 2015 | |
| Risk Paradigm Group, LLC |
13F
|
Company |
0.01%
|
1,260
|
$13,444 | — | 31 Dec 2015 | |
| First City Capital Management, Inc. |
13F
|
Company |
0%
|
643
|
$6,861 | — | 31 Dec 2015 | |
| Formidable Asset Management, LLC |
13F
|
Company |
0%
|
535
|
$5,000 | — | 31 Dec 2015 |
Institutional Holders of Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (PFO) as of Q1 2016
As of 31 Mar 2016,
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (PFO) was held by
30 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,008,632 shares.
The largest 10 holders included
FIFTH THIRD BANCORP, LPL Financial LLC, MORGAN STANLEY, CEDAR HILL ASSOCIATES, LLC, GUGGENHEIM CAPITAL LLC, Covington Capital Management, BANK OF AMERICA CORP /DE/, WELLS FARGO & COMPANY/MN, Investors Capital Advisory Services, and NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO.
This page lists
30
institutional shareholders reporting positions in this security
for the Q1 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2016 vs Q4 2015 Across Filers
Q4 2015 holders
30
Q1 2016 holders
30
Holder diff
0
| Investor | Q4 2015 Shares | Q1 2016 Shares | Share Diff | Share Chg % | Q4 2015 Value $ | Q1 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.