Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (PFO)
CUSIP: 33848E106
Q4 2015 13F Holders as of 31 Dec 2015
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 13,024,961
- Total 13F shares
- 927,703
- Share change
- +52,357
- Total reported value
- $9,894,305
- Price per share
- $10.67
- Number of holders
- 30
- Value change
- +$559,360
- Number of buys
- 10
- Number of sells
- 13
Quarterly Holders Quick Answers
What is CUSIP 33848E106?
CUSIP 33848E106 identifies PFO - Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 33848E106:
Top shareholders of PFO - Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| FIFTH THIRD BANCORP |
13F
|
Company |
2.3%
|
296,922
|
$3,049,000 | — | 30 Sep 2015 | |
| MORGAN STANLEY |
13F
|
Company |
0.66%
|
85,787
|
$881,000 | — | 30 Sep 2015 | |
| LPL Financial LLC |
13F
|
Company |
0.55%
|
72,063
|
$744,000 | — | 30 Sep 2015 | |
| Covington Capital Management |
13F
|
Company |
0.42%
|
54,808
|
$563,000 | — | 30 Sep 2015 | |
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
0.36%
|
47,218
|
$485,000 | — | 30 Sep 2015 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.31%
|
41,003
|
$421,000 | — | 30 Sep 2015 | |
| CEDAR HILL ASSOCIATES, LLC |
13F
|
Company |
0.27%
|
35,100
|
$360,000 | — | 30 Sep 2015 | |
| Curi Capital, LLC |
13F
|
Company |
0.25%
|
31,948
|
$328,000 | — | 30 Sep 2015 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.24%
|
31,180
|
$320,000 | — | 30 Sep 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.22%
|
28,604
|
$294,000 | — | 30 Sep 2015 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.22%
|
28,530
|
$293,000 | — | 30 Sep 2015 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.21%
|
27,104
|
$278,000 | — | 30 Sep 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.17%
|
22,474
|
$231,000 | — | 30 Sep 2015 | |
| Investors Capital Advisory Services |
13F
|
Company |
0.16%
|
21,356
|
$219,000 | — | 30 Sep 2015 | |
| VSR Financial Services, Inc. |
13F
|
Company |
0.1%
|
12,559
|
$129,000 | — | 30 Sep 2015 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.09%
|
11,515
|
$118,000 | — | 30 Sep 2015 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
0.09%
|
11,250
|
$115,000 | — | 30 Sep 2015 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.08%
|
10,545
|
$108,000 | — | 30 Sep 2015 | |
| CITIGROUP INC |
13F
|
Company |
0.08%
|
10,304
|
$106,000 | — | 30 Sep 2015 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.07%
|
8,790
|
$90,000 | — | 30 Sep 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.04%
|
5,013
|
$52,000 | — | 30 Sep 2015 | |
| Creative Planning |
13F
|
Company |
0.03%
|
4,034
|
$41,000 | — | 30 Sep 2015 | |
| UBS Group AG |
13F
|
Company |
0.03%
|
3,474
|
$36,000 | — | 30 Sep 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.02%
|
2,525
|
$26,000 | — | 30 Sep 2015 | |
| SYNOVUS FINANCIAL CORP |
13F
|
Company |
0.02%
|
2,110
|
$22,000 | — | 30 Sep 2015 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.02%
|
2,054
|
$21,000 | — | 30 Sep 2015 | |
| Risk Paradigm Group, LLC |
13F
|
Company |
0.01%
|
1,260
|
$12,940 | — | 30 Sep 2015 | |
| US BANCORP \DE\ |
13F
|
Company |
0.01%
|
1,000
|
$10,000 | — | 30 Sep 2015 | |
| Formidable Asset Management, LLC |
13F
|
Company |
0%
|
535
|
$5,000 | — | 30 Sep 2015 | |
| Windsor Capital Management, LLC |
13F
|
Company |
0%
|
500
|
$5,000 | — | 30 Sep 2015 | |
| Brookstone Capital Management |
13F
|
Company |
0%
|
200
|
$2,000 | — | 30 Sep 2015 |
Institutional Holders of Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (PFO) as of Q4 2015
As of 31 Dec 2015,
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (PFO) was held by
30 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
927,703 shares.
The largest 10 holders included
FIFTH THIRD BANCORP, LPL Financial LLC, MORGAN STANLEY, GUGGENHEIM CAPITAL LLC, Covington Capital Management, CEDAR HILL ASSOCIATES, LLC, BANK OF AMERICA CORP /DE/, First Allied Advisory Services, Inc., WELLS FARGO & COMPANY/MN, and NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO.
This page lists
30
institutional shareholders reporting positions in this security
for the Q4 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2015 vs Q3 2015 Across Filers
Q3 2015 holders
31
Q4 2015 holders
30
Holder diff
-1
| Investor | Q3 2015 Shares | Q4 2015 Shares | Share Diff | Share Chg % | Q3 2015 Value $ | Q4 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.