Security key
33848E106
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (PFO)
CUSIP: 33848E106
Q1 2015 13F Holders as of 31 Mar 2015
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 13,024,961
- Total 13F shares
- 812,785
- Share change
- -50,062
- Total reported value
- $9,904,364
- Price per share
- $12.18
- Number of holders
- 21
- Value change
- -$584,540
- Number of buys
- 6
- Number of sells
- 10
Report period
Q1 2015
Institutions
21
Top holders
10
PFO full security history
Newer quarter: Q2 2015
Previous quarter: Q4 2014
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 33848E106
Recent filing periods:
Top shareholders of PFO - Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| FIFTH THIRD BANCORP |
13F
|
Company |
2.3%
|
300,382
|
$3,469,000 | — | 31 Dec 2014 | |
| MORGAN STANLEY |
13F
|
Company |
0.86%
|
112,021
|
$1,294,000 | — | 31 Dec 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.66%
|
85,904
|
$992,000 | — | 31 Dec 2014 | |
| LPL Financial LLC |
13F
|
Company |
0.53%
|
69,540
|
$803,000 | — | 31 Dec 2014 | |
| Covington Capital Management |
13F
|
Company |
0.43%
|
55,808
|
$645,000 | — | 31 Dec 2014 | |
| CEDAR HILL ASSOCIATES, LLC |
13F
|
Company |
0.28%
|
36,900
|
$426,000 | — | 31 Dec 2014 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.19%
|
25,329
|
$296,000 | — | 31 Dec 2014 | |
| Investors Capital Advisory Services |
13F
|
Company |
0.19%
|
24,485
|
$282,000 | — | 31 Dec 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.16%
|
20,336
|
$235,000 | — | 31 Dec 2014 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.15%
|
20,040
|
$231,000 | — | 31 Dec 2014 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.15%
|
18,890
|
$218,000 | — | 31 Dec 2014 | |
| VSR Financial Services, Inc. |
13F
|
Company |
0.14%
|
18,773
|
$217,000 | — | 31 Dec 2014 | |
| Cetera Advisors LLC |
13F
|
Company |
0.1%
|
13,200
|
$155,000 | — | 31 Dec 2014 | |
| UBS Group AG |
13F
|
Company |
0.1%
|
12,876
|
$149,000 | — | 31 Dec 2014 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
0.09%
|
12,000
|
$141,000 | — | 31 Dec 2014 | |
| CITIGROUP INC |
13F
|
Company |
0.08%
|
10,304
|
$119,000 | — | 31 Dec 2014 | |
| WFG Advisors, LP |
13F
|
Company |
0.06%
|
7,884
|
$91,000 | — | 31 Dec 2014 | |
| NATIONAL PLANNING CORP |
13F
|
Company |
0.04%
|
4,785
|
$56,654 | — | 31 Dec 2014 | |
| Creative Planning |
13F
|
Company |
0.03%
|
3,468
|
$40,000 | — | 31 Dec 2014 | |
| SYNOVUS FINANCIAL CORP |
13F
|
Company |
0.02%
|
2,110
|
$24,000 | — | 31 Dec 2014 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.02%
|
2,054
|
$23,724 | — | 31 Dec 2014 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.02%
|
2,013
|
$23,000 | — | 31 Dec 2014 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.01%
|
1,950
|
$23,000 | — | 31 Dec 2014 | |
| Formidable Asset Management, LLC |
13F
|
Company |
0%
|
535
|
$6,000 | — | 31 Dec 2014 |
Institutional Holders of Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (PFO) as of Q1 2015
As of 31 Mar 2015,
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (PFO) was held by
21 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
812,785 shares.
The largest 10 holders included
FIFTH THIRD BANCORP, MORGAN STANLEY, WELLS FARGO & COMPANY/MN, LPL Financial LLC, Covington Capital Management, CEDAR HILL ASSOCIATES, LLC, First Allied Advisory Services, Inc., Investors Capital Advisory Services, VSR Financial Services, Inc., and BANK OF AMERICA CORP /DE/.
This page lists
21
institutional shareholders reporting positions in this security
for the Q1 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2015 vs Q4 2014 Across Filers
Q4 2014 holders
24
Q1 2015 holders
21
Holder diff
-3
| Investor | Q4 2014 Shares | Q1 2015 Shares | Share Diff | Share Chg % | Q4 2014 Value $ | Q1 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.