Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (PFO)
CUSIP: 33848E106
Q2 2015 13F Holders as of 30 Jun 2015
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 13,024,961
- Total 13F shares
- 824,416
- Share change
- -8,507
- Total reported value
- $8,773,227
- Price per share
- $10.63
- Number of holders
- 26
- Value change
- -$94,903
- Number of buys
- 8
- Number of sells
- 9
Quarterly Holders Quick Answers
What is CUSIP 33848E106?
CUSIP 33848E106 identifies PFO - Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 33848E106:
Top shareholders of PFO - Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| FIFTH THIRD BANCORP |
13F
|
Company |
2.3%
|
300,382
|
$3,659,000 | — | 31 Mar 2015 | |
| MORGAN STANLEY |
13F
|
Company |
1.1%
|
137,705
|
$1,677,000 | — | 31 Mar 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.62%
|
81,146
|
$988,000 | — | 31 Mar 2015 | |
| LPL Financial LLC |
13F
|
Company |
0.49%
|
63,280
|
$778,000 | — | 31 Mar 2015 | |
| Covington Capital Management |
13F
|
Company |
0.42%
|
54,808
|
$668,000 | — | 31 Mar 2015 | |
| CEDAR HILL ASSOCIATES, LLC |
13F
|
Company |
0.28%
|
36,900
|
$449,000 | — | 31 Mar 2015 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.21%
|
27,463
|
$331,000 | — | 31 Mar 2015 | |
| Investors Capital Advisory Services |
13F
|
Company |
0.19%
|
24,485
|
$298,000 | — | 31 Mar 2015 | |
| VSR Financial Services, Inc. |
13F
|
Company |
0.15%
|
19,069
|
$232,000 | — | 31 Mar 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.1%
|
13,501
|
$164,000 | — | 31 Mar 2015 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
0.09%
|
12,000
|
$145,000 | — | 31 Mar 2015 | |
| CITIGROUP INC |
13F
|
Company |
0.08%
|
10,304
|
$128,000 | — | 31 Mar 2015 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.07%
|
8,790
|
$107,000 | — | 31 Mar 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.04%
|
5,013
|
$62,000 | — | 31 Mar 2015 | |
| UBS Group AG |
13F
|
Company |
0.04%
|
4,754
|
$58,000 | — | 31 Mar 2015 | |
| Creative Planning |
13F
|
Company |
0.03%
|
4,034
|
$49,000 | — | 31 Mar 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.02%
|
3,192
|
$39,000 | — | 31 Mar 2015 | |
| SYNOVUS FINANCIAL CORP |
13F
|
Company |
0.02%
|
2,110
|
$26,000 | — | 31 Mar 2015 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.02%
|
2,054
|
$25,018 | — | 31 Mar 2015 | |
| Risk Paradigm Group, LLC |
13F
|
Company |
0.01%
|
1,260
|
$15,346 | — | 31 Mar 2015 | |
| Formidable Asset Management, LLC |
13F
|
Company |
0%
|
535
|
$6,000 | — | 31 Mar 2015 |
Institutional Holders of Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (PFO) as of Q2 2015
As of 30 Jun 2015,
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (PFO) was held by
26 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
824,416 shares.
The largest 10 holders included
FIFTH THIRD BANCORP, MORGAN STANLEY, LPL Financial LLC, Covington Capital Management, RMB Capital Management, LLC, CEDAR HILL ASSOCIATES, LLC, First Allied Advisory Services, Inc., WELLS FARGO & COMPANY/MN, Investors Capital Advisory Services, and WOLVERINE ASSET MANAGEMENT LLC.
This page lists
26
institutional shareholders reporting positions in this security
for the Q2 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2015 vs Q1 2015 Across Filers
Q1 2015 holders
21
Q2 2015 holders
26
Holder diff
5
| Investor | Q1 2015 Shares | Q2 2015 Shares | Share Diff | Share Chg % | Q1 2015 Value $ | Q2 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.