Security key
33848E106
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (PFO)
CUSIP: 33848E106
Q4 2014 13F Holders as of 31 Dec 2014
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 13,024,961
- Total 13F shares
- 861,587
- Share change
- -30,015
- Total reported value
- $9,959,378
- Price per share
- $11.55
- Number of holders
- 24
- Value change
- -$305,216
- Number of buys
- 8
- Number of sells
- 11
Report period
Q4 2014
Institutions
24
Top holders
10
PFO full security history
Newer quarter: Q1 2015
Previous quarter: Q3 2014
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 33848E106
Recent filing periods:
Top shareholders of PFO - Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| FIFTH THIRD BANCORP |
13F
|
Company |
2.5%
|
331,948
|
$3,607,000 | — | 30 Sep 2014 | |
| MORGAN STANLEY |
13F
|
Company |
0.78%
|
101,155
|
$1,100,000 | — | 30 Sep 2014 | |
| LPL Financial LLC |
13F
|
Company |
0.52%
|
68,169
|
$744,000 | — | 30 Sep 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.52%
|
67,796
|
$737,000 | — | 30 Sep 2014 | |
| Covington Capital Management |
13F
|
Company |
0.46%
|
59,808
|
$650,000 | — | 30 Sep 2014 | |
| CEDAR HILL ASSOCIATES, LLC |
13F
|
Company |
0.36%
|
46,500
|
$505,000 | — | 30 Sep 2014 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.31%
|
40,956
|
$445,000 | — | 30 Sep 2014 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.2%
|
25,800
|
$279,000 | — | 30 Sep 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.19%
|
24,542
|
$267,000 | — | 30 Sep 2014 | |
| Investors Capital Advisory Services |
13F
|
Company |
0.18%
|
23,332
|
$253,000 | — | 30 Sep 2014 | |
| VSR Financial Services, Inc. |
13F
|
Company |
0.15%
|
20,098
|
$218,000 | — | 30 Sep 2014 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.15%
|
18,890
|
$205,000 | — | 30 Sep 2014 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.14%
|
17,646
|
$191,000 | — | 30 Sep 2014 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
0.09%
|
12,000
|
$128,000 | — | 30 Sep 2014 | |
| CITIGROUP INC |
13F
|
Company |
0.08%
|
10,304
|
$112,000 | — | 30 Sep 2014 | |
| UBS AG |
13F
|
Company |
0.08%
|
10,013
|
$108,000 | — | 30 Sep 2014 | |
| WFG Advisors, LP |
13F
|
Company |
0.06%
|
7,884
|
$86,000 | — | 30 Sep 2014 | |
| Madden Advisory Services, Inc. |
13F
|
Company |
0.05%
|
6,071
|
$66,000 | — | 30 Sep 2014 | |
| SYNOVUS FINANCIAL CORP |
13F
|
Company |
0.02%
|
2,110
|
$23,000 | — | 30 Sep 2014 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.02%
|
2,054
|
$22,321 | — | 30 Sep 2014 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.02%
|
2,013
|
$22,000 | — | 30 Sep 2014 | |
| Elite Wealth Management, Inc. |
13F
|
Company |
0.02%
|
2,000
|
$22,000 | — | 30 Sep 2014 | |
| Creative Planning |
13F
|
Company |
0.02%
|
1,968
|
$21,000 | — | 30 Sep 2014 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.01%
|
1,950
|
$21,000 | — | 30 Sep 2014 | |
| First City Capital Management, Inc. |
13F
|
Company |
0%
|
643
|
$6,988 | — | 30 Sep 2014 | |
| Formidable Asset Management, LLC |
13F
|
Company |
0%
|
535
|
$6,000 | — | 30 Sep 2014 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0%
|
200
|
$2,000 | — | 30 Sep 2014 |
Institutional Holders of Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (PFO) as of Q4 2014
As of 31 Dec 2014,
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (PFO) was held by
24 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
861,587 shares.
The largest 10 holders included
FIFTH THIRD BANCORP, MORGAN STANLEY, WELLS FARGO & COMPANY/MN, LPL Financial LLC, Covington Capital Management, CEDAR HILL ASSOCIATES, LLC, First Allied Advisory Services, Inc., Investors Capital Advisory Services, BANK OF AMERICA CORP /DE/, and GUGGENHEIM CAPITAL LLC.
This page lists
24
institutional shareholders reporting positions in this security
for the Q4 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2014 vs Q3 2014 Across Filers
Q3 2014 holders
27
Q4 2014 holders
24
Holder diff
-3
| Investor | Q3 2014 Shares | Q4 2014 Shares | Share Diff | Share Chg % | Q3 2014 Value $ | Q4 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.