Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (PFO)

Q: What does CUSIP 33848E106 represent in this 13F holders report?

CUSIP 33848E106 is the security identifier for PFO - Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock used to aggregate holder disclosures.

Q: How many institutions held PFO - Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock in Q3 2014?

27 institutional investors reported PFO - Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock for Q3 2014. Use the holders table for investor-level position and value details.

CUSIP: 33848E106

Q3 2014 13F Holders as of 30 Sep 2014

Type / Class: Equity / Common Stock
Shares outstanding: 13,024,961
Total 13F shares: 906,385
Share change: -134,510
Total reported value: $9,847,309
Price per share: $10.87
Number of holders: 27
Value change: -$1,460,580
Number of buys: 3
Number of sells: 11

Security key

33848E106

Report period

Q3 2014

Institutions

Top holders

PFO full security history Newer quarter: Q4 2014 Previous quarter: Q2 2014 Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC SEC filings

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Reporting periods

Holder history for CUSIP 33848E106

Newer quarter: Q4 2014 Previous quarter: Q2 2014

Recent filing periods:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Ownership snapshot

Top shareholders of PFO - Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with the largest verified stakes, then open the linked filing trail.

Lead holder

FIFTH THIRD BANCORP

13D/G signal

—

Evidence rows

Latest as of

30 Jun 2014

13F Lead comparable stake: 2.6%

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
FIFTH THIRD BANCORP	13F Company 13F	2.6%	$3,862,000 332,929 shares	—	30 Jun 2014
WELLS FARGO & COMPANY/MN	13F Company 13F	1.1%	$1,659,000 143,033 shares	—	30 Jun 2014
MORGAN STANLEY	13F Company 13F	0.87%	$1,320,000 113,764 shares	—	30 Jun 2014
LPL Financial LLC	13F Company 13F	0.53%	$807,000 69,578 shares	—	30 Jun 2014
SIT INVESTMENT ASSOCIATES INC	13F Company 13F	0.52%	$782,000 67,380 shares	—	30 Jun 2014
Covington Capital Management	13F Company 13F	0.48%	$718,000 62,308 shares	—	30 Jun 2014
CEDAR HILL ASSOCIATES, LLC	13F Company 13F	0.42%	$639,000 55,100 shares	—	30 Jun 2014
GUGGENHEIM CAPITAL LLC	13F Company 13F	0.21%	$325,000 27,964 shares	—	30 Jun 2014
UBS AG	13F Company 13F	0.19%	$294,000 25,367 shares	—	30 Jun 2014
Investors Capital Advisory Services	13F Company 13F	0.18%	$270,000 23,332 shares	—	30 Jun 2014
VSR Financial Services, Inc.	13F Company 13F	0.16%	$236,000 20,346 shares	—	30 Jun 2014
BANK OF AMERICA CORP /DE/	13F Company 13F	0.13%	$197,000 17,039 shares	—	30 Jun 2014
D.A. DAVIDSON & CO.	13F Company 13F	0.11%	$166,000 14,390 shares	—	30 Jun 2014
SII INVESTMENTS INC/WI	13F Company 13F	0.09%	$141,000 12,000 shares	—	30 Jun 2014
CITIGROUP INC	13F Company 13F	0.08%	$120,000 10,304 shares	—	30 Jun 2014
WFG Advisors, LP	13F Company 13F	0.06%	$91,000 7,884 shares	—	30 Jun 2014
Madden Advisory Services, Inc.	13F Company 13F	0.05%	$70,000 6,071 shares	—	30 Jun 2014
ROYAL BANK OF CANADA	13F Company 13F	0.02%	$34,000 2,950 shares	—	30 Jun 2014
SYNOVUS FINANCIAL CORP	13F Company 13F	0.02%	$24,000 2,110 shares	—	30 Jun 2014
AMERICAN INTERNATIONAL GROUP, INC.	13F Company 13F	0.02%	$23,826 2,054 shares	—	30 Jun 2014
Elite Wealth Management, Inc.	13F Company 13F	0.02%	$23,000 2,000 shares	—	30 Jun 2014
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F Company 13F	0.02%	$23,000 2,000 shares	—	30 Jun 2014
Creative Planning	13F Company 13F	0.02%	$23,000 1,968 shares	—	30 Jun 2014
Lenox Wealth Management, Inc.	13F Company 13F	0.01%	$38,000 1,950 shares	—	30 Jun 2014
First City Capital Management, Inc.	13F Company 13F	0%	$7,459 643 shares	—	30 Jun 2014
Formidable Asset Management, LLC	13F Company 13F	0%	$6,000 535 shares	—	30 Jun 2014
NEXT Financial Group, Inc	13F Company 13F	0%	$2,000 200 shares	—	30 Jun 2014

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2014

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

906,385

Rows loaded

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q3 2014 vs Q2 2014 Across Filers

Q2 2014 holders

Q3 2014 holders

Holder diff

Investor	Q2 2014 Shares	Q3 2014 Shares	Share Diff	Share Chg %	Q2 2014 Value $	Q3 2014 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.