Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (PFO)
CUSIP: 33848E106
Q3 2014 13F Holders as of 30 Sep 2014
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 13,024,961
- Total 13F shares
- 906,385
- Share change
- -134,510
- Total reported value
- $9,847,309
- Price per share
- $10.87
- Number of holders
- 27
- Value change
- -$1,460,580
- Number of buys
- 3
- Number of sells
- 11
Quarterly Holders Quick Answers
What is CUSIP 33848E106?
CUSIP 33848E106 identifies PFO - Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 33848E106:
Top shareholders of PFO - Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| FIFTH THIRD BANCORP |
13F
|
Company |
2.6%
|
332,929
|
$3,862,000 | — | 30 Jun 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.1%
|
143,033
|
$1,659,000 | — | 30 Jun 2014 | |
| MORGAN STANLEY |
13F
|
Company |
0.87%
|
113,764
|
$1,320,000 | — | 30 Jun 2014 | |
| LPL Financial LLC |
13F
|
Company |
0.53%
|
69,578
|
$807,000 | — | 30 Jun 2014 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.52%
|
67,380
|
$782,000 | — | 30 Jun 2014 | |
| Covington Capital Management |
13F
|
Company |
0.48%
|
62,308
|
$718,000 | — | 30 Jun 2014 | |
| CEDAR HILL ASSOCIATES, LLC |
13F
|
Company |
0.42%
|
55,100
|
$639,000 | — | 30 Jun 2014 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.21%
|
27,964
|
$325,000 | — | 30 Jun 2014 | |
| UBS AG |
13F
|
Company |
0.19%
|
25,367
|
$294,000 | — | 30 Jun 2014 | |
| Investors Capital Advisory Services |
13F
|
Company |
0.18%
|
23,332
|
$270,000 | — | 30 Jun 2014 | |
| VSR Financial Services, Inc. |
13F
|
Company |
0.16%
|
20,346
|
$236,000 | — | 30 Jun 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.13%
|
17,039
|
$197,000 | — | 30 Jun 2014 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.11%
|
14,390
|
$166,000 | — | 30 Jun 2014 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
0.09%
|
12,000
|
$141,000 | — | 30 Jun 2014 | |
| CITIGROUP INC |
13F
|
Company |
0.08%
|
10,304
|
$120,000 | — | 30 Jun 2014 | |
| WFG Advisors, LP |
13F
|
Company |
0.06%
|
7,884
|
$91,000 | — | 30 Jun 2014 | |
| Madden Advisory Services, Inc. |
13F
|
Company |
0.05%
|
6,071
|
$70,000 | — | 30 Jun 2014 | |
| Lenox Wealth Management, Inc. |
13F
|
Company |
0.01%
|
1,950
|
$38,000 | — | 30 Jun 2014 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.02%
|
2,950
|
$34,000 | — | 30 Jun 2014 | |
| SYNOVUS FINANCIAL CORP |
13F
|
Company |
0.02%
|
2,110
|
$24,000 | — | 30 Jun 2014 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.02%
|
2,054
|
$23,826 | — | 30 Jun 2014 | |
| Elite Wealth Management, Inc. |
13F
|
Company |
0.02%
|
2,000
|
$23,000 | — | 30 Jun 2014 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.02%
|
2,000
|
$23,000 | — | 30 Jun 2014 | |
| Creative Planning |
13F
|
Company |
0.02%
|
1,968
|
$23,000 | — | 30 Jun 2014 | |
| First City Capital Management, Inc. |
13F
|
Company |
0%
|
643
|
$7,459 | — | 30 Jun 2014 | |
| Formidable Asset Management, LLC |
13F
|
Company |
0%
|
535
|
$6,000 | — | 30 Jun 2014 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0%
|
200
|
$2,000 | — | 30 Jun 2014 |
Institutional Holders of Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (PFO) as of Q3 2014
As of 30 Sep 2014,
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (PFO) was held by
27 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
906,385 shares.
The largest 10 holders included
FIFTH THIRD BANCORP, MORGAN STANLEY, LPL Financial LLC, WELLS FARGO & COMPANY/MN, Covington Capital Management, CEDAR HILL ASSOCIATES, LLC, SIT INVESTMENT ASSOCIATES INC, GUGGENHEIM CAPITAL LLC, BANK OF AMERICA CORP /DE/, and Investors Capital Advisory Services.
This page lists
27
institutional shareholders reporting positions in this security
for the Q3 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2014 vs Q2 2014 Across Filers
Q2 2014 holders
26
Q3 2014 holders
27
Holder diff
1
| Investor | Q2 2014 Shares | Q3 2014 Shares | Share Diff | Share Chg % | Q2 2014 Value $ | Q3 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.