Security key
338478100
Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common (FFC)
CUSIP: 338478100
Q4 2015 13F Holders as of 31 Dec 2015
- Type / Class
- Equity / Common
- Shares outstanding
- 48,175,150
- Total 13F shares
- 5,293,490
- Share change
- +1,119,093
- Total reported value
- $106,063,342
- Price per share
- $20.05
- Number of holders
- 77
- Value change
- +$22,690,827
- Number of buys
- 33
- Number of sells
- 23
Report period
Q4 2015
Institutions
77
Top holders
10
FFC full security history
Newer quarter: Q1 2016
Previous quarter: Q3 2015
Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 338478100
Recent filing periods:
Top shareholders of FFC - Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
0.98%
|
472,672
|
$8,863,000 | — | 30 Sep 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.78%
|
377,795
|
$7,084,000 | — | 30 Sep 2015 | |
| Invesco Ltd. |
13F
|
Company |
0.64%
|
307,089
|
$5,758,000 | — | 30 Sep 2015 | |
| Oxbow Advisors, LLC |
13F
|
Company |
0.59%
|
285,995
|
$5,362,000 | — | 30 Sep 2015 | |
| MID CONTINENT CAPITAL LLC/IL |
13F
|
Company |
0.57%
|
276,364
|
$5,182,000 | — | 30 Sep 2015 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.53%
|
253,560
|
$4,754,000 | — | 30 Sep 2015 | |
| Covington Capital Management |
13F
|
Company |
0.53%
|
252,982
|
$4,743,000 | — | 30 Sep 2015 | |
| LPL Financial LLC |
13F
|
Company |
0.38%
|
181,829
|
$3,451,000 | — | 30 Sep 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.36%
|
172,522
|
$3,235,000 | — | 30 Sep 2015 | |
| UBS Group AG |
13F
|
Company |
0.33%
|
160,589
|
$3,011,000 | — | 30 Sep 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.29%
|
137,780
|
$2,583,000 | — | 30 Sep 2015 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.26%
|
126,148
|
$2,365,000 | — | 30 Sep 2015 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.26%
|
123,518
|
$2,316,000 | — | 30 Sep 2015 | |
| Affiance Financial, LLC |
13F
|
Company |
0.21%
|
102,711
|
$1,926,000 | — | 30 Sep 2015 | |
| A. D. Beadell Investment Counsel, Inc. |
13F
|
Company |
0.2%
|
97,718
|
$1,832,000 | — | 30 Sep 2015 | |
| NATIONAL PLANNING CORP |
13F
|
Company |
0.19%
|
93,721
|
$1,886,000 | — | 30 Sep 2015 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.19%
|
90,444
|
$1,697,000 | — | 30 Sep 2015 | |
| Family Firm, Inc. |
13F
|
Company |
0.15%
|
71,177
|
$1,335,000 | — | 30 Sep 2015 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
0.15%
|
70,481
|
$1,322,000 | — | 30 Sep 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.14%
|
69,531
|
$1,303,000 | — | 30 Sep 2015 | |
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
0.12%
|
55,940
|
$1,049,000 | — | 30 Sep 2015 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.11%
|
54,218
|
$1,016,000 | — | 30 Sep 2015 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.1%
|
46,164
|
$865,000 | — | 30 Sep 2015 | |
| IFC Holdings Incorporated/FL |
13F
|
Company |
0.09%
|
41,315
|
$769,000 | — | 30 Sep 2015 | |
| BARD ASSOCIATES INC |
13F
|
Company |
0.08%
|
37,300
|
$699,000 | — | 30 Sep 2015 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.08%
|
36,260
|
$680,000 | — | 30 Sep 2015 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.07%
|
32,049
|
$601,000 | — | 30 Sep 2015 | |
| Investors Capital Advisory Services |
13F
|
Company |
0.06%
|
27,434
|
$514,000 | — | 30 Sep 2015 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.06%
|
27,200
|
$511,000 | — | 30 Sep 2015 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.05%
|
24,796
|
$465,000 | — | 30 Sep 2015 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.05%
|
23,742
|
$445,000 | — | 30 Sep 2015 | |
| Cetera Advisors LLC |
13F
|
Company |
0.05%
|
23,423
|
$441,000 | — | 30 Sep 2015 | |
| Sigma Planning Corp |
13F
|
Company |
0.04%
|
20,453
|
$384,000 | — | 30 Sep 2015 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.04%
|
18,988
|
$356,000 | — | 30 Sep 2015 | |
| Bruderman Asset Management, LLC |
13F
|
Company |
0.04%
|
17,334
|
$325,000 | — | 30 Sep 2015 | |
| TIEMANN INVESTMENT ADVISORS, LLC |
13F
|
Company |
0.04%
|
17,100
|
$321,000 | — | 30 Sep 2015 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.03%
|
15,000
|
$281,000 | — | 30 Sep 2015 | |
| WFG Advisors, LP |
13F
|
Company |
0.03%
|
13,386
|
$251,000 | — | 30 Sep 2015 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
0.03%
|
12,214
|
$229,000 | — | 30 Sep 2015 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.03%
|
12,119
|
$227,000 | — | 30 Sep 2015 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.02%
|
11,258
|
$211,000 | — | 30 Sep 2015 | |
| Concert Wealth Management Inc. |
13F
|
Company |
0.02%
|
11,045
|
$207,000 | — | 30 Sep 2015 | |
| US BANCORP \DE\ |
13F
|
Company |
0.02%
|
10,991
|
$206,000 | — | 30 Sep 2015 | |
| B. Riley Wealth Advisors, Inc. |
13F
|
Company |
0.02%
|
10,480
|
$197,000 | — | 30 Sep 2015 | |
| New England Private Wealth Advisors LLC |
13F
|
Company |
0.02%
|
10,000
|
$188,000 | — | 30 Sep 2015 | |
| VSR Financial Services, Inc. |
13F
|
Company |
0.02%
|
10,000
|
$188,000 | — | 30 Sep 2015 | |
| SYNOVUS FINANCIAL CORP |
13F
|
Company |
0.01%
|
6,373
|
$119,000 | — | 30 Sep 2015 | |
| WHITTIER TRUST CO |
13F
|
Company |
0.01%
|
5,328
|
$100,000 | — | 30 Sep 2015 | |
| People's United Financial, Inc. |
13F
|
Company |
0.01%
|
4,954
|
$93,000 | — | 30 Sep 2015 | |
| Creative Planning |
13F
|
Company |
0.01%
|
4,444
|
$83,000 | — | 30 Sep 2015 |
Institutional Holders of Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common (FFC) as of Q4 2015
As of 31 Dec 2015,
Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common (FFC) was held by
77 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
5,293,490 shares.
The largest 10 holders included
MORGAN STANLEY, ROYAL BANK OF CANADA, LPL Financial LLC, BANK OF AMERICA CORP /DE/, ENVESTNET ASSET MANAGEMENT INC, Oxbow Advisors, LLC, Invesco Ltd., Covington Capital Management, WELLS FARGO & COMPANY/MN, and NWAM LLC.
This page lists
77
institutional shareholders reporting positions in this security
for the Q4 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2015 vs Q3 2015 Across Filers
Q3 2015 holders
78
Q4 2015 holders
77
Holder diff
-1
| Investor | Q3 2015 Shares | Q4 2015 Shares | Share Diff | Share Chg % | Q3 2015 Value $ | Q4 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.