Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common (FFC)

Q: What does CUSIP 338478100 represent in this 13F holders report?

CUSIP 338478100 is the security identifier for FFC - Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common used to aggregate holder disclosures.

Q: How many institutions held FFC - Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common in Q1 2016?

73 institutional investors reported FFC - Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common for Q1 2016. Use the holders table for investor-level position and value details.

CUSIP: 338478100

Q1 2016 13F Holders as of 31 Mar 2016

Type / Class: Equity / Common
Shares outstanding: 48,175,150
Total 13F shares: 5,128,966
Share change: -170,208
Total reported value: $104,278,662
Price per share: $20.35
Number of holders: 73
Value change: -$3,469,303
Number of buys: 24
Number of sells: 27

Quarterly Holders Quick Answers

What is CUSIP 338478100?
CUSIP 338478100 identifies FFC - Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common in SEC institutional holdings data.

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Newer quarter: Q2 2016
Previous quarter: Q4 2015

Recent filing periods for CUSIP 338478100:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of FFC - Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
MORGAN STANLEY	13F	Company	1.2%	574,315	$11,516,000	—	31 Dec 2015	13F
ROYAL BANK OF CANADA	13F	Company	0.89%	429,714	$8,615,000	—	31 Dec 2015	13F
LPL Financial LLC	13F	Company	0.86%	413,628	$8,260,000	—	31 Dec 2015	13F
BANK OF AMERICA CORP /DE/	13F	Company	0.71%	340,165	$6,820,000	—	31 Dec 2015	13F
ENVESTNET ASSET MANAGEMENT INC	13F	Company	0.7%	339,490	$6,807,000	—	31 Dec 2015	13F
Oxbow Advisors, LLC	13F	Company	0.57%	275,717	$5,528,000	—	31 Dec 2015	13F
Invesco Ltd.	13F	Company	0.54%	262,409	$5,261,000	—	31 Dec 2015	13F
Covington Capital Management	13F	Company	0.54%	257,872	$5,170,000	—	31 Dec 2015	13F
WELLS FARGO & COMPANY/MN	13F	Company	0.43%	206,444	$4,140,000	—	31 Dec 2015	13F
NWAM LLC	13F	Company	0.43%	205,548	$4,121,000	—	31 Dec 2015	13F
UNITED CAPITAL FINANCIAL ADVISORS, LLC	13F	Company	0.37%	176,283	$3,534,000	—	31 Dec 2015	13F
IFC Holdings Incorporated/FL	13F	Company	0.35%	167,032	$3,342,000	—	31 Dec 2015	13F
UBS Group AG	13F	Company	0.33%	160,258	$3,213,000	—	31 Dec 2015	13F
Commonwealth Equity Services, Inc	13F	Company	0.32%	155,178	$3,111,000	—	31 Dec 2015	13F
GUGGENHEIM CAPITAL LLC	13F	Company	0.26%	123,136	$2,469,000	—	31 Dec 2015	13F
COHEN & STEERS, INC.	13F	Company	0.22%	107,168	$2,149,000	—	31 Dec 2015	13F
NATIONAL PLANNING CORP	13F	Company	0.22%	105,352	$2,088,000	—	31 Dec 2015	13F
A. D. Beadell Investment Counsel, Inc.	13F	Company	0.2%	97,718	$1,959,000	—	31 Dec 2015	13F
Raymond James Financial Services Advisors, Inc.	13F	Company	0.16%	75,765	$1,519,000	—	31 Dec 2015	13F
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F	Company	0.15%	74,514	$1,494,000	—	31 Dec 2015	13F
Family Firm, Inc.	13F	Company	0.12%	59,239	$1,188,000	—	31 Dec 2015	13F
AMERICAN INTERNATIONAL GROUP, INC.	13F	Company	0.12%	57,982	$1,163,000	—	31 Dec 2015	13F
Cetera Advisor Networks LLC	13F	Company	0.11%	51,761	$1,036,000	—	31 Dec 2015	13F
BB&T SECURITIES, LLC	13F	Company	0.1%	47,861	$959,000	—	31 Dec 2015	13F
TIEMANN INVESTMENT ADVISORS, LLC	13F	Company	0.09%	44,935	$901,000	—	31 Dec 2015	13F
Cambridge Investment Research Advisors, Inc.	13F	Company	0.08%	37,808	$758,000	—	31 Dec 2015	13F
BARD ASSOCIATES INC	13F	Company	0.08%	36,950	$741,000	—	31 Dec 2015	13F
WIMMER ASSOCIATES 1, LLC	13F	Company	0.06%	27,200	$545,000	—	31 Dec 2015	13F
Investors Capital Advisory Services	13F	Company	0.06%	26,917	$539,000	—	31 Dec 2015	13F
OPPENHEIMER & CO INC	13F	Company	0.05%	25,049	$502,000	—	31 Dec 2015	13F
Private Advisor Group, LLC	13F	Company	0.05%	23,742	$476,000	—	31 Dec 2015	13F
PNC FINANCIAL SERVICES GROUP, INC.	13F	Company	0.05%	23,090	$462,000	—	31 Dec 2015	13F
Cetera Advisors LLC	13F	Company	0.04%	21,023	$420,000	—	31 Dec 2015	13F
Sigma Planning Corp	13F	Company	0.04%	20,795	$417,000	—	31 Dec 2015	13F
Capital Investment Advisors, LLC	13F	Company	0.04%	18,996	$381,000	—	31 Dec 2015	13F
Bruderman Asset Management, LLC	13F	Company	0.04%	18,847	$378,000	—	31 Dec 2015	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	0.04%	17,068	$342,000	—	31 Dec 2015	13F
Advisory Services Network, LLC	13F	Company	0.03%	15,071	$302,000	—	31 Dec 2015	13F
SIT INVESTMENT ASSOCIATES INC	13F	Company	0.03%	15,000	$301,000	—	31 Dec 2015	13F
WFG Advisors, LP	13F	Company	0.03%	13,409	$269,000	—	31 Dec 2015	13F
HighTower Advisors, LLC	13F	Company	0.03%	12,727	$255,000	—	31 Dec 2015	13F
Concert Wealth Management Inc.	13F	Company	0.02%	11,045	$221,000	—	31 Dec 2015	13F
IFP Advisors, Inc	13F	Company	0.02%	10,686	$214,000	—	31 Dec 2015	13F
Sheaff Brock Investment Advisors, LLC	13F	Company	0.02%	10,620	$213,000	—	31 Dec 2015	13F
US BANCORP \DE\	13F	Company	0.02%	10,211	$205,000	—	31 Dec 2015	13F
New England Private Wealth Advisors LLC	13F	Company	0.02%	10,000	$201,000	—	31 Dec 2015	13F
VSR Financial Services, Inc.	13F	Company	0.02%	10,000	$200,000	—	31 Dec 2015	13F
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	13F	Company	0.02%	7,281	$146,000	—	31 Dec 2015	13F
Creative Planning	13F	Company	0.01%	6,541	$131,000	—	31 Dec 2015	13F
SYNOVUS FINANCIAL CORP	13F	Company	0.01%	6,373	$128,000	—	31 Dec 2015	13F

Institutional Holders of Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common (FFC) as of Q1 2016

As of 31 Mar 2016, Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common (FFC) was held by 73 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 5,128,966 shares. The largest 10 holders included LPL Financial LLC, ROYAL BANK OF CANADA, MORGAN STANLEY, ENVESTNET ASSET MANAGEMENT INC, BANK OF AMERICA CORP /DE/, Oxbow Advisors, LLC, Covington Capital Management, Invesco Ltd., WELLS FARGO & COMPANY/MN, and NWAM LLC. This page lists 73 institutional shareholders reporting positions in this security for the Q1 2016 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q1 2016 vs Q4 2015 Across Filers

Q4 2015 holders

Q1 2016 holders

Holder diff

-4

Investor	Q4 2015 Shares	Q1 2016 Shares	Share Diff	Share Chg %	Q4 2015 Value $	Q1 2016 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.