Security key
338478100
Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common (FFC)
CUSIP: 338478100
Q3 2015 13F Holders as of 30 Sep 2015
- Type / Class
- Equity / Common
- Shares outstanding
- 48,175,150
- Total 13F shares
- 4,401,739
- Share change
- -124,348
- Total reported value
- $82,698,614
- Price per share
- $18.75
- Number of holders
- 78
- Value change
- -$2,346,845
- Number of buys
- 33
- Number of sells
- 29
Report period
Q3 2015
Institutions
78
Top holders
10
FFC full security history
Newer quarter: Q4 2015
Previous quarter: Q2 2015
Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 338478100
Recent filing periods:
Top shareholders of FFC - Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
1%
|
485,518
|
$9,060,000 | — | 30 Jun 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.76%
|
364,444
|
$6,801,000 | — | 30 Jun 2015 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.68%
|
327,762
|
$6,115,000 | — | 30 Jun 2015 | |
| Invesco Ltd. |
13F
|
Company |
0.63%
|
305,275
|
$5,697,000 | — | 30 Jun 2015 | |
| Oxbow Advisors, LLC |
13F
|
Company |
0.59%
|
284,363
|
$5,306,000 | — | 30 Jun 2015 | |
| MID CONTINENT CAPITAL LLC/IL |
13F
|
Company |
0.58%
|
281,190
|
$5,247,000 | — | 30 Jun 2015 | |
| Covington Capital Management |
13F
|
Company |
0.46%
|
223,706
|
$4,174,000 | — | 30 Jun 2015 | |
| LPL Financial LLC |
13F
|
Company |
0.46%
|
220,798
|
$4,239,000 | — | 30 Jun 2015 | |
| NWAM LLC |
13F
|
Company |
0.44%
|
214,000
|
$3,993,000 | — | 30 Jun 2015 | |
| UBS Group AG |
13F
|
Company |
0.34%
|
165,775
|
$3,093,000 | — | 30 Jun 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.34%
|
162,350
|
$3,030,000 | — | 30 Jun 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.33%
|
161,261
|
$3,009,000 | — | 30 Jun 2015 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.31%
|
151,697
|
$2,831,000 | — | 30 Jun 2015 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.23%
|
108,652
|
$2,027,000 | — | 30 Jun 2015 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.21%
|
101,735
|
$2,065,000 | — | 30 Jun 2015 | |
| A. D. Beadell Investment Counsel, Inc. |
13F
|
Company |
0.2%
|
97,718
|
$1,823,000 | — | 30 Jun 2015 | |
| NATIONAL PLANNING CORP |
13F
|
Company |
0.19%
|
91,512
|
$1,698,000 | — | 30 Jun 2015 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.15%
|
72,010
|
$1,343,701 | — | 30 Jun 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.15%
|
70,625
|
$1,318,000 | — | 30 Jun 2015 | |
| Family Firm, Inc. |
13F
|
Company |
0.11%
|
51,025
|
$952,000 | — | 30 Jun 2015 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.09%
|
44,310
|
$826,000 | — | 30 Jun 2015 | |
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
0.08%
|
39,732
|
$741,000 | — | 30 Jun 2015 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.08%
|
39,586
|
$739,000 | — | 30 Jun 2015 | |
| BARD ASSOCIATES INC |
13F
|
Company |
0.08%
|
39,200
|
$731,000 | — | 30 Jun 2015 | |
| IFC Holdings Incorporated/FL |
13F
|
Company |
0.07%
|
34,563
|
$653,000 | — | 30 Jun 2015 | |
| Affiance Financial, LLC |
13F
|
Company |
0.07%
|
33,181
|
$619,000 | — | 30 Jun 2015 | |
| Investors Capital Advisory Services |
13F
|
Company |
0.06%
|
26,884
|
$501,000 | — | 30 Jun 2015 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.05%
|
25,790
|
$481,000 | — | 30 Jun 2015 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.05%
|
25,300
|
$473,000 | — | 30 Jun 2015 | |
| Cetera Advisors LLC |
13F
|
Company |
0.05%
|
23,923
|
$449,000 | — | 30 Jun 2015 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.05%
|
23,901
|
$446,000 | — | 30 Jun 2015 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
0.04%
|
20,082
|
$375,000 | — | 30 Jun 2015 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.04%
|
18,697
|
$349,000 | — | 30 Jun 2015 | |
| Sigma Planning Corp |
13F
|
Company |
0.04%
|
17,652
|
$329,000 | — | 30 Jun 2015 | |
| Montecito Bank & Trust |
13F
|
Company |
0.03%
|
16,800
|
$342,000 | — | 30 Jun 2015 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.03%
|
15,000
|
$280,000 | — | 30 Jun 2015 | |
| WFG Advisors, LP |
13F
|
Company |
0.03%
|
14,832
|
$277,000 | — | 30 Jun 2015 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.03%
|
13,456
|
$251,000 | — | 30 Jun 2015 | |
| STEEL GROVE CAPITAL ADVISORS, LLC |
13F
|
Company |
0.03%
|
12,280
|
$229,000 | — | 30 Jun 2015 | |
| Concert Wealth Management Inc. |
13F
|
Company |
0.02%
|
11,795
|
$219,000 | — | 30 Jun 2015 | |
| B. Riley Wealth Advisors, Inc. |
13F
|
Company |
0.02%
|
10,979
|
$205,000 | — | 30 Jun 2015 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.02%
|
10,258
|
$191,000 | — | 30 Jun 2015 | |
| VSR Financial Services, Inc. |
13F
|
Company |
0.02%
|
10,000
|
$187,000 | — | 30 Jun 2015 | |
| SYNOVUS FINANCIAL CORP |
13F
|
Company |
0.01%
|
7,203
|
$134,000 | — | 30 Jun 2015 | |
| WHITTIER TRUST CO |
13F
|
Company |
0.01%
|
5,328
|
$99,000 | — | 30 Jun 2015 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.01%
|
5,052
|
$94,000 | — | 30 Jun 2015 | |
| People's United Financial, Inc. |
13F
|
Company |
0.01%
|
4,954
|
$92,000 | — | 30 Jun 2015 | |
| Bruderman Asset Management, LLC |
13F
|
Company |
0.01%
|
4,732
|
$88,000 | — | 30 Jun 2015 | |
| Winslow, Evans & Crocker, Inc. |
13F
|
Company |
0.01%
|
4,406
|
$82,216 | — | 30 Jun 2015 | |
| MSI Financial Services Inc |
13F
|
Company |
0.01%
|
3,362
|
$63,000 | — | 30 Jun 2015 |
Institutional Holders of Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common (FFC) as of Q3 2015
As of 30 Sep 2015,
Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common (FFC) was held by
78 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,401,739 shares.
The largest 10 holders included
MORGAN STANLEY, BANK OF AMERICA CORP /DE/, Invesco Ltd., Oxbow Advisors, LLC, MID CONTINENT CAPITAL LLC/IL, GUGGENHEIM CAPITAL LLC, Covington Capital Management, LPL Financial LLC, WELLS FARGO & COMPANY/MN, and UBS Group AG.
This page lists
78
institutional shareholders reporting positions in this security
for the Q3 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2015 vs Q2 2015 Across Filers
Q2 2015 holders
75
Q3 2015 holders
78
Holder diff
3
| Investor | Q2 2015 Shares | Q3 2015 Shares | Share Diff | Share Chg % | Q2 2015 Value $ | Q3 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.