Security key
33734E103
FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY)
CUSIP: 33734E103
Q4 2018 13F Holders as of 31 Dec 2018
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 4,211,843
- Total 13F shares
- 2,504,733
- Share change
- +39,029
- Total reported value
- $32,762,000
- Price per share
- $13.08
- Number of holders
- 15
- Value change
- +$504,799
- Number of buys
- 8
- Number of sells
- 8
Report period
Q4 2018
Institutions
15
Top holders
10
FMY full security history
Newer quarter: Q1 2019
Previous quarter: Q3 2018
FIRST TRUST MORTGAGE INCOME FUND SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 33734E103
Recent filing periods:
Top shareholders of FMY - FIRST TRUST MORTGAGE INCOME FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
43%
|
1,810,810
|
$24,251,000 | — | 30 Sep 2018 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
12%
|
500,262
|
$6,700,000 | — | 30 Sep 2018 | |
| MORGAN STANLEY |
13F
|
Company |
1.2%
|
51,266
|
$687,000 | — | 30 Sep 2018 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.5%
|
21,246
|
$285,000 | — | 30 Sep 2018 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.34%
|
14,358
|
$192,000 | — | 30 Sep 2018 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.29%
|
12,174
|
$163,000 | — | 30 Sep 2018 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.29%
|
12,078
|
$162,000 | — | 30 Sep 2018 | |
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
13F
|
Company |
0.29%
|
12,054
|
$161,000 | — | 30 Sep 2018 | |
| LPL Financial LLC |
13F
|
Company |
0.27%
|
11,385
|
$152,000 | — | 30 Sep 2018 | |
| UBS Group AG |
13F
|
Company |
0.12%
|
4,936
|
$66,000 | — | 30 Sep 2018 | |
| Advisor Group, Inc. |
13F
|
Company |
0.1%
|
4,361
|
$59,000 | — | 30 Sep 2018 | |
| IFP Advisors, Inc |
13F
|
Company |
0.1%
|
4,255
|
$57,000 | — | 30 Sep 2018 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.1%
|
4,039
|
$54,000 | — | 30 Sep 2018 | |
| Walleye Trading LLC |
13F
|
Company |
0.02%
|
1,000
|
$13,000 | — | 30 Sep 2018 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.02%
|
760
|
$10,000 | — | 30 Sep 2018 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.01%
|
500
|
$7,000 | — | 30 Sep 2018 | |
| American Portfolios Advisors |
13F
|
Company |
0.01%
|
220
|
$2,946 | — | 30 Sep 2018 |
Institutional Holders of FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY) as of Q4 2018
As of 31 Dec 2018,
FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY) was held by
15 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,504,733 shares.
The largest 10 holders included
SIT INVESTMENT ASSOCIATES INC, 1607 Capital Partners, LLC, MORGAN STANLEY, Thomas J. Herzfeld Advisors, Inc., SUSQUEHANNA INTERNATIONAL GROUP, LLP, WELLS FARGO & COMPANY/MN, RAYMOND JAMES & ASSOCIATES, FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD, UBS Group AG, and IFP Advisors, Inc.
This page lists
15
institutional shareholders reporting positions in this security
for the Q4 2018 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2018 vs Q3 2018 Across Filers
Q3 2018 holders
17
Q4 2018 holders
15
Holder diff
-2
| Investor | Q3 2018 Shares | Q4 2018 Shares | Share Diff | Share Chg % | Q3 2018 Value $ | Q4 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.