FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY)
CUSIP: 33734E103
Q1 2019 13F Holders as of 31 Mar 2019
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 4,211,843
- Total 13F shares
- 2,532,878
- Share change
- +39,174
- Total reported value
- $34,261,000
- Price per share
- $13.53
- Number of holders
- 14
- Value change
- +$536,476
- Number of buys
- 9
- Number of sells
- 5
Quarterly Holders Quick Answers
What is CUSIP 33734E103?
CUSIP 33734E103 identifies FMY - FIRST TRUST MORTGAGE INCOME FUND - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 33734E103:
Top shareholders of FMY - FIRST TRUST MORTGAGE INCOME FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
44%
|
1,832,260
|
$23,966,000 | — | 31 Dec 2018 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
13%
|
526,762
|
$6,890,000 | — | 31 Dec 2018 | |
| MORGAN STANLEY |
13F
|
Company |
1.1%
|
46,680
|
$611,000 | — | 31 Dec 2018 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.54%
|
22,901
|
$300,000 | — | 31 Dec 2018 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.44%
|
18,458
|
$243,000 | — | 31 Dec 2018 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.36%
|
15,358
|
$201,000 | — | 31 Dec 2018 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.29%
|
12,260
|
$160,000 | — | 31 Dec 2018 | |
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
13F
|
Company |
0.26%
|
11,029
|
$144,000 | — | 31 Dec 2018 | |
| UBS Group AG |
13F
|
Company |
0.11%
|
4,782
|
$62,000 | — | 31 Dec 2018 | |
| IFP Advisors, Inc |
13F
|
Company |
0.1%
|
4,255
|
$55,000 | — | 31 Dec 2018 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.1%
|
4,039
|
$53,000 | — | 31 Dec 2018 | |
| Advisor Group, Inc. |
13F
|
Company |
0.08%
|
3,477
|
$45,000 | — | 31 Dec 2018 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.04%
|
1,620
|
$21,000 | — | 31 Dec 2018 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.02%
|
760
|
$10,000 | — | 31 Dec 2018 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
92
|
$1,000 | — | 31 Dec 2018 |
Institutional Holders of FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY) as of Q1 2019
As of 31 Mar 2019,
FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY) was held by
14 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,532,878 shares.
The largest 10 holders included
SIT INVESTMENT ASSOCIATES INC, 1607 Capital Partners, LLC, WELLS FARGO & COMPANY/MN, MORGAN STANLEY, Thomas J. Herzfeld Advisors, Inc., RAYMOND JAMES & ASSOCIATES, Cetera Advisor Networks LLC, Dynamic Advisor Solutions LLC, ROYAL BANK OF CANADA, and UBS Group AG.
This page lists
14
institutional shareholders reporting positions in this security
for the Q1 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2019 vs Q4 2018 Across Filers
Q4 2018 holders
15
Q1 2019 holders
14
Holder diff
-1
| Investor | Q4 2018 Shares | Q1 2019 Shares | Share Diff | Share Chg % | Q4 2018 Value $ | Q1 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.