FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY)
CUSIP: 33734E103
Q3 2018 13F Holders as of 30 Sep 2018
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 4,211,843
- Total 13F shares
- 2,465,704
- Share change
- -49,671
- Total reported value
- $33,021,946
- Price per share
- $13.39
- Number of holders
- 17
- Value change
- -$663,329
- Number of buys
- 9
- Number of sells
- 8
Quarterly Holders Quick Answers
What is CUSIP 33734E103?
CUSIP 33734E103 identifies FMY - FIRST TRUST MORTGAGE INCOME FUND - Common Stock in SEC institutional holdings data.
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Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
- Recent insider transactions for executive and insider activity.
- SEC investors directory and top value investors for manager drilldown.
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Recent filing periods for CUSIP 33734E103:
Top shareholders of FMY - FIRST TRUST MORTGAGE INCOME FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
43%
|
1,802,462
|
$24,219,000 | — | 30 Jun 2018 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
12%
|
499,962
|
$6,718,000 | — | 30 Jun 2018 | |
| MORGAN STANLEY |
13F
|
Company |
1.3%
|
55,690
|
$748,000 | — | 30 Jun 2018 | |
| Laurion Capital Management LP |
13F
|
Company |
0.78%
|
32,864
|
$437,000 | — | 30 Jun 2018 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.57%
|
23,879
|
$321,000 | — | 30 Jun 2018 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.49%
|
20,795
|
$279,000 | — | 30 Jun 2018 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.33%
|
13,958
|
$188,000 | — | 30 Jun 2018 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.32%
|
13,657
|
$184,000 | — | 30 Jun 2018 | |
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
13F
|
Company |
0.3%
|
12,796
|
$172,000 | — | 30 Jun 2018 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.29%
|
12,097
|
$163,000 | — | 30 Jun 2018 | |
| LPL Financial LLC |
13F
|
Company |
0.25%
|
10,627
|
$143,000 | — | 30 Jun 2018 | |
| UBS Group AG |
13F
|
Company |
0.13%
|
5,528
|
$74,000 | — | 30 Jun 2018 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.1%
|
4,039
|
$54,000 | — | 30 Jun 2018 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.07%
|
2,950
|
$41,000 | — | 30 Jun 2018 | |
| Advisor Group, Inc. |
13F
|
Company |
0.05%
|
2,046
|
$27,000 | — | 30 Jun 2018 | |
| IFP Advisors, Inc |
13F
|
Company |
0.03%
|
1,105
|
$15,000 | — | 30 Jun 2018 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.01%
|
500
|
$7,000 | — | 30 Jun 2018 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0%
|
200
|
$3,000 | — | 30 Jun 2018 | |
| American Portfolios Advisors |
13F
|
Company |
0.01%
|
220
|
$2,956 | — | 30 Jun 2018 |
Institutional Holders of FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY) as of Q3 2018
As of 30 Sep 2018,
FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY) was held by
17 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,465,704 shares.
The largest 10 holders included
SIT INVESTMENT ASSOCIATES INC, 1607 Capital Partners, LLC, MORGAN STANLEY, Thomas J. Herzfeld Advisors, Inc., WELLS FARGO & COMPANY/MN, RAYMOND JAMES & ASSOCIATES, DOLIVER CAPITAL ADVISORS, LP, FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD, LPL Financial LLC, and UBS Group AG.
This page lists
17
institutional shareholders reporting positions in this security
for the Q3 2018 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2018 vs Q2 2018 Across Filers
Q2 2018 holders
19
Q3 2018 holders
17
Holder diff
-2
| Investor | Q2 2018 Shares | Q3 2018 Shares | Share Diff | Share Chg % | Q2 2018 Value $ | Q3 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.