FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY)
CUSIP: 33734E103
Q2 2018 13F Holders as of 30 Jun 2018
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 4,211,843
- Total 13F shares
- 2,515,375
- Share change
- +63,725
- Total reported value
- $33,795,956
- Price per share
- $13.44
- Number of holders
- 19
- Value change
- +$848,238
- Number of buys
- 9
- Number of sells
- 8
Quarterly Holders Quick Answers
What is CUSIP 33734E103?
CUSIP 33734E103 identifies FMY - FIRST TRUST MORTGAGE INCOME FUND - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 33734E103:
Top shareholders of FMY - FIRST TRUST MORTGAGE INCOME FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
40%
|
1,703,279
|
$23,761,000 | — | 31 Mar 2018 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
13%
|
527,701
|
$7,361,000 | — | 31 Mar 2018 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
2.6%
|
109,941
|
$1,534,000 | — | 31 Mar 2018 | |
| MORGAN STANLEY |
13F
|
Company |
1.4%
|
58,985
|
$823,000 | — | 31 Mar 2018 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.31%
|
13,220
|
$184,000 | — | 31 Mar 2018 | |
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
13F
|
Company |
0.27%
|
11,206
|
$156,000 | — | 31 Mar 2018 | |
| LPL Financial LLC |
13F
|
Company |
0.25%
|
10,713
|
$149,000 | — | 31 Mar 2018 | |
| UBS Group AG |
13F
|
Company |
0.19%
|
8,023
|
$112,000 | — | 31 Mar 2018 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.07%
|
2,950
|
$41,000 | — | 31 Mar 2018 | |
| Advisor Group, Inc. |
13F
|
Company |
0.05%
|
2,031
|
$29,000 | — | 31 Mar 2018 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.04%
|
1,750
|
$24,000 | — | 31 Mar 2018 | |
| IFP Advisors, Inc |
13F
|
Company |
0.03%
|
1,105
|
$16,000 | — | 31 Mar 2018 | |
| American Portfolios Advisors |
13F
|
Company |
0.01%
|
446
|
$6,222 | — | 31 Mar 2018 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.01%
|
300
|
$4,000 | — | 31 Mar 2018 |
Institutional Holders of FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY) as of Q2 2018
As of 30 Jun 2018,
FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY) was held by
19 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,515,375 shares.
The largest 10 holders included
SIT INVESTMENT ASSOCIATES INC, 1607 Capital Partners, LLC, MORGAN STANLEY, Laurion Capital Management LP, DOLIVER CAPITAL ADVISORS, LP, Thomas J. Herzfeld Advisors, Inc., WELLS FARGO & COMPANY/MN, SUSQUEHANNA INTERNATIONAL GROUP, LLP, FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD, and RAYMOND JAMES & ASSOCIATES.
This page lists
19
institutional shareholders reporting positions in this security
for the Q2 2018 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2018 vs Q1 2018 Across Filers
Q1 2018 holders
14
Q2 2018 holders
19
Holder diff
5
| Investor | Q1 2018 Shares | Q2 2018 Shares | Share Diff | Share Chg % | Q1 2018 Value $ | Q2 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.