FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY)
CUSIP: 33734E103
Q2 2015 13F Holders as of 30 Jun 2015
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 4,211,843
- Total 13F shares
- 2,156,850
- Share change
- -88,991
- Total reported value
- $30,443,000
- Price per share
- $14.12
- Number of holders
- 18
- Value change
- -$1,335,870
- Number of buys
- 8
- Number of sells
- 11
Quarterly Holders Quick Answers
What is CUSIP 33734E103?
CUSIP 33734E103 identifies FMY - FIRST TRUST MORTGAGE INCOME FUND - Common Stock in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 33734E103:
Top shareholders of FMY - FIRST TRUST MORTGAGE INCOME FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
29%
|
1,220,672
|
$18,115,000 | — | 31 Mar 2015 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
17%
|
709,943
|
$10,536,000 | — | 31 Mar 2015 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
1.6%
|
65,773
|
$976,000 | — | 31 Mar 2015 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
1.4%
|
60,157
|
$893,000 | — | 31 Mar 2015 | |
| Saba Capital Management, L.P. |
13F
|
Company |
0.84%
|
35,284
|
$524,000 | — | 31 Mar 2015 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
0.67%
|
28,308
|
$420,000 | — | 31 Mar 2015 | |
| MORGAN STANLEY |
13F
|
Company |
0.52%
|
21,764
|
$323,000 | — | 31 Mar 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.43%
|
18,233
|
$271,000 | — | 31 Mar 2015 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.41%
|
17,200
|
$255,000 | — | 31 Mar 2015 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.35%
|
14,802
|
$220,000 | — | 31 Mar 2015 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.28%
|
11,725
|
$174,000 | — | 31 Mar 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.24%
|
9,980
|
$148,000 | — | 31 Mar 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.21%
|
9,006
|
$134,000 | — | 31 Mar 2015 | |
| CITIGROUP INC |
13F
|
Company |
0.15%
|
6,451
|
$96,000 | — | 31 Mar 2015 | |
| UBS Group AG |
13F
|
Company |
0.14%
|
5,763
|
$86,000 | — | 31 Mar 2015 | |
| SIGNATUREFD, LLC |
13F
|
Company |
0.08%
|
3,400
|
$50,000 | — | 31 Mar 2015 | |
| BROWN BROTHERS HARRIMAN & CO |
13F
|
Company |
0.06%
|
2,475
|
$37,000 | — | 31 Mar 2015 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.04%
|
1,761
|
$26,000 | — | 31 Mar 2015 | |
| Creative Planning |
13F
|
Company |
0.04%
|
1,626
|
$24,000 | — | 31 Mar 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.03%
|
1,100
|
$16,000 | — | 31 Mar 2015 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.01%
|
418
|
$6,201 | — | 31 Mar 2015 |
Institutional Holders of FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY) as of Q2 2015
As of 30 Jun 2015,
FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY) was held by
18 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,156,850 shares.
The largest 10 holders included
SIT INVESTMENT ASSOCIATES INC, 1607 Capital Partners, LLC, Thomas J. Herzfeld Advisors, Inc., Saba Capital Management, L.P., CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, MORGAN STANLEY, Commonwealth Equity Services, Inc, RAYMOND JAMES & ASSOCIATES, LADENBURG THALMANN FINANCIAL SERVICES INC, and BANK OF AMERICA CORP /DE/.
This page lists
18
institutional shareholders reporting positions in this security
for the Q2 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2015 vs Q1 2015 Across Filers
Q1 2015 holders
21
Q2 2015 holders
18
Holder diff
-3
| Investor | Q1 2015 Shares | Q2 2015 Shares | Share Diff | Share Chg % | Q1 2015 Value $ | Q2 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.