FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY)
CUSIP: 33734E103
Q1 2015 13F Holders as of 31 Mar 2015
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 4,211,843
- Total 13F shares
- 2,245,841
- Share change
- +21,703
- Total reported value
- $33,330,201
- Price per share
- $14.84
- Number of holders
- 21
- Value change
- +$321,557
- Number of buys
- 10
- Number of sells
- 5
Quarterly Holders Quick Answers
What is CUSIP 33734E103?
CUSIP 33734E103 identifies FMY - FIRST TRUST MORTGAGE INCOME FUND - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 33734E103:
Top shareholders of FMY - FIRST TRUST MORTGAGE INCOME FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
30%
|
1,245,610
|
$18,510,000 | — | 31 Dec 2014 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
16%
|
692,768
|
$10,295,000 | — | 31 Dec 2014 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
1.4%
|
60,156
|
$894,000 | — | 31 Dec 2014 | |
| Saba Capital Management, L.P. |
13F
|
Company |
1.4%
|
58,681
|
$872,000 | — | 31 Dec 2014 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
0.85%
|
35,763
|
$531,000 | — | 31 Dec 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.76%
|
32,156
|
$478,000 | — | 31 Dec 2014 | |
| MORGAN STANLEY |
13F
|
Company |
0.49%
|
20,550
|
$305,000 | — | 31 Dec 2014 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.41%
|
17,200
|
$256,000 | — | 31 Dec 2014 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.35%
|
14,689
|
$218,000 | — | 31 Dec 2014 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.3%
|
12,625
|
$188,000 | — | 31 Dec 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.21%
|
8,781
|
$130,000 | — | 31 Dec 2014 | |
| CITIGROUP INC |
13F
|
Company |
0.15%
|
6,451
|
$96,000 | — | 31 Dec 2014 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.12%
|
5,000
|
$74,000 | — | 31 Dec 2014 | |
| UBS Group AG |
13F
|
Company |
0.11%
|
4,696
|
$70,000 | — | 31 Dec 2014 | |
| SIGNATUREFD, LLC |
13F
|
Company |
0.08%
|
3,400
|
$51,000 | — | 31 Dec 2014 | |
| BROWN BROTHERS HARRIMAN & CO |
13F
|
Company |
0.06%
|
2,475
|
$37,000 | — | 31 Dec 2014 | |
| Creative Planning |
13F
|
Company |
0.04%
|
1,626
|
$24,000 | — | 31 Dec 2014 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.03%
|
1,100
|
$16,000 | — | 31 Dec 2014 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.01%
|
411
|
$6,107 | — | 31 Dec 2014 |
Institutional Holders of FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY) as of Q1 2015
As of 31 Mar 2015,
FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY) was held by
21 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,245,841 shares.
The largest 10 holders included
SIT INVESTMENT ASSOCIATES INC, 1607 Capital Partners, LLC, Raymond James Financial Services Advisors, Inc., Thomas J. Herzfeld Advisors, Inc., Saba Capital Management, L.P., CORNERSTONE ADVISORS INC, MORGAN STANLEY, BANK OF AMERICA CORP /DE/, Commonwealth Equity Services, Inc, and RAYMOND JAMES & ASSOCIATES.
This page lists
21
institutional shareholders reporting positions in this security
for the Q1 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2015 vs Q4 2014 Across Filers
Q4 2014 holders
19
Q1 2015 holders
21
Holder diff
2
| Investor | Q4 2014 Shares | Q1 2015 Shares | Share Diff | Share Chg % | Q4 2014 Value $ | Q1 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.