FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY)
CUSIP: 33734E103
Q3 2015 13F Holders as of 30 Sep 2015
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 4,211,843
- Total 13F shares
- 2,303,844
- Share change
- +146,994
- Total reported value
- $32,906,000
- Price per share
- $14.28
- Number of holders
- 19
- Value change
- +$2,098,857
- Number of buys
- 12
- Number of sells
- 6
Quarterly Holders Quick Answers
What is CUSIP 33734E103?
CUSIP 33734E103 identifies FMY - FIRST TRUST MORTGAGE INCOME FUND - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 33734E103:
Top shareholders of FMY - FIRST TRUST MORTGAGE INCOME FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
29%
|
1,236,862
|
$17,464,000 | — | 30 Jun 2015 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
17%
|
709,943
|
$10,024,000 | — | 30 Jun 2015 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
1.4%
|
60,175
|
$840,000 | — | 30 Jun 2015 | |
| Saba Capital Management, L.P. |
13F
|
Company |
0.8%
|
33,591
|
$474,000 | — | 30 Jun 2015 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
0.64%
|
27,033
|
$381,000 | — | 30 Jun 2015 | |
| MORGAN STANLEY |
13F
|
Company |
0.46%
|
19,273
|
$272,000 | — | 30 Jun 2015 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.39%
|
16,420
|
$232,000 | — | 30 Jun 2015 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.35%
|
14,916
|
$211,000 | — | 30 Jun 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.18%
|
7,506
|
$106,000 | — | 30 Jun 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.15%
|
6,466
|
$91,000 | — | 30 Jun 2015 | |
| CITIGROUP INC |
13F
|
Company |
0.15%
|
6,451
|
$91,000 | — | 30 Jun 2015 | |
| UBS Group AG |
13F
|
Company |
0.15%
|
6,417
|
$91,000 | — | 30 Jun 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.12%
|
4,980
|
$70,000 | — | 30 Jun 2015 | |
| SIGNATUREFD, LLC |
13F
|
Company |
0.08%
|
3,400
|
$48,000 | — | 30 Jun 2015 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.04%
|
1,792
|
$25,000 | — | 30 Jun 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.03%
|
1,100
|
$16,000 | — | 30 Jun 2015 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.01%
|
425
|
$6,000 | — | 30 Jun 2015 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
100
|
$1,000 | — | 30 Jun 2015 |
Institutional Holders of FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY) as of Q3 2015
As of 30 Sep 2015,
FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY) was held by
19 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,303,844 shares.
The largest 10 holders included
SIT INVESTMENT ASSOCIATES INC, 1607 Capital Partners, LLC, ICON ADVISERS INC/CO, Thomas J. Herzfeld Advisors, Inc., Saba Capital Management, L.P., MORGAN STANLEY, CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, Commonwealth Equity Services, Inc, RAYMOND JAMES & ASSOCIATES, and UBS Group AG.
This page lists
19
institutional shareholders reporting positions in this security
for the Q3 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2015 vs Q2 2015 Across Filers
Q2 2015 holders
18
Q3 2015 holders
19
Holder diff
1
| Investor | Q2 2015 Shares | Q3 2015 Shares | Share Diff | Share Chg % | Q2 2015 Value $ | Q3 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.