FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY)
CUSIP: 33734E103
Q4 2014 13F Holders as of 31 Dec 2014
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 4,211,843
- Total 13F shares
- 2,224,138
- Share change
- +128,613
- Total reported value
- $33,051,107
- Price per share
- $14.86
- Number of holders
- 19
- Value change
- +$1,906,650
- Number of buys
- 5
- Number of sells
- 11
Quarterly Holders Quick Answers
What is CUSIP 33734E103?
CUSIP 33734E103 identifies FMY - FIRST TRUST MORTGAGE INCOME FUND - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 33734E103:
Top shareholders of FMY - FIRST TRUST MORTGAGE INCOME FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
25%
|
1,072,485
|
$16,235,000 | — | 30 Sep 2014 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
16%
|
685,568
|
$10,378,000 | — | 30 Sep 2014 | |
| Saba Capital Management, L.P. |
13F
|
Company |
1.7%
|
73,303
|
$1,107,000 | — | 30 Sep 2014 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
1.5%
|
61,616
|
$933,000 | — | 30 Sep 2014 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
0.98%
|
41,271
|
$623,000 | — | 30 Sep 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.8%
|
33,839
|
$512,000 | — | 30 Sep 2014 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.51%
|
21,485
|
$325,000 | — | 30 Sep 2014 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.44%
|
18,485
|
$280,000 | — | 30 Sep 2014 | |
| MORGAN STANLEY |
13F
|
Company |
0.43%
|
18,119
|
$274,000 | — | 30 Sep 2014 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.4%
|
16,881
|
$256,000 | — | 30 Sep 2014 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.39%
|
16,600
|
$251,000 | — | 30 Sep 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.38%
|
15,912
|
$241,000 | — | 30 Sep 2014 | |
| UBS AG |
13F
|
Company |
0.19%
|
7,872
|
$119,000 | — | 30 Sep 2014 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.12%
|
5,000
|
$76,000 | — | 30 Sep 2014 | |
| SIGNATUREFD, LLC |
13F
|
Company |
0.08%
|
3,400
|
$51,000 | — | 30 Sep 2014 | |
| BROWN BROTHERS HARRIMAN & CO |
13F
|
Company |
0.06%
|
2,475
|
$37,000 | — | 30 Sep 2014 | |
| Creative Planning |
13F
|
Company |
0.04%
|
1,626
|
$25,000 | — | 30 Sep 2014 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.03%
|
1,100
|
$17,000 | — | 30 Sep 2014 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.03%
|
1,100
|
$16,000 | — | 30 Sep 2014 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.01%
|
404
|
$6,119 | — | 30 Sep 2014 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0%
|
160
|
$2,000 | — | 30 Sep 2014 |
Institutional Holders of FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY) as of Q4 2014
As of 31 Dec 2014,
FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY) was held by
19 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,224,138 shares.
The largest 10 holders included
SIT INVESTMENT ASSOCIATES INC, 1607 Capital Partners, LLC, Thomas J. Herzfeld Advisors, Inc., Saba Capital Management, L.P., CORNERSTONE ADVISORS INC, BANK OF AMERICA CORP /DE/, MORGAN STANLEY, Commonwealth Equity Services, Inc, RAYMOND JAMES & ASSOCIATES, and STIFEL FINANCIAL CORP.
This page lists
19
institutional shareholders reporting positions in this security
for the Q4 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2014 vs Q3 2014 Across Filers
Q3 2014 holders
21
Q4 2014 holders
19
Holder diff
-2
| Investor | Q3 2014 Shares | Q4 2014 Shares | Share Diff | Share Chg % | Q3 2014 Value $ | Q4 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.