FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY)
CUSIP: 33734E103
Q2 2014 13F Holders as of 30 Jun 2014
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 4,211,843
- Total 13F shares
- 2,021,425
- Share change
- +127,337
- Total reported value
- $32,060,758
- Price per share
- $15.86
- Number of holders
- 20
- Value change
- +$2,020,458
- Number of buys
- 8
- Number of sells
- 8
Quarterly Holders Quick Answers
What is CUSIP 33734E103?
CUSIP 33734E103 identifies FMY - FIRST TRUST MORTGAGE INCOME FUND - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 33734E103:
Top shareholders of FMY - FIRST TRUST MORTGAGE INCOME FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
25%
|
1,059,054
|
$16,670,000 | — | 31 Mar 2014 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
11%
|
470,123
|
$7,400,000 | — | 31 Mar 2014 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
2.1%
|
88,938
|
$1,400,000 | — | 31 Mar 2014 | |
| Saba Capital Management, L.P. |
13F
|
Company |
1.3%
|
55,345
|
$871,000 | — | 31 Mar 2014 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
1.2%
|
51,345
|
$808,000 | — | 31 Mar 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.69%
|
29,105
|
$458,000 | — | 31 Mar 2014 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.63%
|
26,370
|
$415,000 | — | 31 Mar 2014 | |
| MORGAN STANLEY |
13F
|
Company |
0.45%
|
18,811
|
$296,000 | — | 31 Mar 2014 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.41%
|
17,431
|
$274,000 | — | 31 Mar 2014 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.39%
|
16,600
|
$261,000 | — | 31 Mar 2014 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.38%
|
16,080
|
$253,000 | — | 31 Mar 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.28%
|
11,888
|
$187,000 | — | 31 Mar 2014 | |
| TFS CAPITAL LLC |
13F
|
Company |
0.27%
|
11,422
|
$180,000 | — | 31 Mar 2014 | |
| UBS AG |
13F
|
Company |
0.12%
|
5,080
|
$80,000 | — | 31 Mar 2014 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.12%
|
5,000
|
$79,000 | — | 31 Mar 2014 | |
| SIGNATUREFD, LLC |
13F
|
Company |
0.08%
|
3,400
|
$54,000 | — | 31 Mar 2014 | |
| BROWN BROTHERS HARRIMAN & CO |
13F
|
Company |
0.06%
|
2,475
|
$39,000 | — | 31 Mar 2014 | |
| Creative Planning |
13F
|
Company |
0.04%
|
1,827
|
$29,000 | — | 31 Mar 2014 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.04%
|
1,600
|
$26,000 | — | 31 Mar 2014 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.03%
|
1,100
|
$17,000 | — | 31 Mar 2014 | |
| MUFG Americas Holdings Corp |
13F
|
Company |
0.02%
|
998
|
$16,000 | — | 31 Mar 2014 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0%
|
96
|
$1,511 | — | 31 Mar 2014 |
Institutional Holders of FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY) as of Q2 2014
As of 30 Jun 2014,
FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY) was held by
20 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,021,425 shares.
The largest 10 holders included
SIT INVESTMENT ASSOCIATES INC, 1607 Capital Partners, LLC, Thomas J. Herzfeld Advisors, Inc., Saba Capital Management, L.P., CORNERSTONE ADVISORS INC, BANK OF AMERICA CORP /DE/, Commonwealth Equity Services, Inc, MORGAN STANLEY, RAYMOND JAMES & ASSOCIATES, and STIFEL FINANCIAL CORP.
This page lists
20
institutional shareholders reporting positions in this security
for the Q2 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2014 vs Q1 2014 Across Filers
Q1 2014 holders
22
Q2 2014 holders
20
Holder diff
-2
| Investor | Q1 2014 Shares | Q2 2014 Shares | Share Diff | Share Chg % | Q1 2014 Value $ | Q2 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.