FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY)
CUSIP: 33734E103
Q1 2014 13F Holders as of 31 Mar 2014
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 4,211,843
- Total 13F shares
- 1,894,088
- Share change
- +147,528
- Total reported value
- $29,814,511
- Price per share
- $15.74
- Number of holders
- 22
- Value change
- +$2,311,271
- Number of buys
- 13
- Number of sells
- 10
Quarterly Holders Quick Answers
What is CUSIP 33734E103?
CUSIP 33734E103 identifies FMY - FIRST TRUST MORTGAGE INCOME FUND - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 33734E103:
Top shareholders of FMY - FIRST TRUST MORTGAGE INCOME FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
22%
|
919,522
|
$14,308,000 | — | 31 Dec 2013 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
9.9%
|
416,645
|
$6,483,000 | — | 31 Dec 2013 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
2.2%
|
93,182
|
$1,450,000 | — | 31 Dec 2013 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
1.2%
|
52,347
|
$815,000 | — | 31 Dec 2013 | |
| Saba Capital Management, L.P. |
13F
|
Company |
1.2%
|
51,727
|
$805,000 | — | 31 Dec 2013 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.98%
|
41,067
|
$639,000 | — | 31 Dec 2013 | |
| ROBINSON CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.76%
|
32,130
|
$521,000 | — | 31 Dec 2013 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.7%
|
29,350
|
$457,000 | — | 31 Dec 2013 | |
| MORGAN STANLEY |
13F
|
Company |
0.68%
|
28,795
|
$448,000 | — | 31 Dec 2013 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.63%
|
26,738
|
$416,000 | — | 31 Dec 2013 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.37%
|
15,530
|
$242,000 | — | 31 Dec 2013 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.25%
|
10,588
|
$165,000 | — | 31 Dec 2013 | |
| Horizon Kinetics LLC |
13F
|
Company |
0.24%
|
10,198
|
$159,000 | — | 31 Dec 2013 | |
| UBS AG |
13F
|
Company |
0.22%
|
9,326
|
$145,000 | — | 31 Dec 2013 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.13%
|
5,600
|
$87,000 | — | 31 Dec 2013 | |
| Creative Planning |
13F
|
Company |
0.04%
|
1,626
|
$25,000 | — | 31 Dec 2013 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.03%
|
1,100
|
$17,000 | — | 31 Dec 2013 | |
| MUFG Americas Holdings Corp |
13F
|
Company |
0.02%
|
993
|
$15,000 | — | 31 Dec 2013 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0%
|
96
|
$1,494 | — | 31 Dec 2013 |
Institutional Holders of FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY) as of Q1 2014
As of 31 Mar 2014,
FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY) was held by
22 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,894,088 shares.
The largest 10 holders included
SIT INVESTMENT ASSOCIATES INC, 1607 Capital Partners, LLC, Thomas J. Herzfeld Advisors, Inc., Saba Capital Management, L.P., CORNERSTONE ADVISORS INC, BANK OF AMERICA CORP /DE/, Commonwealth Equity Services, Inc, MORGAN STANLEY, DOLIVER CAPITAL ADVISORS, INC., and STIFEL FINANCIAL CORP.
This page lists
22
institutional shareholders reporting positions in this security
for the Q1 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2014 vs Q4 2013 Across Filers
Q4 2013 holders
19
Q1 2014 holders
22
Holder diff
3
| Investor | Q4 2013 Shares | Q1 2014 Shares | Share Diff | Share Chg % | Q4 2013 Value $ | Q1 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.