FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY)

CUSIP: 33734E103

Q4 2013 13F Holders as of 31 Dec 2013

Type / Class
Equity / Common Stock
Shares outstanding
4,211,843
Total 13F shares
1,746,560
Share change
-2,467
Total reported value
$27,198,494
Price per share
$15.56
Number of holders
19
Value change
-$38,388
Number of buys
1
Number of sells
1

Quarterly Holders Quick Answers

What is CUSIP 33734E103?
CUSIP 33734E103 identifies FMY - FIRST TRUST MORTGAGE INCOME FUND - Common Stock in SEC institutional holdings data.

Need full ownership history?
Open the full security ownership history page.

Top shareholders of FMY - FIRST TRUST MORTGAGE INCOME FUND - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
WELLS FARGO & COMPANY/MN
13F
Company
1%
43,539
 $677,000 — 30 Sep 2013
13F
MUFG Americas Holdings Corp
13F
Company
0.02%
988
 $15,000 — 30 Sep 2013
13F

Institutional Holders of FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY) as of Q4 2013

As of 31 Dec 2013, FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY) was held by 19 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 1,746,560 shares. The largest 10 holders included SIT INVESTMENT ASSOCIATES INC, 1607 Capital Partners, LLC, Thomas J. Herzfeld Advisors, Inc., CORNERSTONE ADVISORS INC, Saba Capital Management, L.P., WELLS FARGO & COMPANY/MN, ROBINSON CAPITAL MANAGEMENT, LLC, Commonwealth Equity Services, Inc, MORGAN STANLEY, and BANK OF AMERICA CORP /DE/. This page lists 19 institutional shareholders reporting positions in this security for the Q4 2013 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q4 2013 vs Q3 2013 Across Filers

Q3 2013 holders
2
Q4 2013 holders
19
Holder diff
17
Investor Q3 2013 Shares Q4 2013 Shares Share Diff Share Chg % Q3 2013 Value $ Q4 2013 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Here you can make detailed settings or revoke your consent (in part if necessary) with effect for the future. For further information, please refer to our Privacy Policy .