FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest (FCT)

Q: What does CUSIP 33733U108 represent in this 13F holders report?

CUSIP 33733U108 is the security identifier for FCT - FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest used to aggregate holder disclosures.

Q: How many institutions held FCT - FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest in Q3 2017?

48 institutional investors reported FCT - FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest for Q3 2017. Use the holders table for investor-level position and value details.

CUSIP: 33733U108

Q3 2017 13F Holders as of 30 Sep 2017

Type / Class: Equity / Common Shares of Beneficial Interest
Shares outstanding: 25,887,390
Total 13F shares: 7,146,566
Share change: +296,849
Total reported value: $96,398,000
Price per share: $13.49
Number of holders: 48
Value change: +$4,021,691
Number of buys: 21
Number of sells: 25

Quarterly Holders Quick Answers

What is CUSIP 33733U108?
CUSIP 33733U108 identifies FCT - FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest in SEC institutional holdings data.

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Newer quarter: Q4 2017
Previous quarter: Q2 2017

Recent filing periods for CUSIP 33733U108:

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Top shareholders of FCT - FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
BANK OF AMERICA CORP /DE/	13F	Company	10%	2,612,458	$34,772,000	—	30 Jun 2017	13F
MORGAN STANLEY	13F	Company	2.1%	542,243	$7,217,000	—	30 Jun 2017	13F
Gradient Investments LLC	13F	Company	1.6%	419,312	$5,581,000	—	30 Jun 2017	13F
Invesco Ltd.	13F	Company	1.6%	404,742	$5,387,000	—	30 Jun 2017	13F
UBS Group AG	13F	Company	1.5%	375,546	$4,999,000	—	30 Jun 2017	13F
GUGGENHEIM CAPITAL LLC	13F	Company	1.2%	316,577	$4,214,000	—	30 Jun 2017	13F
FIRST FOUNDATION ADVISORS	13F	Company	0.91%	236,422	$3,147,000	—	30 Jun 2017	13F
STIFEL FINANCIAL CORP	13F	Company	0.75%	194,617	$2,591,000	—	30 Jun 2017	13F
BAILLIE GIFFORD & CO	13F	Company	0.71%	183,676	$2,445,000	—	30 Jun 2017	13F
AMUNDI ASSET MANAGEMENT US, INC.	13F	Company	0.58%	150,000	$1,997,000	—	30 Jun 2017	13F
WELLS FARGO & COMPANY/MN	13F	Company	0.5%	130,577	$1,738,000	—	30 Jun 2017	13F
Klingman & Associates, LLC	13F	Company	0.5%	129,859	$1,728,000	—	30 Jun 2017	13F
Ausdal Financial Partners, Inc.	13F	Company	0.44%	114,930	$1,530,000	—	30 Jun 2017	13F
Accuvest Global Advisors	13F	Company	0.43%	112,270	$1,494,000	—	30 Jun 2017	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	0.4%	103,423	$1,377,000	—	30 Jun 2017	13F
ROBINSON CAPITAL MANAGEMENT, LLC	13F	Company	0.39%	100,721	$1,341,000	—	30 Jun 2017	13F
COHEN & STEERS, INC.	13F	Company	0.37%	96,657	$1,287,000	—	30 Jun 2017	13F
Advisors Asset Management, Inc.	13F	Company	0.37%	95,169	$1,267,000	—	30 Jun 2017	13F
Raymond James Financial Services Advisors, Inc.	13F	Company	0.25%	65,608	$873,000	—	30 Jun 2017	13F
LPL Financial LLC	13F	Company	0.21%	53,518	$712,000	—	30 Jun 2017	13F
Curi Capital, LLC	13F	Company	0.21%	53,197	$708,000	—	30 Jun 2017	13F
WOLVERINE ASSET MANAGEMENT LLC	13F	Company	0.19%	49,943	$664,000	—	30 Jun 2017	13F
Cetera Advisors LLC	13F	Company	0.14%	34,997	$465,000	—	30 Jun 2017	13F
CITIGROUP INC	13F	Company	0.11%	27,783	$370,000	—	30 Jun 2017	13F
ROYAL BANK OF CANADA	13F	Company	0.1%	26,636	$355,000	—	30 Jun 2017	13F
Moloney Securities Asset Management, LLC	13F	Company	0.08%	21,928	$292,000	—	30 Jun 2017	13F
DOLIVER ADVISORS, LP	13F	Company	0.07%	18,521	$247,000	—	30 Jun 2017	13F
INVESTMENT CENTERS OF AMERICA INC	13F	Company	0.07%	17,175	$229,000	—	30 Jun 2017	13F
SHUFRO ROSE & CO LLC	13F	Company	0.07%	17,100	$228,000	—	30 Jun 2017	13F
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F	Company	0.06%	14,393	$191,000	—	30 Jun 2017	13F
AMERIPRISE FINANCIAL INC	13F	Company	0.05%	12,475	$166,000	—	30 Jun 2017	13F
UNITED CAPITAL FINANCIAL ADVISORS, LLC	13F	Company	0.05%	11,850	$158,000	—	30 Jun 2017	13F
Ahrens Investment Partners LLC	13F	Company	0.05%	11,750	$156,000	—	30 Jun 2017	13F
Shaker Financial Services, LLC	13F	Company	0.04%	11,462	$153,000	—	30 Jun 2017	13F
Cambridge Investment Research Advisors, Inc.	13F	Company	0.04%	11,014	$147,000	—	30 Jun 2017	13F
MILLENNIUM MANAGEMENT LLC	13F	Company	0.04%	10,980	$146,000	—	30 Jun 2017	13F
Janney Montgomery Scott LLC	13F	Company	0.04%	10,979	$146,000	—	30 Jun 2017	13F
Corient Capital Partners, LLC	13F	Company	0.04%	10,343	$138,000	—	30 Jun 2017	13F
Geneos Wealth Management Inc.	13F	Company	0.03%	8,830	$117,000	—	30 Jun 2017	13F
Global Retirement Partners, LLC	13F	Company	0.03%	7,780	$104,000	—	30 Jun 2017	13F
IFP Advisors, Inc	13F	Company	0.03%	7,738	$103,000	—	30 Jun 2017	13F
BENJAMIN F. EDWARDS & COMPANY, INC.	13F	Company	0.03%	7,602	$101,000	—	30 Jun 2017	13F
ENVESTNET ASSET MANAGEMENT INC	13F	Company	0.02%	4,504	$60,000	—	30 Jun 2017	13F
Cordasco Financial Network	13F	Company	0%	1,100	$15,000	—	30 Jun 2017	13F
Steward Partners Investment Advisory, LLC	13F	Company	0%	925	$12,000	—	30 Jun 2017	13F
Penserra Capital Management LLC	13F	Company	0%	387	$5,000	—	30 Jun 2017	13F

Institutional Holders of FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest (FCT) as of Q3 2017

As of 30 Sep 2017, FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest (FCT) was held by 48 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 7,146,566 shares. The largest 10 holders included BANK OF AMERICA CORP /DE/, Gradient Investments LLC, MORGAN STANLEY, Invesco Ltd., FIRST FOUNDATION ADVISORS, Relative Value Partners Group, LLC, GUGGENHEIM CAPITAL LLC, UBS Group AG, STIFEL FINANCIAL CORP, and BAILLIE GIFFORD & CO. This page lists 48 institutional shareholders reporting positions in this security for the Q3 2017 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q3 2017 vs Q2 2017 Across Filers

Q2 2017 holders

Q3 2017 holders

Holder diff

Investor	Q2 2017 Shares	Q3 2017 Shares	Share Diff	Share Chg %	Q2 2017 Value $	Q3 2017 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.