Security key
33733U108
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest (FCT)
CUSIP: 33733U108
Q3 2024 13F Holders as of 30 Sep 2024
- Type / Class
- Equity / Common Shares of Beneficial Interest
- Shares outstanding
- 25,887,390
- Total 13F shares
- 10,516,736
- Share change
- +686,693
- Total reported value
- $108,868,154
- Price per share
- $10.36
- Number of holders
- 67
- Value change
- +$7,083,836
- Number of buys
- 34
- Number of sells
- 31
Report period
Q3 2024
Institutions
67
Top holders
10
FCT full security history
Newer quarter: Q4 2024
Previous quarter: Q2 2024
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 33733U108
Recent filing periods:
Top shareholders of FCT - FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
9.6%
|
2,479,533
|
$24,993,708 | — | 30 Jun 2024 | |
| LPL Financial LLC |
13F
|
Company |
4.5%
|
1,175,211
|
$11,846,131 | — | 30 Jun 2024 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
3.1%
|
796,056
|
$8,024,246 | — | 30 Jun 2024 | |
| Edgemoor Investment Advisors, Inc. |
13F
|
Company |
2.8%
|
718,862
|
$7,246,139 | — | 30 Jun 2024 | |
| JONES ROAD CAPITAL MANAGEMENT, L.P. |
13F
|
Company |
1.6%
|
421,879
|
$4,252,540 | — | 30 Jun 2024 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
1.4%
|
373,364
|
$3,763,509 | — | 30 Jun 2024 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
1.4%
|
366,313
|
$3,692,435 | — | 30 Jun 2024 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
1.4%
|
356,710
|
$3,595,637 | — | 30 Jun 2024 | |
| Invesco Ltd. |
13F
|
Company |
1.2%
|
318,205
|
$3,207,506 | — | 30 Jun 2024 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
1.2%
|
305,460
|
$3,079,000 | — | 30 Jun 2024 | |
| Strategic Financial Concepts, LLC |
13F
|
Company |
1%
|
265,472
|
$25,600,000 | — | 30 Jun 2024 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.93%
|
241,120
|
$2,430,491 | — | 30 Jun 2024 | |
| TFG Advisers LLC |
13F
|
Company |
0.84%
|
216,234
|
$2,179,638 | — | 30 Jun 2024 | |
| UBS Group AG |
13F
|
Company |
0.77%
|
199,340
|
$2,009,347 | — | 30 Jun 2024 | |
| GraniteShares Advisors LLC |
13F
|
Company |
0.76%
|
195,530
|
$1,970,942 | — | 30 Jun 2024 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.63%
|
164,255
|
$1,656,000 | — | 30 Jun 2024 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.44%
|
113,105
|
$1,140,000 | — | 30 Jun 2024 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.43%
|
111,890
|
$1,119,312 | — | 30 Jun 2024 | |
| VIRTUS ADVISERS, LLC |
13F
|
Company |
0.33%
|
85,105
|
$857,858 | — | 30 Jun 2024 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.32%
|
82,877
|
$835,398 | — | 30 Jun 2024 | |
| SHUFRO ROSE & CO LLC |
13F
|
Company |
0.32%
|
81,600
|
$822,528 | — | 30 Jun 2024 | |
| Pathstone Holdings, LLC |
13F
|
Company |
0.31%
|
79,463
|
$800,988 | — | 30 Jun 2024 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.25%
|
65,165
|
$656,864 | — | 30 Jun 2024 | |
| Baird Financial Group, Inc. |
13F
|
Company |
0.23%
|
58,323
|
$587,896 | — | 30 Jun 2024 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.22%
|
57,525
|
$579,855 | — | 30 Jun 2024 | |
| Sanctuary Advisors, LLC |
13F
|
Company |
0.2%
|
50,672
|
$523,442 | — | 30 Jun 2024 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.19%
|
48,886
|
$492,778 | — | 30 Jun 2024 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
0.19%
|
48,031
|
$484,159 | — | 30 Jun 2024 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.15%
|
39,986
|
$403,059 | — | 30 Jun 2024 | |
| KINGSWOOD WEALTH ADVISORS, LLC |
13F
|
Company |
0.15%
|
39,252
|
$395,667 | — | 30 Jun 2024 | |
| Cetera Investment Advisers |
13F
|
Company |
0.14%
|
36,936
|
$372,312 | — | 30 Jun 2024 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.14%
|
36,916
|
$372,000 | — | 30 Jun 2024 | |
| Westchester Capital Management, LLC |
13F
|
Company |
0.13%
|
33,391
|
$336,582 | — | 30 Jun 2024 | |
| AEGON USA Investment Management, LLC |
13F
|
Company |
0.12%
|
30,017
|
$302,571 | — | 30 Jun 2024 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
0.1%
|
26,627
|
$268,400 | — | 30 Jun 2024 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.1%
|
25,227
|
$254,288 | — | 30 Jun 2024 | |
| WESCAP Management Group, Inc. |
13F
|
Company |
0.09%
|
22,142
|
$223,191 | — | 30 Jun 2024 | |
| CWM, LLC |
13F
|
Company |
0.08%
|
21,210
|
$214,000 | — | 30 Jun 2024 | |
| Apriem Advisors |
13F
|
Company |
0.08%
|
20,000
|
$201,600 | — | 30 Jun 2024 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
0.07%
|
18,936
|
$190,875 | — | 30 Jun 2024 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.07%
|
18,023
|
$181,672 | — | 30 Jun 2024 | |
| Simplicity Wealth,LLC |
13F
|
Company |
0.07%
|
17,846
|
$179,888 | — | 30 Jun 2024 | |
| Realta Investment Advisors |
13F
|
Company |
0.06%
|
14,301
|
$144,152 | — | 30 Jun 2024 | |
| SeaCrest Wealth Management, LLC |
13F
|
Company |
0.05%
|
13,941
|
$140,525 | — | 30 Jun 2024 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.05%
|
13,301
|
$134,076 | — | 30 Jun 2024 | |
| RFG Advisory, LLC |
13F
|
Company |
0.05%
|
12,850
|
$129,525 | — | 30 Jun 2024 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
0.04%
|
11,382
|
$114,731 | — | 30 Jun 2024 | |
| Concurrent Investment Advisors, LLC |
13F
|
Company |
0.04%
|
11,150
|
$112,392 | — | 30 Jun 2024 | |
| NWF Advisory Services Inc. |
13F
|
Company |
0.04%
|
10,743
|
$108,289 | — | 30 Jun 2024 | |
| WHITENER CAPITAL MANAGEMENT, INC. |
13F
|
Company |
0.04%
|
10,140
|
$102,211 | — | 30 Jun 2024 |
Institutional Holders of FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest (FCT) as of Q3 2024
As of 30 Sep 2024,
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest (FCT) was held by
67 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
10,516,736 shares.
The largest 10 holders included
MORGAN STANLEY, LPL Financial LLC, Penserra Capital Management LLC, BANK OF AMERICA CORP /DE/, Edgemoor Investment Advisors, Inc., GUGGENHEIM CAPITAL LLC, Pathstone Holdings, LLC, Advisors Asset Management, Inc., JONES ROAD CAPITAL MANAGEMENT, L.P., and Invesco Ltd..
This page lists
68
institutional shareholders reporting positions in this security
for the Q3 2024 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2024 vs Q2 2024 Across Filers
Q2 2024 holders
71
Q3 2024 holders
67
Holder diff
-4
| Investor | Q2 2024 Shares | Q3 2024 Shares | Share Diff | Share Chg % | Q2 2024 Value $ | Q3 2024 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.