Security key
33733U108
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest (FCT)
CUSIP: 33733U108
Q4 2024 13F Holders as of 31 Dec 2024
- Type / Class
- Equity / Common Shares of Beneficial Interest
- Shares outstanding
- 25,887,390
- Total 13F shares
- 11,447,817
- Share change
- +411,442
- Total reported value
- $118,490,732
- Price per share
- $10.35
- Number of holders
- 73
- Value change
- +$4,257,669
- Number of buys
- 43
- Number of sells
- 17
Report period
Q4 2024
Institutions
73
Top holders
10
FCT full security history
Newer quarter: Q1 2025
Previous quarter: Q3 2024
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 33733U108
Recent filing periods:
Top shareholders of FCT - FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
6.4%
|
1,668,760
|
$17,288,368 | — | 30 Sep 2024 | |
| LPL Financial LLC |
13F
|
Company |
3.4%
|
883,939
|
$9,157,602 | — | 30 Sep 2024 | |
| Penserra Capital Management LLC |
13F
|
Company |
2.8%
|
737,213
|
$7,637,000 | — | 30 Sep 2024 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
2.8%
|
724,110
|
$7,501,781 | — | 30 Sep 2024 | |
| Edgemoor Investment Advisors, Inc. |
13F
|
Company |
2.7%
|
703,652
|
$7,289,845 | — | 30 Sep 2024 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
2.2%
|
577,609
|
$5,984,029 | — | 30 Sep 2024 | |
| Pathstone Holdings, LLC |
13F
|
Company |
1.9%
|
494,547
|
$5,123,763 | — | 30 Sep 2024 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
1.7%
|
449,632
|
$4,658,188 | — | 30 Sep 2024 | |
| JONES ROAD CAPITAL MANAGEMENT, L.P. |
13F
|
Company |
1.7%
|
430,933
|
$4,464,466 | — | 30 Sep 2024 | |
| Invesco Ltd. |
13F
|
Company |
1.5%
|
378,107
|
$3,917,189 | — | 30 Sep 2024 | |
| NorthCoast Asset Management LLC |
13F
|
Company |
1.4%
|
357,190
|
$3,635,894 | — | 30 Sep 2024 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
1.3%
|
343,729
|
$3,561,000 | — | 30 Sep 2024 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
1.2%
|
301,413
|
$3,122,639 | — | 30 Sep 2024 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.9%
|
233,885
|
$2,423,049 | — | 30 Sep 2024 | |
| GraniteShares Advisors LLC |
13F
|
Company |
0.9%
|
233,460
|
$2,418,646 | — | 30 Sep 2024 | |
| TFG Advisers LLC |
13F
|
Company |
0.82%
|
211,759
|
$2,193,819 | — | 30 Sep 2024 | |
| UBS Group AG |
13F
|
Company |
0.76%
|
196,511
|
$2,035,854 | — | 30 Sep 2024 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.65%
|
167,364
|
$1,734,000 | — | 30 Sep 2024 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.5%
|
130,098
|
$1,347,812 | — | 30 Sep 2024 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.44%
|
113,105
|
$1,172,000 | — | 30 Sep 2024 | |
| TrueMark Investments, LLC |
13F
|
Company |
0.35%
|
90,144
|
$933,892 | — | 30 Sep 2024 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.32%
|
82,674
|
$856,493 | — | 30 Sep 2024 | |
| SHUFRO ROSE & CO LLC |
13F
|
Company |
0.32%
|
81,600
|
$822,528 | — | 30 Sep 2024 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.31%
|
80,421
|
$833,162 | — | 30 Sep 2024 | |
| VIRTUS ADVISERS, LLC |
13F
|
Company |
0.27%
|
70,304
|
$728,349 | — | 30 Sep 2024 | |
| Baird Financial Group, Inc. |
13F
|
Company |
0.23%
|
60,373
|
$625,464 | — | 30 Sep 2024 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.22%
|
57,300
|
$593,628 | — | 30 Sep 2024 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
0.19%
|
48,107
|
$498,395 | — | 30 Sep 2024 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.18%
|
46,693
|
$483,740 | — | 30 Sep 2024 | |
| Cetera Investment Advisers |
13F
|
Company |
0.18%
|
46,620
|
$482,985 | — | 30 Sep 2024 | |
| Everstar Asset Management, LLC |
13F
|
Company |
0.18%
|
46,345
|
$480,134 | — | 30 Sep 2024 | |
| Sanctuary Advisors, LLC |
13F
|
Company |
0.15%
|
40,066
|
$416,686 | — | 30 Sep 2024 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.14%
|
37,216
|
$386,000 | — | 30 Sep 2024 | |
| AEGON USA Investment Management, LLC |
13F
|
Company |
0.12%
|
30,017
|
$310,976 | — | 30 Sep 2024 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
0.11%
|
28,740
|
$297,746 | — | 30 Sep 2024 | |
| Strategic Financial Concepts, LLC |
13F
|
Company |
0.11%
|
27,900
|
$289,044 | — | 30 Sep 2024 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.11%
|
27,340
|
$283,242 | — | 30 Sep 2024 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.1%
|
26,306
|
$272,530 | — | 30 Sep 2024 | |
| KINGSWOOD WEALTH ADVISORS, LLC |
13F
|
Company |
0.1%
|
25,157
|
$260,627 | — | 30 Sep 2024 | |
| WESCAP Management Group, Inc. |
13F
|
Company |
0.09%
|
22,142
|
$229,391 | — | 30 Sep 2024 | |
| RFG Advisory, LLC |
13F
|
Company |
0.08%
|
21,454
|
$222,258 | — | 30 Sep 2024 | |
| CWM, LLC |
13F
|
Company |
0.08%
|
21,403
|
$222,000 | — | 30 Sep 2024 | |
| Apriem Advisors |
13F
|
Company |
0.08%
|
21,000
|
$217,560 | — | 30 Sep 2024 | |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV |
13F
|
Company |
0.08%
|
20,466
|
$212,033 | — | 30 Sep 2024 | |
| UHLMANN PRICE SECURITIES, LLC |
13F
|
Company |
0.07%
|
17,060
|
$176,722 | — | 30 Sep 2024 | |
| SeaCrest Wealth Management, LLC |
13F
|
Company |
0.06%
|
15,483
|
$160,404 | — | 30 Sep 2024 | |
| NWF Advisory Services Inc. |
13F
|
Company |
0.05%
|
12,643
|
$130,981 | — | 30 Sep 2024 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
0.04%
|
11,428
|
$118,398 | — | 30 Sep 2024 | |
| Concurrent Investment Advisors, LLC |
13F
|
Company |
0.04%
|
11,150
|
$115,514 | — | 30 Sep 2024 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.04%
|
10,757
|
$111,439 | — | 30 Sep 2024 |
Institutional Holders of FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest (FCT) as of Q4 2024
As of 31 Dec 2024,
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest (FCT) was held by
73 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
11,447,817 shares.
The largest 10 holders included
MORGAN STANLEY, Penserra Capital Management LLC, Pathstone Holdings, LLC, BANK OF AMERICA CORP /DE/, GUGGENHEIM CAPITAL LLC, Edgemoor Investment Advisors, Inc., LPL Financial LLC, Advisors Asset Management, Inc., JONES ROAD CAPITAL MANAGEMENT, L.P., and Invesco Ltd..
This page lists
74
institutional shareholders reporting positions in this security
for the Q4 2024 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2024 vs Q3 2024 Across Filers
Q3 2024 holders
67
Q4 2024 holders
73
Holder diff
6
| Investor | Q3 2024 Shares | Q4 2024 Shares | Share Diff | Share Chg % | Q3 2024 Value $ | Q4 2024 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.