Security key
33733U108
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest (FCT)
CUSIP: 33733U108
Q1 2024 13F Holders as of 31 Mar 2024
- Type / Class
- Equity / Common Shares of Beneficial Interest
- Shares outstanding
- 25,887,390
- Total 13F shares
- 11,059,471
- Share change
- -165,140
- Total reported value
- $114,274,989
- Price per share
- $10.35
- Number of holders
- 72
- Value change
- -$1,596,364
- Number of buys
- 35
- Number of sells
- 31
Report period
Q1 2024
Institutions
72
Top holders
10
FCT full security history
Newer quarter: Q2 2024
Previous quarter: Q4 2023
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 33733U108
Recent filing periods:
Top shareholders of FCT - FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
8.1%
|
2,096,493
|
$21,153,624 | — | 31 Dec 2023 | |
| LPL Financial LLC |
13F
|
Company |
5.2%
|
1,344,704
|
$13,568,059 | — | 31 Dec 2023 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
3.6%
|
941,762
|
$9,502,374 | — | 31 Dec 2023 | |
| Edgemoor Investment Advisors, Inc. |
13F
|
Company |
2.9%
|
746,834
|
$7,535,565 | — | 31 Dec 2023 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
2.6%
|
677,415
|
$6,835,117 | — | 31 Dec 2023 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
2.2%
|
560,545
|
$5,655,897 | — | 31 Dec 2023 | |
| Invesco Ltd. |
13F
|
Company |
2%
|
520,323
|
$5,250,059 | — | 31 Dec 2023 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
1.8%
|
453,787
|
$4,578,711 | — | 31 Dec 2023 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
1.4%
|
370,522
|
$3,738,567 | — | 31 Dec 2023 | |
| JONES ROAD CAPITAL MANAGEMENT, L.P. |
13F
|
Company |
1.4%
|
370,054
|
$3,733,845 | — | 31 Dec 2023 | |
| Wagner Wealth Management, LLC |
13F
|
Company |
1.1%
|
292,322
|
$2,949,526 | — | 31 Dec 2023 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
1%
|
263,495
|
$2,658,665 | — | 31 Dec 2023 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.85%
|
220,839
|
$2,228,273 | — | 31 Dec 2023 | |
| UBS Group AG |
13F
|
Company |
0.78%
|
201,529
|
$2,033,428 | — | 31 Dec 2023 | |
| TFG Advisers LLC |
13F
|
Company |
0.73%
|
189,021
|
$1,907,220 | — | 31 Dec 2023 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.71%
|
184,538
|
$1,862,000 | — | 31 Dec 2023 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.7%
|
181,495
|
$1,831,000 | — | 31 Dec 2023 | |
| GraniteShares Advisors LLC |
13F
|
Company |
0.58%
|
149,356
|
$1,507,002 | — | 31 Dec 2023 | |
| AQR Arbitrage LLC |
13F
|
Company |
0.5%
|
128,727
|
$1,298,855 | — | 31 Dec 2023 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.48%
|
123,301
|
$1,244,000 | — | 31 Dec 2023 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.42%
|
108,196
|
$1,091,694 | — | 31 Dec 2023 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.38%
|
99,519
|
$1,004,149 | — | 31 Dec 2023 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.36%
|
91,982
|
$928,112 | — | 31 Dec 2023 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.27%
|
68,793
|
$694,120 | — | 31 Dec 2023 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.25%
|
63,812
|
$643,863 | — | 31 Dec 2023 | |
| SHUFRO ROSE & CO LLC |
13F
|
Company |
0.2%
|
52,400
|
$524,000 | — | 31 Dec 2023 | |
| VIRTUS ADVISERS, LLC |
13F
|
Company |
0.19%
|
48,868
|
$493,078 | — | 31 Dec 2023 | |
| Westchester Capital Management, LLC |
13F
|
Company |
0.17%
|
43,269
|
$436,584 | — | 31 Dec 2023 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.16%
|
42,368
|
$427,000 | — | 31 Dec 2023 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
0.15%
|
39,067
|
$394,186 | — | 31 Dec 2023 | |
| Matisse Capital |
13F
|
Company |
0.14%
|
35,989
|
$363,129 | — | 31 Dec 2023 | |
| AEGON USA Investment Management, LLC |
13F
|
Company |
0.12%
|
30,017
|
$302,872 | — | 31 Dec 2023 | |
| B. Riley Wealth Advisors, Inc. |
13F
|
Company |
0.11%
|
27,955
|
$282,064 | — | 31 Dec 2023 | |
| Walleye Capital LLC |
13F
|
Company |
0.1%
|
26,820
|
$270,614 | — | 31 Dec 2023 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.1%
|
26,675
|
$269,151 | — | 31 Dec 2023 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
0.1%
|
26,627
|
$268,666 | — | 31 Dec 2023 | |
| Cetera Investment Advisers |
13F
|
Company |
0.1%
|
26,186
|
$264,217 | — | 31 Dec 2023 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.1%
|
25,227
|
$254,540 | — | 31 Dec 2023 | |
| WESCAP Management Group, Inc. |
13F
|
Company |
0.09%
|
22,142
|
$223,413 | — | 31 Dec 2023 | |
| KINGSWOOD WEALTH ADVISORS, LLC |
13F
|
Company |
0.08%
|
21,591
|
$217,855 | — | 31 Dec 2023 | |
| Elequin Capital, LP |
13F
|
Company |
0.08%
|
20,830
|
$210,175 | — | 31 Dec 2023 | |
| CWM, LLC |
13F
|
Company |
0.07%
|
18,439
|
$186,000 | — | 31 Dec 2023 | |
| NOMURA HOLDINGS INC |
13F
|
Company |
0.06%
|
16,645
|
$167,948 | — | 31 Dec 2023 | |
| CLOUGH CAPITAL PARTNERS L P |
13F
|
Company |
0.06%
|
16,586
|
$167,353 | — | 31 Dec 2023 | |
| Apriem Advisors |
13F
|
Company |
0.06%
|
16,200
|
$163,458 | — | 31 Dec 2023 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.06%
|
15,854
|
$159,967 | — | 31 Dec 2023 | |
| THRIVENT FINANCIAL FOR LUTHERANS |
13F
|
Company |
0.06%
|
15,324
|
$155,000 | — | 31 Dec 2023 | |
| Realta Investment Advisors |
13F
|
Company |
0.06%
|
14,414
|
$145,439 | — | 31 Dec 2023 | |
| WHITENER CAPITAL MANAGEMENT, INC. |
13F
|
Company |
0.05%
|
14,220
|
$143,480 | — | 31 Dec 2023 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.05%
|
13,490
|
$136,110 | — | 31 Dec 2023 |
Institutional Holders of FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest (FCT) as of Q1 2024
As of 31 Mar 2024,
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest (FCT) was held by
72 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
11,059,471 shares.
The largest 10 holders included
MORGAN STANLEY, LPL Financial LLC, BANK OF AMERICA CORP /DE/, Edgemoor Investment Advisors, Inc., Relative Value Partners Group, LLC, 1607 Capital Partners, LLC, Invesco Ltd., JONES ROAD CAPITAL MANAGEMENT, L.P., CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, and GUGGENHEIM CAPITAL LLC.
This page lists
73
institutional shareholders reporting positions in this security
for the Q1 2024 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2024 vs Q4 2023 Across Filers
Q4 2023 holders
77
Q1 2024 holders
72
Holder diff
-5
| Investor | Q4 2023 Shares | Q1 2024 Shares | Share Diff | Share Chg % | Q4 2023 Value $ | Q1 2024 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.