Security key
33733U108
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest (FCT)
CUSIP: 33733U108
Q3 2025 13F Holders as of 30 Sep 2025
- Type / Class
- Equity / Common Shares of Beneficial Interest
- Shares outstanding
- 25,887,390
- Total 13F shares
- 9,791,221
- Share change
- -112,271
- Total reported value
- $97,926,906
- Price per share
- $10.00
- Number of holders
- 80
- Value change
- -$1,201,853
- Number of buys
- 40
- Number of sells
- 27
Report period
Q3 2025
Institutions
80
Top holders
10
FCT full security history
Newer quarter: Q4 2025
Previous quarter: Q2 2025
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 33733U108
Recent filing periods:
Top shareholders of FCT - FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
7.8%
|
2,009,107
|
$20,412,548 | — | 30 Jun 2025 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
2.6%
|
663,961
|
$6,745,844 | — | 30 Jun 2025 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
2.5%
|
643,395
|
$6,536,891 | — | 30 Jun 2025 | |
| Edgemoor Investment Advisors, Inc. |
13F
|
Company |
2.4%
|
628,648
|
$6,387,074 | — | 30 Jun 2025 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
2%
|
523,301
|
$5,316,738 | — | 30 Jun 2025 | |
| Invesco Ltd. |
13F
|
Company |
2%
|
512,105
|
$5,202,987 | — | 30 Jun 2025 | |
| LPL Financial LLC |
13F
|
Company |
1.9%
|
481,395
|
$4,890,976 | — | 30 Jun 2025 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
1.5%
|
375,601
|
$3,816,000 | — | 30 Jun 2025 | |
| Penserra Capital Management LLC |
13F
|
Company |
1.4%
|
369,896
|
$3,758,000 | — | 30 Jun 2025 | |
| NorthCoast Asset Management LLC |
13F
|
Company |
1.2%
|
315,334
|
$3,203,797 | — | 30 Jun 2025 | |
| Pathstone Holdings, LLC |
13F
|
Company |
1.1%
|
283,741
|
$2,882,811 | — | 30 Jun 2025 | |
| GraniteShares Advisors LLC |
13F
|
Company |
1%
|
269,666
|
$2,739,807 | — | 30 Jun 2025 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.92%
|
236,902
|
$2,406,928 | — | 30 Jun 2025 | |
| TFG Advisers LLC |
13F
|
Company |
0.86%
|
222,532
|
$2,260,926 | — | 30 Jun 2025 | |
| UBS Group AG |
13F
|
Company |
0.76%
|
197,199
|
$2,003,542 | — | 30 Jun 2025 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.73%
|
188,001
|
$1,910,094 | — | 30 Jun 2025 | |
| IFP Advisors, Inc |
13F
|
Company |
0.7%
|
179,957
|
$1,828,363 | — | 30 Jun 2025 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.65%
|
167,238
|
$1,699,000 | — | 30 Jun 2025 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.64%
|
166,080
|
$1,687,373 | — | 30 Jun 2025 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
0.61%
|
157,961
|
$1,604,884 | — | 30 Jun 2025 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.47%
|
122,254
|
$1,242,105 | — | 30 Jun 2025 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.4%
|
103,158
|
$1,048,000 | — | 30 Jun 2025 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.39%
|
99,719
|
$1,013,151 | — | 30 Jun 2025 | |
| Helium Advisors LLC |
13F
|
Company |
0.34%
|
88,944
|
$903,673 | — | 30 Jun 2025 | |
| Virtus Investment Advisers, LLC |
13F
|
Company |
0.32%
|
81,640
|
$829,462 | — | 30 Jun 2025 | |
| SHUFRO ROSE & CO LLC |
13F
|
Company |
0.31%
|
80,600
|
$817,284 | — | 30 Jun 2025 | |
| Baird Financial Group, Inc. |
13F
|
Company |
0.24%
|
61,700
|
$626,872 | — | 30 Jun 2025 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
0.21%
|
54,840
|
$557,183 | — | 30 Jun 2025 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.21%
|
54,469
|
$553,000 | — | 30 Jun 2025 | |
| RAYMOND JAMES FINANCIAL INC |
13F
|
Company |
0.18%
|
45,309
|
$460,338 | — | 30 Jun 2025 | |
| Everstar Asset Management, LLC |
13F
|
Company |
0.17%
|
43,345
|
$440,385 | — | 30 Jun 2025 | |
| Strategic Financial Concepts, LLC |
13F
|
Company |
0.16%
|
42,100
|
$427,736 | — | 30 Jun 2025 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.16%
|
40,891
|
$415,453 | — | 30 Jun 2025 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.15%
|
38,562
|
$391,792 | — | 30 Jun 2025 | |
| Sanctuary Advisors, LLC |
13F
|
Company |
0.14%
|
35,516
|
$360,843 | — | 30 Jun 2025 | |
| Cetera Investment Advisers |
13F
|
Company |
0.14%
|
35,392
|
$359,578 | — | 30 Jun 2025 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
0.13%
|
34,222
|
$347,697 | — | 30 Jun 2025 | |
| RFG Advisory, LLC |
13F
|
Company |
0.13%
|
33,717
|
$342,562 | — | 30 Jun 2025 | |
| Equitable Holdings, Inc. |
13F
|
Company |
0.13%
|
33,577
|
$341,142 | — | 30 Jun 2025 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
0.12%
|
30,258
|
$307,417 | — | 30 Jun 2025 | |
| AEGON USA Investment Management, LLC |
13F
|
Company |
0.12%
|
30,017
|
$304,973 | — | 30 Jun 2025 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.11%
|
28,023
|
$284,714 | — | 30 Jun 2025 | |
| NWF Advisory Services Inc. |
13F
|
Company |
0.09%
|
24,187
|
$245,740 | — | 30 Jun 2025 | |
| CWM, LLC |
13F
|
Company |
0.08%
|
21,403
|
$217,000 | — | 30 Jun 2025 | |
| Apriem Advisors |
13F
|
Company |
0.08%
|
21,000
|
$213,360 | — | 30 Jun 2025 | |
| UHLMANN PRICE SECURITIES, LLC |
13F
|
Company |
0.07%
|
18,567
|
$188,646 | — | 30 Jun 2025 | |
| WESCAP Management Group, Inc. |
13F
|
Company |
0.07%
|
18,111
|
$184,008 | — | 30 Jun 2025 | |
| SeaCrest Wealth Management, LLC |
13F
|
Company |
0.07%
|
18,060
|
$183,490 | — | 30 Jun 2025 | |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV |
13F
|
Company |
0.07%
|
18,042
|
$183,315 | — | 30 Jun 2025 | |
| Sunpointe, LLC |
13F
|
Company |
0.07%
|
17,697
|
$179,802 | — | 30 Jun 2025 |
Institutional Holders of FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest (FCT) as of Q3 2025
As of 30 Sep 2025,
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest (FCT) was held by
80 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
9,791,221 shares.
The largest 10 holders included
MORGAN STANLEY, Advisors Asset Management, Inc., Penserra Capital Management LLC, Invesco Ltd., BANK OF AMERICA CORP /DE/, Edgemoor Investment Advisors, Inc., LPL Financial LLC, COMMONWEALTH EQUITY SERVICES, LLC, GUGGENHEIM CAPITAL LLC, and GraniteShares Advisors LLC.
This page lists
80
institutional shareholders reporting positions in this security
for the Q3 2025 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2025 vs Q2 2025 Across Filers
Q2 2025 holders
78
Q3 2025 holders
80
Holder diff
2
| Investor | Q2 2025 Shares | Q3 2025 Shares | Share Diff | Share Chg % | Q2 2025 Value $ | Q3 2025 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.