Security key
33733U108
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest (FCT)
CUSIP: 33733U108
Q3 2016 13F Holders as of 30 Sep 2016
- Security type / class
- Equity / Common Shares of Beneficial Interest
- Total 13F shares
- 8,083,425
- Total 13F value
- $110,492,505
- Share change
- +132,901
- SEC-reported price per share
- $13.67
- Number of holders
- 42
- Value change
- +$2,073,152
- Number of buys
- 18
- Number of sells
- 21
- Shares outstanding
- 25,887,390
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q3 2016
Institutions
42
Top holders
10
FCT full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q4 2016
Previous quarter: Q2 2016
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 33733U108
Recent filing periods:
Ownership snapshot
Top reported holders of FCT - FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
BANK OF AMERICA CORP /DE/
Disclosed value leader
BANK OF AMERICA CORP /DE/
Comparable rows
15/15
Latest evidence
30 Jun 2016
13F
Lead comparable stake: 7.2%
Showing 1-6 of 15 holder rows.
Quick read
BANK OF AMERICA CORP /DE/ leads the comparable SEC ownership view at 7.2%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens BANK OF AMERICA CORP /DE/'s linked filing trail.
Comparable ownership
Top 5
BANK OF AMERICA CORP /DE/
7.2%
BAILLIE GIFFORD & CO
5.1%
MORGAN STANLEY
3.1%
GUGGENHEIM CAPITAL LLC
2.4%
Invesco Ltd.
2.1%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ |
13F
Company
|
7.2%
|
$23,807,000
1,852,692 shares
|
— | 30 Jun 2016 |
| BAILLIE GIFFORD & CO |
13F
Company
|
5.1%
|
$17,091,000
1,330,000 shares
|
— | 30 Jun 2016 |
| MORGAN STANLEY |
13F
Company
|
3.1%
|
$10,311,000
802,339 shares
|
— | 30 Jun 2016 |
| GUGGENHEIM CAPITAL LLC |
13F
Company
|
2.4%
|
$8,054,000
626,768 shares
|
— | 30 Jun 2016 |
| Invesco Ltd. |
13F
Company
|
2.1%
|
$6,865,000
534,201 shares
|
— | 30 Jun 2016 |
| UBS Group AG |
13F
Company
|
1.8%
|
$6,080,000
473,140 shares
|
— | 30 Jun 2016 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2016
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
42
Shares
8,083,425
Rows available
42
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2016 vs Q2 2016 Across Filers
Q2 2016 holders
45
Q3 2016 holders
42
Holder diff
-3
| Investor | Q2 2016 Shares | Q3 2016 Shares | Share Diff | Share Chg % | Q2 2016 value | Q3 2016 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend