FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest (FCT)

Q: What does CUSIP 33733U108 represent in this 13F holders report?

CUSIP 33733U108 is the security identifier for FCT - FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest used to aggregate holder disclosures.

Q: How many institutions held FCT - FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest in Q2 2016?

45 institutional investors reported FCT - FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest for Q2 2016. Use the holders table for investor-level position and value details.

CUSIP: 33733U108

Q2 2016 13F Holders as of 30 Jun 2016

Type / Class: Equity / Common Shares of Beneficial Interest
Shares outstanding: 25,887,390
Total 13F shares: 7,950,504
Share change: -433,149
Total reported value: $102,150,000
Price per share: $12.85
Number of holders: 45
Value change: -$5,642,202
Number of buys: 18
Number of sells: 21

Quarterly Holders Quick Answers

What is CUSIP 33733U108?
CUSIP 33733U108 identifies FCT - FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest in SEC institutional holdings data.

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Newer quarter: Q3 2016
Previous quarter: Q1 2016

Recent filing periods for CUSIP 33733U108:

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Top shareholders of FCT - FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
BANK OF AMERICA CORP /DE/	13F	Company	6.8%	1,750,453	$22,528,000	—	31 Mar 2016	13F
BAILLIE GIFFORD & CO	13F	Company	5.1%	1,330,000	$17,117,000	—	31 Mar 2016	13F
MORGAN STANLEY	13F	Company	3%	771,195	$9,925,000	—	31 Mar 2016	13F
GUGGENHEIM CAPITAL LLC	13F	Company	2.6%	665,549	$8,565,000	—	31 Mar 2016	13F
Invesco Ltd.	13F	Company	1.8%	459,745	$5,917,000	—	31 Mar 2016	13F
UBS Group AG	13F	Company	1.4%	373,083	$4,802,000	—	31 Mar 2016	13F
Bain Capital Credit, LP	13F	Company	1.4%	357,957	$4,607,000	—	31 Mar 2016	13F
Westchester Capital Management, LLC	13F	Company	1.1%	281,204	$3,619,000	—	31 Mar 2016	13F
Gradient Investments LLC	13F	Company	0.9%	233,542	$3,006,000	—	31 Mar 2016	13F
Advisors Asset Management, Inc.	13F	Company	0.82%	212,250	$2,732,000	—	31 Mar 2016	13F
WELLS FARGO & COMPANY/MN	13F	Company	0.82%	212,075	$2,729,000	—	31 Mar 2016	13F
Relative Value Partners Group, LLC	13F	Company	0.76%	196,138	$2,422,000	—	31 Mar 2016	13F
Yorktown Management & Research Co Inc	13F	Company	0.66%	170,000	$2,188,000	—	31 Mar 2016	13F
LPL Financial LLC	13F	Company	0.63%	162,749	$2,034,000	—	31 Mar 2016	13F
STIFEL FINANCIAL CORP	13F	Company	0.59%	152,103	$1,957,000	—	31 Mar 2016	13F
Klingman & Associates, LLC	13F	Company	0.56%	143,762	$1,850,000	—	31 Mar 2016	13F
Ausdal Financial Partners, Inc.	13F	Company	0.44%	114,355	$1,472,000	—	31 Mar 2016	13F
COHEN & STEERS, INC.	13F	Company	0.38%	97,277	$1,252,000	—	31 Mar 2016	13F
JPMORGAN CHASE & CO	13F	Company	0.33%	85,552	$1,101,000	—	31 Mar 2016	13F
Trust Asset Management LLC	13F	Company	0.25%	64,218	$826,000	—	31 Mar 2016	13F
CITIGROUP INC	13F	Company	0.24%	62,777	$808,000	—	31 Mar 2016	13F
Raymond James Financial Services Advisors, Inc.	13F	Company	0.23%	60,829	$783,000	—	31 Mar 2016	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	0.23%	59,881	$771,000	—	31 Mar 2016	13F
Cetera Advisors LLC	13F	Company	0.2%	51,339	$662,000	—	31 Mar 2016	13F
Kovitz Investment Group Partners, LLC	13F	Company	0.2%	51,195	$659,000	—	31 Mar 2016	13F
CREDIT SUISSE AG/	13F	Company	0.14%	36,107	$465,000	—	31 Mar 2016	13F
GOLDMAN SACHS GROUP INC	13F	Company	0.13%	33,501	$431,000	—	31 Mar 2016	13F
DEUTSCHE BANK AG\	13F	Company	0.08%	21,901	$281,000	—	31 Mar 2016	13F
INVESTMENT CENTERS OF AMERICA INC	13F	Company	0.07%	17,687	$227,000	—	31 Mar 2016	13F
ENVESTNET ASSET MANAGEMENT INC	13F	Company	0.06%	15,386	$198,000	—	31 Mar 2016	13F
UNITED CAPITAL FINANCIAL ADVISORS, LLC	13F	Company	0.05%	11,850	$153,000	—	31 Mar 2016	13F
Apriem Advisors	13F	Company	0.03%	7,500	$97,000	—	31 Mar 2016	13F
Geneos Wealth Management Inc.	13F	Company	0.03%	7,172	$91,000	—	31 Mar 2016	13F
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F	Company	0.03%	6,500	$84,000	—	31 Mar 2016	13F
MSI Financial Services Inc	13F	Company	0.02%	4,960	$64,000	—	31 Mar 2016	13F
ROYAL BANK OF CANADA	13F	Company	0.02%	4,540	$58,000	—	31 Mar 2016	13F
Transamerica Financial Advisors, LLC	13F	Company	0.01%	3,100	$40,000	—	31 Mar 2016	13F
BENJAMIN F. EDWARDS & COMPANY, INC.	13F	Company	0.01%	3,000	$39,000	—	31 Mar 2016	13F
IFP Advisors, Inc	13F	Company	0.01%	2,216	$27,000	—	31 Mar 2016	13F
Cordasco Financial Network	13F	Company	0.01%	2,100	$27,000	—	31 Mar 2016	13F
Acrospire Investment Management LLC	13F	Company	0%	1,200	$15,000	—	31 Mar 2016	13F
Advisory Services Network, LLC	13F	Company	0%	1,194	$15,000	—	31 Mar 2016	13F
BANK OF MONTREAL /CAN/	13F	Company	0%	690	$9,000	—	31 Mar 2016	13F
Donald L. Hagan, LLC	13F	Company	0%	600	$8,000	—	31 Mar 2016	13F
Wealthspire Advisors, L.P.	13F	Company	0%	298	$4,000	—	31 Mar 2016	13F
Penserra Capital Management LLC	13F	Company	0%	307	$3,000	—	31 Mar 2016	13F
ADVANTAGE INVESTMENT MANAGEMENT, LLC	13F	Company	0%	150	$2,000	—	31 Mar 2016	13F

Institutional Holders of FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest (FCT) as of Q2 2016

As of 30 Jun 2016, FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest (FCT) was held by 45 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 7,950,504 shares. The largest 10 holders included BANK OF AMERICA CORP /DE/, BAILLIE GIFFORD & CO, MORGAN STANLEY, GUGGENHEIM CAPITAL LLC, Invesco Ltd., UBS Group AG, Gradient Investments LLC, WELLS FARGO & COMPANY/MN, Advisors Asset Management, Inc., and Relative Value Partners Group, LLC. This page lists 45 institutional shareholders reporting positions in this security for the Q2 2016 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q2 2016 vs Q1 2016 Across Filers

Q1 2016 holders

Q2 2016 holders

Holder diff

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Investor	Q1 2016 Shares	Q2 2016 Shares	Share Diff	Share Chg %	Q1 2016 Value $	Q2 2016 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.