Security key
33733U108
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest (FCT)
CUSIP: 33733U108
Q4 2016 13F Holders as of 31 Dec 2016
- Type / Class
- Equity / Common Shares of Beneficial Interest
- Shares outstanding
- 25,887,390
- Total 13F shares
- 7,650,995
- Share change
- -461,454
- Total reported value
- $105,807,000
- Price per share
- $13.83
- Number of holders
- 48
- Value change
- -$6,341,272
- Number of buys
- 28
- Number of sells
- 17
Report period
Q4 2016
Institutions
48
Top holders
10
FCT full security history
Newer quarter: Q1 2017
Previous quarter: Q3 2016
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 33733U108
Recent filing periods:
Top shareholders of FCT - FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
7.6%
|
1,960,235
|
$26,796,000 | — | 30 Sep 2016 | |
| BAILLIE GIFFORD & CO |
13F
|
Company |
5.1%
|
1,330,000
|
$18,181,000 | — | 30 Sep 2016 | |
| MORGAN STANLEY |
13F
|
Company |
2.6%
|
667,409
|
$9,124,000 | — | 30 Sep 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
2.5%
|
658,216
|
$8,998,000 | — | 30 Sep 2016 | |
| Invesco Ltd. |
13F
|
Company |
2.3%
|
592,224
|
$8,096,000 | — | 30 Sep 2016 | |
| UBS Group AG |
13F
|
Company |
1.9%
|
492,092
|
$6,727,000 | — | 30 Sep 2016 | |
| Gradient Investments LLC |
13F
|
Company |
1.2%
|
313,299
|
$4,283,000 | — | 30 Sep 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.88%
|
227,173
|
$3,106,000 | — | 30 Sep 2016 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
0.85%
|
218,818
|
$2,991,000 | — | 30 Sep 2016 | |
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
0.77%
|
199,354
|
$2,725,000 | — | 30 Sep 2016 | |
| Bain Capital Credit, LP |
13F
|
Company |
0.74%
|
192,640
|
$2,633,000 | — | 30 Sep 2016 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.74%
|
190,570
|
$2,600,000 | — | 30 Sep 2016 | |
| Klingman & Associates, LLC |
13F
|
Company |
0.54%
|
138,937
|
$1,899,000 | — | 30 Sep 2016 | |
| Ausdal Financial Partners, Inc. |
13F
|
Company |
0.44%
|
113,780
|
$1,555,000 | — | 30 Sep 2016 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.41%
|
106,340
|
$1,454,000 | — | 30 Sep 2016 | |
| LPL Financial LLC |
13F
|
Company |
0.38%
|
97,757
|
$1,330,000 | — | 30 Sep 2016 | |
| Yorktown Management & Research Co Inc |
13F
|
Company |
0.34%
|
87,900
|
$1,202,000 | — | 30 Sep 2016 | |
| Westchester Capital Management, LLC |
13F
|
Company |
0.3%
|
76,412
|
$1,045,000 | — | 30 Sep 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.27%
|
69,706
|
$953,000 | — | 30 Sep 2016 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.24%
|
62,190
|
$850,000 | — | 30 Sep 2016 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.23%
|
58,979
|
$806,000 | — | 30 Sep 2016 | |
| Cetera Advisors LLC |
13F
|
Company |
0.18%
|
46,183
|
$632,000 | — | 30 Sep 2016 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
0.14%
|
36,107
|
$494,000 | — | 30 Sep 2016 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.11%
|
29,206
|
$399,000 | — | 30 Sep 2016 | |
| CITIGROUP INC |
13F
|
Company |
0.08%
|
20,162
|
$276,000 | — | 30 Sep 2016 | |
| INVESTMENT CENTERS OF AMERICA INC |
13F
|
Company |
0.06%
|
16,675
|
$230,000 | — | 30 Sep 2016 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
0.05%
|
11,850
|
$162,000 | — | 30 Sep 2016 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.04%
|
10,989
|
$150,000 | — | 30 Sep 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.04%
|
10,658
|
$145,000 | — | 30 Sep 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.03%
|
7,040
|
$96,000 | — | 30 Sep 2016 | |
| MSI Financial Services Inc |
13F
|
Company |
0.02%
|
4,960
|
$68,000 | — | 30 Sep 2016 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0.02%
|
4,850
|
$66,000 | — | 30 Sep 2016 | |
| Apriem Advisors |
13F
|
Company |
0.02%
|
4,000
|
$55,000 | — | 30 Sep 2016 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
0.01%
|
3,100
|
$42,000 | — | 30 Sep 2016 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0.01%
|
1,815
|
$25,000 | — | 30 Sep 2016 | |
| IFP Advisors, Inc |
13F
|
Company |
0.01%
|
1,480
|
$20,000 | — | 30 Sep 2016 | |
| Advisory Services Network, LLC |
13F
|
Company |
0%
|
1,221
|
$17,000 | — | 30 Sep 2016 | |
| Cordasco Financial Network |
13F
|
Company |
0%
|
1,100
|
$14,000 | — | 30 Sep 2016 | |
| Acrospire Investment Management LLC |
13F
|
Company |
0%
|
500
|
$7,000 | — | 30 Sep 2016 | |
| Penserra Capital Management LLC |
13F
|
Company |
0%
|
378
|
$5,000 | — | 30 Sep 2016 | |
| Hedeker Wealth, LLC |
13F
|
Company |
0%
|
20
|
$1,505 | — | 30 Sep 2016 |
Institutional Holders of FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest (FCT) as of Q4 2016
As of 31 Dec 2016,
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest (FCT) was held by
48 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
7,650,995 shares.
The largest 10 holders included
BANK OF AMERICA CORP /DE/, BAILLIE GIFFORD & CO, MORGAN STANLEY, GUGGENHEIM CAPITAL LLC, Invesco Ltd., UBS Group AG, Gradient Investments LLC, FIRST FOUNDATION ADVISORS, WELLS FARGO & COMPANY/MN, and Westchester Capital Management, LLC.
This page lists
48
institutional shareholders reporting positions in this security
for the Q4 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2016 vs Q3 2016 Across Filers
Q3 2016 holders
42
Q4 2016 holders
48
Holder diff
6
| Investor | Q3 2016 Shares | Q4 2016 Shares | Share Diff | Share Chg % | Q3 2016 Value $ | Q4 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.