Security key
294766100
EQUUS TOTAL RETURN, INC. - Common Stock, $0.001 par value per share (EQS)
CUSIP: 294766100
Q3 2024 13F Holders as of 30 Sep 2024
- Security type / class
- Equity / Common Stock, $0.001 par value per share
- Total 13F shares
- 135,562
- Total 13F value
- $181,155
- Share change
- -81,658
- SEC-reported price per share
- $1.36
- Number of holders
- 9
- Value change
- -$107,566
- Number of buys
- 1
- Number of sells
- 4
- Shares outstanding
- 15,961,692
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q3 2024
Institutions
9
Top holders
9
EQS full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q3 2025
EQUUS TOTAL RETURN, INC. SEC filings
EQUUS TOTAL RETURN, INC. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 294766100
Recent filing periods:
Ownership snapshot
Top reported holders of EQS - EQUUS TOTAL RETURN, INC. - Common Stock, $0.001 par value per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Tokarz Michael T.
Disclosed value leader
Tokarz Michael T.
Comparable rows
0/13
Latest evidence
30 Jun 2024
3/4/5
13F
Highest disclosed value: $4,694,911
13 rows are not safely comparable across share classes.
Showing 1-6 of 13 holder rows.
Quick read
Tokarz Michael T. has the largest disclosed position value at $4.69M.
0 of 13 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Tokarz Michael T.'s linked filing trail.
Disclosed position value
Top 5
Tokarz Michael T.
$4.69M
Bertrand Des Pallieres
$511.2K
KNAUSS ROBERT L
$138.6K
FNY Investment Advisers, LLC
$92K
SHUFRO ROSE & CO LLC
$79.2K
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 13 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Tokarz Michael T. |
3/4/5
10%+ Owner
|
—
denominator unverified
|
$4,694,911
3,172,237 shares
|
— | 28 Sep 2021 |
| Bertrand Des Pallieres |
3/4/5
10%+ Owner
|
—
denominator unverified
|
$511,241
345,433 shares
|
— | 29 Sep 2021 |
| KNAUSS ROBERT L |
3/4/5
Director
|
—
denominator unverified
|
$138,632
93,670 shares
|
— | 14 Jul 2023 |
| FNY Investment Advisers, LLC |
13F
Company
|
—
denominator unverified
|
$92,000
69,852 shares
|
— | 30 Jun 2024 |
| SHUFRO ROSE & CO LLC |
13F
Company
|
—
denominator unverified
|
$79,200
60,000 shares
|
— | 30 Jun 2024 |
| MORGAN STANLEY |
13F
Company
|
—
denominator unverified
|
$47,079
35,666 shares
|
— | 30 Jun 2024 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2024
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
9
Shares
135,562
Rows available
9
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2024 vs Q2 2026 Across Filers
Q2 2026 holders
7
Q3 2024 holders
9
Holder diff
2
| Investor | Q2 2026 Shares | Q3 2024 Shares | Share Diff | Share Chg % | Q2 2026 value | Q3 2024 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend