Security key
294766100
EQUUS TOTAL RETURN, INC. - Common Stock, par value $0.001 per share (EQS)
CUSIP: 294766100
Q3 2025 13F Holders as of 30 Sep 2025
- Security type / class
- Equity / Common Stock, par value $0.001 per share
- Total 13F shares
- 148,457
- Total 13F value
- $259,673
- Share change
- +7,005
- SEC-reported price per share
- $2.25
- Number of holders
- 8
- Value change
- +$42,363
- Number of buys
- 4
- Number of sells
- 3
- Shares outstanding
- 13,957,219
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q3 2025
Institutions
8
Top holders
8
EQS full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q4 2025
EQUUS TOTAL RETURN, INC. SEC filings
EQUUS TOTAL RETURN, INC. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 294766100
Recent filing periods:
Ownership snapshot
Top reported holders of EQS - EQUUS TOTAL RETURN, INC. - Common Stock, par value $0.001 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
John A. Hardy
Disclosed value leader
John A. Hardy
Comparable rows
11/14
Latest evidence
16 Sep 2025
3/4/5
13F
Lead comparable stake: 28%
3 rows are not safely comparable across share classes.
Showing 1-6 of 14 holder rows.
Quick read
John A. Hardy leads the comparable SEC ownership view at 28%.
11 of 14 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens John A. Hardy's linked filing trail.
Comparable ownership
Top 5
John A. Hardy
28%
Kenneth I. Denos
2.4%
SHUFRO ROSE & CO LLC
0.43%
MORGAN STANLEY
0.26%
CSS LLC/IL
0.16%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 14 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| John A. Hardy |
3/4/5
CEO, Director, 10%+ Owner
|
28%
|
$9,692,882
3,861,706 shares
|
— | 16 Sep 2025 |
| Kenneth I. Denos |
3/4/5
Secretary, Director
|
2.4%
|
$834,813
332,595 shares
|
— | 16 Sep 2025 |
| SHUFRO ROSE & CO LLC |
13F
Company
|
0.43%
|
$60,600
60,000 shares
|
— | 30 Jun 2025 |
| MORGAN STANLEY |
13F
Company
|
0.26%
|
$48,506
35,666 shares
|
— | 30 Jun 2025 |
| CSS LLC/IL |
13F
Company
|
0.16%
|
$31,279
22,999 shares
|
— | 30 Jun 2025 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
Company
|
0.07%
|
$12,379
9,102 shares
|
— | 30 Jun 2025 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2025
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
8
Shares
148,457
Rows available
8
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2025 vs Q1 2026 Across Filers
Q1 2026 holders
8
Q3 2025 holders
8
Holder diff
0
| Investor | Q1 2026 Shares | Q3 2025 Shares | Share Diff | Share Chg % | Q1 2026 value | Q3 2025 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend