A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.

Why are some filings missing?

New filings appear as the SEC updates EDGAR, and older records can vary by availability.

How often is this page updated?

Updates follow new EDGAR submissions and periodic data refreshes.

Filer Snapshot

EQUUS TOTAL RETURN, INC. SEC EDGAR Filings

SEC filings, ownership reports, and insider transactions for CIK 0000878932.

Entity Type

Company

Total Filings

934

Latest Filing

12 May 2026

Industry

n/a

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Source: SEC filing 8-K

8-K filed on 12 May 2026 for CIK 0000878932.

View Source Filing

Symbol: EQS on NYSE
Business address: 700 Louisiana Street, 48 Th Floor, Houston, TX, 77002
State of incorporation: DE
Fiscal year end: 31 December
Former names: EQUUS II INC (to 18 Aug 2006), EQUUS II INC ET AL (to 22 Apr 1997)

Quick Takeaways

EQUUS TOTAL RETURN, INC. is an SEC filer tracked under CIK 0000878932.
934 filings are listed on this profile.
Common form coverage includes 8-K, DEF 14A, 10-K/A and more.

What Changed

Latest filing: 8-K filed on 12 May 2026.
Report period: 12 May 2026.

Why This Matters

You can quote filing dates and form types directly from the SEC record on this page.
Use this profile before deeper ownership or insider analysis to confirm filing history context.

Source Evidence

Source: SEC filing 8-K

8-K filed on 12 May 2026 for CIK 0000878932.

View Source Filing

Return Loop

Why revisit this filer page

A newly filed 8-K can change the filing history, ownership context, or next research path for EQUUS TOTAL RETURN, INC..

Latest source-backed update: 8-K filed 12 May 2026
Why come back: Revisit after a new SEC filing appears to compare the updated record with prior filings.

Latest filing on record: 8-K filed 12 May 2026.
Save this filer if you want a stable place to return after the next filing cycle.
Open the latest filing table or ownership context to verify what changed.

Filer freshness comes from SEC EDGAR submission history and related source-backed ownership or portfolio filings when available.

Jump to save and follow actions Open latest filings table

Latest update

What changed recently for EQUUS TOTAL RETURN, INC.

New fact period available

Latest financial period: Q4 2025. Open the source-backed page to inspect the fresh filing or facts context.

Update date

20 Apr 2026

Page type

Company facts

Latest period

Q4 2025

SEC-backed company facts were refreshed from filings filed on 20 Apr 2026.

Open company facts Browse recent public updates

Benchmark Context

Benchmark context for this company

EQUUS TOTAL RETURN, INC. has a source-backed company facts view where you can compare the latest reported metrics with its own recent history and with peer rankings for the same metric.

Compared with

Start on the facts page for period-to-period context, then open a metric ranking when you want to compare the same reported fact across other SEC-reporting companies.

Why this is notable

Latest financial period: Q4 2025. That gives you a fresh baseline before you compare this company with peers.

Latest company facts filing date: 20 Apr 2026.
Peer comparisons stay conservative: same metric, compatible units, latest valid company row only.
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Benchmark context is only shown where the app has enough comparable SEC-backed data to keep the interpretation honest.

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Company intelligence

Research EQUUS TOTAL RETURN, INC. from filings to ownership signals

Use this company page as the hub for SEC filings, fundamentals, insider activity, large-stake holders, and institutional ownership context.

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Active modules

3/5

Available company intelligence paths on this page.

Filings

934

SEC submissions provide the evidence trail.

Ownership context

1/3

Insider, large-stake, and institutional ownership lanes.

Return loop

Watch

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Best-of company intelligence workflow

What changed?

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Why might it matter?

Use insider, 13D/G, and 13F context to separate routine filings from ownership signals.

Where is evidence?

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SEC filings

Available

Latest company filings

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Company facts

Available

Financial context

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Forms 3/4/5

Available

Insider activity

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Schedule 13D/G

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Form 13F

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Watchlist return triggers

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new company filing insider Form 4 13D/G holder change 13F holder update

Filer Overview

EQUUS TOTAL RETURN, INC. has filed 934 SEC EDGAR filings since 14 Feb 1995. Common forms include 8-K, DEF 14A, 10-K/A, 10-K and more.

Insider transactions Latest 13F filings

Latest Filings

Recent SEC filings for EQUUS TOTAL RETURN, INC. with direct links to document and filing folders.

8-K File 814-00098

FORM 8-K

Filing date: 12 May 2026
Reporting date: 12 May 2026
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 04 May 2026
Reporting date: 04 May 2026
SEC evidence: Open document Open filing
Next action: Verify source filing

DEF 14A File 814-00098

PROXY STATEMENT

Filing date: 30 Apr 2026
Reporting date: 30 Apr 2026
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 22 Apr 2026
Reporting date: 22 Apr 2026
SEC evidence: Open document Open filing
Next action: Verify source filing

10-K/A File 814-00098

FORM 10-K/A

Filing date: 20 Apr 2026
Reporting date: 31 Dec 2025
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

10-K File 814-00098

FORM 10-K

Filing date: 17 Apr 2026
Reporting date: 31 Dec 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

DEF 14C File 814-00098

DEFINITIVE SCHEDULE 14C

Filing date: 10 Apr 2026
Reporting date: 07 Apr 2026
SEC evidence: Open document Open filing
Next action: Verify source filing

NT 10-K File 814-00098

NOTIFICATION OF LATE FILING

Filing date: 01 Apr 2026
Reporting date: 31 Dec 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

PRE 14C File 814-00098

PRELIMINARY SCEHDULE 14C

Filing date: 25 Mar 2026
Reporting date: 24 Mar 2026
SEC evidence: Open document Open filing
Next action: Verify source filing

40-17F2 File 814-00098

SECURITY COUNT

Filing date: 11 Mar 2026
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

40-17F2 File 814-00098

SECURITY COUNT

Filing date: 11 Mar 2026
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

40-17F2 File 814-00098

SECURITY COUNT

Filing date: 11 Mar 2026
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

10-Q/A File 814-00098

FORM 10-Q/A

Filing date: 18 Dec 2025
Reporting date: 31 Mar 2022
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

10-Q/A File 814-00098

FORM 10-Q/A

Filing date: 18 Dec 2025
Reporting date: 30 Jun 2022
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

10-Q/A File 814-00098

FORM 10-Q/A

Filing date: 18 Dec 2025
Reporting date: 30 Sep 2022
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

10-K/A File 814-00098

FORM 10-K/A

Filing date: 18 Dec 2025
Reporting date: 31 Dec 2022
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

10-Q/A File 814-00098

FORM 10-Q/A

Filing date: 18 Dec 2025
Reporting date: 31 Mar 2023
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

10-Q/A File 814-00098

FORM 10-Q/A

Filing date: 18 Dec 2025
Reporting date: 30 Jun 2023
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

10-Q/A File 814-00098

FORM 10-Q/A

Filing date: 18 Dec 2025
Reporting date: 30 Sep 2023
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

10-K/A File 814-00098

FORM 10-K/A

Filing date: 18 Dec 2025
Reporting date: 31 Dec 2023
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

10-Q/A File 814-00098

FORM 10-Q/A

Filing date: 17 Dec 2025
Reporting date: 31 Mar 2024
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

10-Q/A File 814-00098

FORM 10-Q/A

Filing date: 17 Dec 2025
Reporting date: 30 Jun 2024
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

10-Q/A File 814-00098

FORM 10-Q/A

Filing date: 17 Dec 2025
Reporting date: 30 Sep 2024
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

10-K/A File 814-00098

FORM 10-K/A

Filing date: 17 Dec 2025
Reporting date: 31 Dec 2024
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

10-Q/A File 814-00098

FORM 10-Q/A

Filing date: 17 Dec 2025
Reporting date: 31 Mar 2025
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

10-Q/A File 814-00098

FORM 10-Q/A

Filing date: 17 Dec 2025
Reporting date: 30 Jun 2025
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

10-Q/A File 814-00098

FORM 10-Q/A

Filing date: 17 Dec 2025
Reporting date: 30 Sep 2025
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 25 Nov 2025
Reporting date: 24 Nov 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

10-Q File 814-00098

FORM 10-Q

Filing date: 20 Nov 2025
Reporting date: 30 Sep 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

NT 10-Q File 814-00098

FORM NT 10-Q

Filing date: 17 Nov 2025
Reporting date: 30 Sep 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

4/A

4/A filing

Filing date: 30 Sep 2025
Reporting date: 16 Sep 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

4 filing

Filing date: 17 Sep 2025
Reporting date: 16 Sep 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

4 filing

Filing date: 17 Sep 2025
Reporting date: 16 Sep 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 19 Aug 2025
Reporting date: 19 Aug 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

10-Q File 814-00098

FORM 10-Q

Filing date: 15 Aug 2025
Reporting date: 30 Jun 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

NT 10-Q File 814-00098

FORM NT 10-Q

Filing date: 15 Aug 2025
Reporting date: 30 Jun 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 02 Jul 2025
Reporting date: 02 Jul 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 20 May 2025
Reporting date: 20 May 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 19 May 2025
Reporting date: 19 May 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

10-Q File 814-00098

FORM 10-Q

Filing date: 19 May 2025
Reporting date: 31 Mar 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

NT 10-Q File 814-00098

FORM NT 10-Q

Filing date: 16 May 2025
Reporting date: 31 Mar 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

CORRESP

CORRESP filing

Filing date: 12 May 2025
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

DEF 14A File 814-00098

PROXY STATEMENT

Filing date: 12 May 2025
Reporting date: 12 May 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

PRE 14A File 814-00098

PROXY STATEMENT

Filing date: 23 Apr 2025
Reporting date: 14 Apr 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 11 Apr 2025
Reporting date: 11 Apr 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

10-K File 814-00098

FORM 10-K

Filing date: 10 Apr 2025
Reporting date: 31 Dec 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

NT 10-K File 814-00098

FORM NT 10-K

Filing date: 01 Apr 2025
Reporting date: 31 Dec 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 10 Mar 2025
Reporting date: 04 Mar 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 18 Feb 2025
Reporting date: 10 Feb 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

40-17F2 File 814-00098

SECURITY COUNT

Filing date: 04 Feb 2025
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 06 Jan 2025
Reporting date: 30 Dec 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

40-17F2 File 814-00098

FORM N-17F-2

Filing date: 19 Nov 2024
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 15 Nov 2024
Reporting date: 15 Nov 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

10-Q File 814-00098

FORM 10-Q

Filing date: 14 Nov 2024
Reporting date: 30 Sep 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 07 Nov 2024
Reporting date: 01 Nov 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 22 Oct 2024
Reporting date: 17 Oct 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 20 Aug 2024
Reporting date: 20 Aug 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

10-Q File 814-00098

FORM 10-Q

Filing date: 19 Aug 2024
Reporting date: 30 Jun 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

NT 10-Q File 814-00098

FORM NT 10-Q

Filing date: 14 Aug 2024
Reporting date: 30 Jun 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

40-17F2 File 814-00098

FORM N-17F-2

Filing date: 02 Aug 2024
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 28 Jun 2024
Reporting date: 20 Jun 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

40-17G File 814-00098

FIDELITY BOND

Filing date: 22 May 2024
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 16 May 2024
Reporting date: 16 May 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

10-Q File 814-00098

FORM 10-Q

Filing date: 15 May 2024
Reporting date: 31 Mar 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

DEF 14A File 814-00098

PROXY STATEMENT

Filing date: 29 Apr 2024
Reporting date: 25 Apr 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 03 Apr 2024
Reporting date: 03 Apr 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

NT 10-K File 814-00098

NOTIFICATION OF LATE FILING

Filing date: 02 Apr 2024
Reporting date: 31 Dec 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

10-K File 814-00098

FORM 10-K

Filing date: 02 Apr 2024
Reporting date: 31 Dec 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 22 Feb 2024
Reporting date: 13 Feb 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A File 005-44023

AMENDMENT NO. 3 TO THE SCHEDULE 13G

Filing date: 13 Feb 2024
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A File 005-44023

AMENDMENT NO. 1 TO SC13G

Filing date: 12 Feb 2024
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

40-17F2 File 814-00098

SECURITY COUNT

Filing date: 21 Dec 2023
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

CORRESP

CORRESP filing

Filing date: 21 Nov 2023
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

40-17F2 File 814-00098

SECURITY COUNT #2

Filing date: 17 Nov 2023
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 15 Nov 2023
Reporting date: 15 Nov 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

10-Q File 814-00098

FORM 10-Q

Filing date: 14 Nov 2023
Reporting date: 30 Sep 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

CORRESP

CORRESP filing

Filing date: 20 Oct 2023
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 15 Aug 2023
Reporting date: 15 Aug 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

40-17F2 File 814-00098

SECURITY COUNT

Filing date: 15 Aug 2023
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

10-Q File 814-00098

FORM 10-Q

Filing date: 14 Aug 2023
Reporting date: 30 Jun 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

4 filing

Filing date: 18 Jul 2023
Reporting date: 14 Jul 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

40-17G File 814-00098

FIDELITY BOND

Filing date: 20 Jun 2023
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 26 May 2023
Reporting date: 25 May 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 25 May 2023
Reporting date: 22 May 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 18 May 2023
Reporting date: 16 May 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 12 May 2023
Reporting date: 10 May 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

10-Q File 814-00098

FORM 10-Q

Filing date: 10 May 2023
Reporting date: 31 Mar 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

DEF 14A File 814-00098

DEFINITIVE INFORMATION STATEMENT

Filing date: 24 Apr 2023
Reporting date: 24 Apr 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 29 Mar 2023
Reporting date: 29 Mar 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

10-K File 814-00098

FORM 10-K

Filing date: 28 Mar 2023
Reporting date: 31 Dec 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A File 005-44023

AMENDMENT NO. 2 TO THE SCHEDULE 13G

Filing date: 14 Feb 2023
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

40-17F2 File 814-00098

SECURITY COUNT

Filing date: 18 Jan 2023
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

40-17F2 File 814-00098

SECURITY COUNT

Filing date: 15 Nov 2022
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 14 Nov 2022
Reporting date: 14 Nov 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

10-Q File 814-00098

FORM 10-Q

Filing date: 10 Nov 2022
Reporting date: 30 Sep 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 04 Nov 2022
Reporting date: 04 Nov 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

DEF 14C File 814-00098

DEFINITIVE INFORMATION STATEMENT

Filing date: 03 Nov 2022
Reporting date: 03 Nov 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G File 005-44023

SC 13G filing

Filing date: 07 Oct 2022
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 15 Aug 2022
Reporting date: 15 Aug 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

40-17F2 File 814-00098

SECURITY COUNT

Filing date: 15 Aug 2022
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

10-Q File 814-00098

FORM 10-Q

Filing date: 12 Aug 2022
Reporting date: 30 Jun 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D/A File 005-44023

AMENDMENT NO. 1 TO THE SCHEDULE 13D

Filing date: 11 Jul 2022
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 13 Jun 2022
Reporting date: 09 Jun 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 12 May 2022
Reporting date: 12 May 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

10-Q File 814-00098

FORM 10-Q

Filing date: 12 May 2022
Reporting date: 31 Mar 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

DEF 14A File 814-00098

FORM DEF 14C

Filing date: 29 Apr 2022
Reporting date: 19 Apr 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

40-17G File 814-00098

FIDELITY BOND

Filing date: 14 Apr 2022
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 04 Apr 2022
Reporting date: 30 Mar 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

10-K File 814-00098

FORM 10-K

Filing date: 30 Mar 2022
Reporting date: 31 Dec 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A File 005-44023

AMENDMENT NO. 1 TO THE SCHEDULE 13G

Filing date: 14 Feb 2022
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

40-17F2 File 814-00098

SECURITY COUNT

Filing date: 18 Jan 2022
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

40-17F2 File 814-00098

FORM N-17F-2

Filing date: 01 Dec 2021
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

40-17F2 File 814-00098

FORM N-14F-2

Filing date: 17 Nov 2021
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 16 Nov 2021
Reporting date: 15 Nov 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

10-Q File 814-00098

FORM 10-Q

Filing date: 15 Nov 2021
Reporting date: 30 Sep 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D/A File 005-44023

SCHEDULE 13D/A

Filing date: 18 Oct 2021
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 3 SUBMISSION

Filing date: 04 Oct 2021
Reporting date: 28 Sep 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D File 005-44023

SC 13D

Filing date: 04 Oct 2021
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 filing

Filing date: 01 Oct 2021
Reporting date: 29 Sep 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 20 Aug 2021
Reporting date: 20 Aug 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

DEF 14C File 814-00098

FORM DEF 14C

Filing date: 18 Aug 2021
Reporting date: 17 Aug 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 17 Aug 2021
Reporting date: 16 Aug 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

10-Q File 814-00098

FORM 10-Q

Filing date: 13 Aug 2021
Reporting date: 30 Jun 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D File 005-44023

THE SCHEDULE 13D

Filing date: 20 Jul 2021
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G File 005-44023

SC 13G

Filing date: 16 Jul 2021
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 01 Jun 2021
Reporting date: 27 May 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 14 May 2021
Reporting date: 14 May 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

10-Q File 814-00098

FORM 10-Q

Filing date: 13 May 2021
Reporting date: 31 Mar 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

DEF 14A File 814-00098

DEFINITIVE PROXY STATEMENT

Filing date: 07 May 2021
Reporting date: 30 Apr 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 filing

Filing date: 03 May 2021
Reporting date: 23 Apr 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

PRE 14A File 814-00098

PROXY STATEMENT

Filing date: 30 Apr 2021
Reporting date: 26 Apr 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

40-17G File 814-00098

FIDELITY BOND

Filing date: 28 Apr 2021
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 01 Apr 2021
Reporting date: 31 Mar 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

10-K File 814-00098

FORM 10-K

Filing date: 31 Mar 2021
Reporting date: 31 Dec 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

40-17F2 File 814-00098

FORM N-17F-2

Filing date: 11 Mar 2021
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G File 005-44023

SC 13G filing

Filing date: 29 Jan 2021
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 21 Jan 2021
Reporting date: 20 Jan 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

DEF 14C File 814-00098

FORM DEF 14C

Filing date: 20 Jan 2021
Reporting date: 15 Jan 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 04 Jan 2021
Reporting date: 04 Jan 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 29 Dec 2020
Reporting date: 28 Dec 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

40-17F2 File 814-00098

FORM N-14F-2

Filing date: 11 Dec 2020
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 11 Dec 2020
Reporting date: 10 Dec 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

CORRESP

CORRESP filing

Filing date: 30 Nov 2020
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 25 Nov 2020
Reporting date: 25 Nov 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 18 Nov 2020
Reporting date: 17 Nov 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

10-Q File 814-00098

FORM 10-Q

Filing date: 16 Nov 2020
Reporting date: 30 Sep 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

40-17F2 File 814-00098

FORM N-17F-2

Filing date: 28 Oct 2020
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

8-K filing

Filing date: 23 Oct 2020
Reporting date: 23 Oct 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 14 Aug 2020
Reporting date: 13 Aug 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

10-Q File 814-00098

FORM 10-Q

Filing date: 13 Aug 2020
Reporting date: 30 Jun 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D File 005-44023

SC 13D

Filing date: 20 Jul 2020
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D/A File 005-44023

SC 13D/A

Filing date: 20 Jul 2020
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

OWNERSHIP DOCUMENT

Filing date: 17 Jul 2020
Reporting date: 16 Jul 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4

Filing date: 17 Jul 2020
Reporting date: 16 Jul 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4

Filing date: 17 Jul 2020
Reporting date: 16 Jul 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4

Filing date: 17 Jul 2020
Reporting date: 16 Jul 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 13 May 2020
Reporting date: 12 May 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

10-Q File 814-00098

FORM 10-Q

Filing date: 12 May 2020
Reporting date: 31 Mar 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 08 May 2020
Reporting date: 07 May 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

40-17G File 814-00098

FORM 40-17G

Filing date: 08 May 2020
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

DEF 14A File 814-00098

DEF 14A

Filing date: 03 Apr 2020
Reporting date: 03 Apr 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 02 Apr 2020
Reporting date: 31 Mar 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

10-K File 814-00098

FORM 10-K

Filing date: 30 Mar 2020
Reporting date: 31 Dec 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

40-17G File 814-00098

FORM 40-17G

Filing date: 19 Mar 2020
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

40-17F2 File 814-00098

FORM N-17F-2

Filing date: 31 Jan 2020
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 20 Nov 2019
Reporting date: 14 Nov 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

DEF 14C File 814-00098

FORM DEF 14C

Filing date: 18 Nov 2019
Reporting date: 18 Nov 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

40-17F2 File 814-00098

FORM N-17F-2

Filing date: 14 Nov 2019
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 14 Nov 2019
Reporting date: 13 Nov 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

10-Q File 814-00098

FORM 10-Q

Filing date: 13 Nov 2019
Reporting date: 30 Sep 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 14 Aug 2019
Reporting date: 14 Aug 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

10-Q File 814-00098

FORM 10-Q

Filing date: 14 Aug 2019
Reporting date: 30 Jun 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

40-17F2 File 814-00098

FORM 40-17F-2

Filing date: 14 Aug 2019
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4

Filing date: 13 Aug 2019
Reporting date: 12 Aug 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4

Filing date: 13 Aug 2019
Reporting date: 12 Aug 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4

Filing date: 13 Aug 2019
Reporting date: 12 Aug 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D/A File 005-44023

SC 13D/A

Filing date: 13 Aug 2019
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D/A File 005-44023

SC 13D/A

Filing date: 31 Jul 2019
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4

Filing date: 30 Jul 2019
Reporting date: 29 Jul 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4

Filing date: 30 Jul 2019
Reporting date: 29 Jul 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4

Filing date: 30 Jul 2019
Reporting date: 29 Jul 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4

Filing date: 26 Jul 2019
Reporting date: 24 Jul 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4

Filing date: 26 Jul 2019
Reporting date: 24 Jul 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4

Filing date: 26 Jul 2019
Reporting date: 24 Jul 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 23 May 2019
Reporting date: 17 May 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 15 May 2019
Reporting date: 31 Mar 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

10-Q File 814-00098

10-Q

Filing date: 14 May 2019
Reporting date: 31 Mar 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

DEF 14A File 814-00098

DEF 14A

Filing date: 08 Apr 2019
Reporting date: 19 Apr 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 01 Apr 2019
Reporting date: 29 Mar 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

10-K File 814-00098

FORM 10-K

Filing date: 29 Mar 2019
Reporting date: 31 Dec 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

40-17F2 File 814-00098

FORM 40-17F2

Filing date: 01 Mar 2019
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 25 Jan 2019
Reporting date: 21 Jan 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

DEF 14C File 814-00098

DEF 14C

Filing date: 24 Jan 2019
Reporting date: 22 Jan 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 19 Nov 2018
Reporting date: 16 Nov 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

10-Q File 814-00098

FORM 10-Q

Filing date: 14 Nov 2018
Reporting date: 30 Sep 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

40-17F2 File 814-00098

FORM 40-17F-2

Filing date: 07 Nov 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 25 Oct 2018
Reporting date: 23 Oct 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 29 Aug 2018
Reporting date: 28 Aug 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 14 Aug 2018
Reporting date: 13 Aug 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

10-Q File 814-00098

FORM 10-Q

Filing date: 13 Aug 2018
Reporting date: 30 Jun 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

40-17F2 File 814-00098

FORM 40-17F-2

Filing date: 03 Aug 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

8-K filing

Filing date: 29 Jun 2018
Reporting date: 26 Jun 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 23 May 2018
Reporting date: 21 May 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

DEF 14C File 814-00098

DEF 14C

Filing date: 21 May 2018
Reporting date: 15 May 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 15 May 2018
Reporting date: 15 May 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

10-Q File 814-00098

FORM 10-Q

Filing date: 14 May 2018
Reporting date: 31 Mar 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

DEF 14A File 814-00098

PROXY STATEMENT

Filing date: 30 Apr 2018
Reporting date: 01 May 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

40-17G File 814-00098

FORM 40-17G

Filing date: 25 Apr 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 18 Apr 2018
Reporting date: 17 Apr 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

10-K File 814-00098

FORM 10-K

Filing date: 17 Apr 2018
Reporting date: 31 Dec 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

NT 10-K File 814-00098

FORM 10-K

Filing date: 02 Apr 2018
Reporting date: 31 Dec 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

40-17F2 File 814-00098

CERTIFICATE OF ACCOUNTING OF SECURITIES

Filing date: 01 Feb 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

40-17F2 File 814-00098

FORM 40-17F-2

Filing date: 21 Nov 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 15 Nov 2017
Reporting date: 14 Nov 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

10-Q File 814-00098

FORM 10-Q

Filing date: 14 Nov 2017
Reporting date: 30 Sep 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

DEF 14C File 814-00098

DEFINITIVE SCHEDULE 14C

Filing date: 08 Sep 2017
Reporting date: 08 Sep 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 28 Aug 2017
Reporting date: 25 Aug 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

PRE 14C File 814-00098

PRE 14C filing

Filing date: 28 Aug 2017
Reporting date: 25 Aug 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 15 Aug 2017
Reporting date: 15 Aug 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

10-Q File 814-00098

FORM 10-Q

Filing date: 14 Aug 2017
Reporting date: 30 Jun 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

40-17F2 File 814-00098

FORM 40-17F-2

Filing date: 01 Aug 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

CORRESP

CORRESP filing

Filing date: 21 Jul 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 30 Jun 2017
Reporting date: 28 Jun 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 16 Jun 2017
Reporting date: 12 Jun 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

40-17G File 814-00098

FIDELITY BOND

Filing date: 13 Jun 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D/A File 005-44023

SC 13D/A

Filing date: 05 Jun 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 31 May 2017
Reporting date: 30 May 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 18 May 2017
Reporting date: 18 May 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

10-Q File 814-00098

FORM 10-Q

Filing date: 15 May 2017
Reporting date: 31 Mar 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

PRE 14C File 814-00098

DEF 14C

Filing date: 04 May 2017
Reporting date: 31 Dec 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

DEF 14A File 814-00098

DEF 14-A

Filing date: 01 May 2017
Reporting date: 31 Dec 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D/A File 005-44023

SC 13DA

Filing date: 25 Apr 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

425 File 814-00098

FORM 8-K

Filing date: 25 Apr 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

425 File 814-00098

FORM 8-K

Filing date: 25 Apr 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 24 Apr 2017
Reporting date: 24 Apr 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 19 Apr 2017
Reporting date: 19 Apr 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 14 Apr 2017
Reporting date: 14 Apr 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 13 Apr 2017
Reporting date: 07 Apr 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

4/A

OWNERSHIP DOCUMENT

Filing date: 27 Mar 2017
Reporting date: 21 Mar 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

OWNERSHIP DOCUMENT

Filing date: 23 Mar 2017
Reporting date: 17 Mar 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

OWNERSHIP DOCUMENT

Filing date: 20 Mar 2017
Reporting date: 17 Mar 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

OWNERSHIP DOCUMENT

Filing date: 20 Mar 2017
Reporting date: 17 Mar 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

OWNERSHIP DOCUMENT

Filing date: 17 Mar 2017
Reporting date: 17 Mar 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

OWNERSHIP DOCUMENT

Filing date: 17 Mar 2017
Reporting date: 17 Mar 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

OWNERSHIP DOCUMENT

Filing date: 17 Mar 2017
Reporting date: 17 Mar 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

OWNERSHIP DOCUMENT

Filing date: 17 Mar 2017
Reporting date: 17 Mar 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 15 Mar 2017
Reporting date: 14 Mar 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

S-8 File 333-216676

FORM S-8

Filing date: 14 Mar 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

10-K File 814-00098

FORM 10-K

Filing date: 13 Mar 2017
Reporting date: 31 Dec 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

40-17F2 File 814-00098

FORM 40-17F-2

Filing date: 30 Jan 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

40-17F2 File 814-00098

FORM 40-17F-2

Filing date: 27 Jan 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

DEFR14C File 814-00098

DEFR 14C

Filing date: 18 Jan 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

DEF 14C File 814-00098

DEF 14C

Filing date: 18 Jan 2017
Reporting date: 18 Jan 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 06 Jan 2017
Reporting date: 06 Jan 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D/A File 005-44023

MVC CAPITAL, INC SC 13DA NO 3 1-6-2017 (EQUUS TOTAL RETURN, INC)

Filing date: 06 Jan 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

PRE 14C File 814-00098

SCHEDULE 14C

Filing date: 06 Jan 2017
Reporting date: 06 Jan 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

40-APP/A File 812-14653

FORM 40-APP/A-3

Filing date: 23 Nov 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

8-K filing

Filing date: 14 Nov 2016
Reporting date: 11 Nov 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

10-Q File 814-00098

FORM 10-Q

Filing date: 10 Nov 2016
Reporting date: 30 Sep 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

40-17F2 File 814-00098

FORM 40-17F2

Filing date: 04 Nov 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

40-APP/A File 812-14653

FORM 40-APP/A-2

Filing date: 29 Sep 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

40-APP/A File 812-14653

FORM 40-APP

Filing date: 25 Aug 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 15 Aug 2016
Reporting date: 12 Aug 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

10-Q File 814-00098

FORM 10-Q

Filing date: 12 Aug 2016
Reporting date: 30 Jun 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

40-17F2 File 814-00098

FORM 40-17F2

Filing date: 10 Aug 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 16 Jun 2016
Reporting date: 13 Jun 2016
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

40-APP File 812-14653

FORM 40-APP

Filing date: 26 May 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 12 May 2016
Reporting date: 12 May 2016
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

10-Q File 814-00098

FORM 10-Q

Filing date: 11 May 2016
Reporting date: 31 Mar 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 09 May 2016
Reporting date: 04 May 2016
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

CORRESP

CORRESP filing

Filing date: 05 May 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

DEFA14A File 814-00098

EQUUS PROXY STATEMENT

Filing date: 05 May 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

DEF 14A File 814-00098

DEFINITIVE PROXY STATEMENT

Filing date: 02 May 2016
Reporting date: 29 Apr 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

PRE 14A File 814-00098

PROXY STATEMENT

Filing date: 18 Apr 2016
Reporting date: 18 Apr 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 01 Apr 2016
Reporting date: 31 Mar 2016
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

10-K File 814-00098

FORM 10-K

Filing date: 30 Mar 2016
Reporting date: 31 Dec 2015
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

OWNERSHIP DOCUMENT

Filing date: 03 Mar 2016
Reporting date: 25 Feb 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

40-17F2 File 814-00098

FORM 40-17F-2

Filing date: 02 Feb 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

OWNERSHIP DOCUMENT

Filing date: 22 Jan 2016
Reporting date: 20 Jan 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 12 Jan 2016
Reporting date: 07 Jan 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

4/A

OWNERSHIP DOCUMENT

Filing date: 22 Dec 2015
Reporting date: 20 Nov 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

4/A

OWNERSHIP DOCUMENT

Filing date: 22 Dec 2015
Reporting date: 18 Nov 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

4 filing

Filing date: 30 Nov 2015
Reporting date: 25 Nov 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

OWNERSHIP DOCUMENT

Filing date: 25 Nov 2015
Reporting date: 24 Nov 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

4 filing

Filing date: 20 Nov 2015
Reporting date: 18 Nov 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

OWNERSHIP DOCUMENT

Filing date: 20 Nov 2015
Reporting date: 19 Nov 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

40-17F2 File 814-00098

FORM 40-17F2

Filing date: 13 Nov 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 13 Nov 2015
Reporting date: 12 Nov 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

10-Q File 814-00098

FORM 10-Q

Filing date: 12 Nov 2015
Reporting date: 30 Sep 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

8-K filing

Filing date: 13 Aug 2015
Reporting date: 14 May 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

10-Q File 814-00098

FORM 10-Q

Filing date: 12 Aug 2015
Reporting date: 30 Jun 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D/A File 005-44023

SC 13D/A filing

Filing date: 23 Jul 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

40-17F2 File 814-00098

FORM 40-17F2

Filing date: 05 Jun 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 19 May 2015
Reporting date: 14 May 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 15 May 2015
Reporting date: 14 May 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

10-Q File 814-00098

FORM 10-Q

Filing date: 14 May 2015
Reporting date: 31 Mar 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

DEF 14A File 814-00098

DEF 14A

Filing date: 16 Apr 2015
Reporting date: 31 Dec 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 03 Apr 2015
Reporting date: 02 Apr 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

10-K File 814-00098

FORM 10-K

Filing date: 30 Mar 2015
Reporting date: 31 Dec 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

40-17F2 File 814-00098

FORM 40-17F2

Filing date: 18 Feb 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

40-17G File 814-00098

FORM 40-17G

Filing date: 11 Feb 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 13 Jan 2015
Reporting date: 12 Jan 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 05 Dec 2014
Reporting date: 01 Dec 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 18 Nov 2014
Reporting date: 18 Nov 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

10-Q File 814-00098

FORM 10-Q

Filing date: 13 Nov 2014
Reporting date: 30 Sep 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

40-17F2 File 814-00098

FORM 40-17F2

Filing date: 04 Sep 2014
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

CORRESP

CORRESP filing

Filing date: 02 Sep 2014
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 19 Aug 2014
Reporting date: 15 May 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

10-Q File 814-00098

FORM 10-Q

Filing date: 14 Aug 2014
Reporting date: 30 Jun 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 30 Jun 2014
Reporting date: 24 Jun 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 26 Jun 2014
Reporting date: 24 Jun 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

4 filing

Filing date: 17 Jun 2014
Reporting date: 12 Jun 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D/A File 005-44023

SC 13D/A filing

Filing date: 17 Jun 2014
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D/A File 005-44023

MVC CAPITAL, INC SC 13DA 6-12-2014 (EQUUS TOTAL RETURN, INC)

Filing date: 17 Jun 2014
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4

Filing date: 16 Jun 2014
Reporting date: 12 Jun 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4

Filing date: 16 Jun 2014
Reporting date: 12 Jun 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4

Filing date: 16 Jun 2014
Reporting date: 12 Jun 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D/A File 005-44023

SC 13D/A

Filing date: 16 Jun 2014
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4

Filing date: 05 Jun 2014
Reporting date: 03 Jun 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4

Filing date: 05 Jun 2014
Reporting date: 03 Jun 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4

Filing date: 05 Jun 2014
Reporting date: 03 Jun 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D/A File 005-44023

MVC CAPITAL, INC. SC 13DA NO 1 6-3-2014 (EQUUS TOTAL RETURN, INC.)

Filing date: 05 Jun 2014
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D File 005-44023

MVC CAPITAL INC SC 13D 5-14-2014 (EQUUS TOTAL RETURN INC)

Filing date: 27 May 2014
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4

Filing date: 23 May 2014
Reporting date: 21 May 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4

Filing date: 23 May 2014
Reporting date: 21 May 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4

Filing date: 23 May 2014
Reporting date: 21 May 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 3

Filing date: 23 May 2014
Reporting date: 14 May 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 3

Filing date: 23 May 2014
Reporting date: 14 May 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 3

Filing date: 23 May 2014
Reporting date: 14 May 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

40-17G/A File 814-00098

FORM 40-17G

Filing date: 21 May 2014
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

40-17F2 File 814-00098

FORM 40-17F2

Filing date: 19 May 2014
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 16 May 2014
Reporting date: 15 May 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

10-Q File 814-00098

FORM 10-Q

Filing date: 15 May 2014
Reporting date: 31 Mar 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 15 May 2014
Reporting date: 14 May 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

40-17G File 814-00098

FORM 40-17G

Filing date: 02 May 2014
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

DEF 14A File 814-00098

PROXY STATEMENT

Filing date: 30 Apr 2014
Reporting date: 31 Dec 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

OWNERSHIP DOCUMENT

Filing date: 08 Apr 2014
Reporting date: 04 Apr 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 03 Apr 2014
Reporting date: 02 Apr 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

10-K/A File 814-00098

FORM 10-K/A

Filing date: 01 Apr 2014
Reporting date: 31 Dec 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

10-K File 814-00098

FORM 10-K

Filing date: 31 Mar 2014
Reporting date: 31 Dec 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

40-17F2 File 814-00098

FORM 40-17F-2

Filing date: 22 Nov 2013
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 18 Nov 2013
Reporting date: 18 Nov 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

10-Q File 814-00098

FORM 10-Q

Filing date: 14 Nov 2013
Reporting date: 30 Sep 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

40-17F2 File 814-00098

FORM 40-17F-2

Filing date: 15 Oct 2013
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 19 Aug 2013
Reporting date: 14 Aug 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

10-Q File 814-00098

FORM 10-Q

Filing date: 14 Aug 2013
Reporting date: 30 Jun 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D File 005-44023

SCHEDUEL 13D

Filing date: 12 Aug 2013
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 filing

Filing date: 02 Aug 2013
Reporting date: 31 Jul 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 filing

Filing date: 26 Jul 2013
Reporting date: 22 Jul 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

40-17F2 File 814-00098

FORM 40-17F2

Filing date: 26 Jul 2013
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 20 Jun 2013
Reporting date: 14 Jun 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D/A File 005-44023

SC 13D/A filing

Filing date: 10 Jun 2013
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098

FORM 8-K

Filing date: 17 May 2013
Reporting date: 16 May 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

10-Q File 814-00098

FORM 10-Q

Filing date: 15 May 2013
Reporting date: 31 Mar 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

DEFA14A File 814-00098

DEFA 14A

Filing date: 30 Apr 2013
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00098