Security key
294766100
EQUUS TOTAL RETURN, INC. - Common Stock, par value $0.001 per share (EQS)
CUSIP: 294766100
Q2 2024 13F Holders as of 30 Jun 2024
- Security type / class
- Equity / Common Stock, par value $0.001 per share
- Total 13F shares
- 217,220
- Total 13F value
- $285,830
- Share change
- -2,145
- SEC-reported price per share
- $1.32
- Number of holders
- 10
- Value change
- -$2,778
- Number of buys
- 4
- Number of sells
- 1
- Shares outstanding
- 13,957,219
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q2 2024
Institutions
10
Top holders
10
EQS full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q3 2024
Previous quarter: Q1 2024
EQUUS TOTAL RETURN, INC. SEC filings
EQUUS TOTAL RETURN, INC. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 294766100
Recent filing periods:
Ownership snapshot
Top reported holders of EQS - EQUUS TOTAL RETURN, INC. - Common Stock, par value $0.001 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
FNY Investment Advisers, LLC
Disclosed value leader
Tokarz Michael T.
Comparable rows
9/12
Latest evidence
31 Mar 2024
13F
3/4/5
Lead comparable stake: 0.63%
3 rows are not safely comparable across share classes.
Showing 1-6 of 12 holder rows.
Quick read
FNY Investment Advisers, LLC leads the comparable SEC ownership view at 0.63%.
9 of 12 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens FNY Investment Advisers, LLC's linked filing trail.
Comparable ownership
Top 5
FNY Investment Advisers, LLC
0.63%
SHUFRO ROSE & CO LLC
0.43%
MORGAN STANLEY
0.26%
CSS LLC/IL
0.16%
BLUE BELL PRIVATE WEALTH MANAGEME...
0.07%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 12 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| FNY Investment Advisers, LLC |
13F
Company
|
0.63%
|
$128,000
88,264 shares
|
— | 31 Mar 2024 |
| SHUFRO ROSE & CO LLC |
13F
Company
|
0.43%
|
$87,600
60,000 shares
|
— | 31 Mar 2024 |
| MORGAN STANLEY |
13F
Company
|
0.26%
|
$52,073
35,666 shares
|
— | 31 Mar 2024 |
| CSS LLC/IL |
13F
Company
|
0.16%
|
$33,579
22,999 shares
|
— | 31 Mar 2024 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
Company
|
0.07%
|
$13,289
9,102 shares
|
— | 31 Mar 2024 |
| NBC SECURITIES, INC. |
13F
Company
|
0.02%
|
$4,000
2,800 shares
|
— | 31 Mar 2024 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q2 2024
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
10
Shares
217,220
Rows available
10
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q2 2024 vs Q1 2024 Across Filers
Q1 2024 holders
9
Q2 2024 holders
10
Holder diff
1
| Investor | Q1 2024 Shares | Q2 2024 Shares | Share Diff | Share Chg % | Q1 2024 value | Q2 2024 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend