Comparable stake leader
Anthony Prestigiacomo
SEC ownership of EQUUS TOTAL RETURN, INC.
Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0000878932.
Disclosed value leader
John A. Hardy
Comparable rows
2/14
Latest evidence
26 Oct 2026
- Public ticker
- EQS on NYSE
- Parsed ownership sources
-
13D/G, 3/4/5, and 13F
Source: Parsed SEC ownership filingsUse: Compare filing families carefully
- Largest SEC-reported holder
-
Anthony Prestigiacomo
Ranking: Comparable ownership first, then disclosed value
- Comparable ownership rows
-
2 of 14
Meaning: Rows with safely comparable ownership %
- Latest 13D/G holder
-
Anthony Prestigiacomo
Source: Latest parsed Schedule 13D/G stake
- Latest parsed ownership date
-
26 Oct 2026
Freshness: Most recent filing date in this holder set
- Issuer CIK
- 0000878932
- Issuer location
- Houston, TX
Ownership snapshot
CIK-linked ownership evidence from parsed SEC filings.
3 signals
Issuer
Names, identifiers, and filing context for this profile.
2 identity fields
Ownership snapshot
Top shareholders of EQUUS TOTAL RETURN, INC. (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Anthony Prestigiacomo
Disclosed value leader
John A. Hardy
Comparable rows
2/14
Latest evidence
26 Oct 2026
13D/G
3/4/5
13F
Lead comparable stake: 13%
12 rows are not safely comparable across share classes.
13D/G row: Anthony Prestigiacomo
Showing 1-8 of 14 holder rows.
Quick read
Anthony Prestigiacomo leads the comparable SEC ownership view at 13%.
2 of 14 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Anthony Prestigiacomo's linked filing trail.
Comparable ownership
Top 2
Anthony Prestigiacomo
13%
Howard Todd Horberg
5.6%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-8 of 14 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Anthony Prestigiacomo |
13D/G
|
13%
Reported 13D/G
· 26 Oct 2026
|
$1,929,800
2,000,000 shares
|
$0 | 26 Oct 2026 |
| Howard Todd Horberg |
13D/G
|
5.6%
Reported 13D/G
· 19 Jun 2026
|
$1,057,050
783,000 shares
|
$0 | 19 Jun 2026 |
| John A. Hardy |
3/4/5
CEO, Director, 10%+ Owner
|
—
denominator unverified
|
$9,692,882
3,861,706 shares
|
— | 16 Sep 2025 |
| Tokarz Michael T. |
3/4/5
10%+ Owner
|
—
denominator unverified
|
$4,694,911
3,172,237 shares
|
— | 28 Sep 2021 |
| Bertrand Des Pallieres |
3/4/5
10%+ Owner
|
—
denominator unverified
|
$511,241
345,433 shares
|
— | 29 Sep 2021 |
| Kenneth I. Denos |
3/4/5
Secretary, Director
|
—
denominator unverified
|
$834,813
332,595 shares
|
— | 16 Sep 2025 |
| KNAUSS ROBERT L |
3/4/5
Director
|
—
denominator unverified
|
$138,632
93,670 shares
|
— | 14 Jul 2023 |
| MORGAN STANLEY |
13F
Company
|
—
denominator unverified
|
$44,226
35,666 shares
|
— | 30 Jun 2026 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Forms 3/4/5 flow
Insider trading overview
No eligible buy or sell activity is available for this window. No eligible Buy or Sell transactions are available in this dataset since 06 Nov 2025.
Buys
$0
Insiders: 0
Sells
$0
Insiders: 0
Net
$0
Shares: 0
Window
Last 12 months
4 rolling buckets
Buy value
Sell value
Shares: 0
Shares: 0
| Window (months) | Buy shares | Sell shares | Buy value | Sell value | Net value |
|---|---|---|---|---|---|
| 0-3 | 0 | 0 | $0 | $0 | $0 |
| 3-6 | 0 | 0 | $0 | $0 | $0 |
| 6-9 | 0 | 0 | $0 | $0 | $0 |
| 9-12 | 0 | 0 | $0 | $0 | $0 |
Reporting owners
Insider holders from Forms 3/4/5
Showing 1-5 of 5 reporting-owner rows connected to EQUUS TOTAL RETURN, INC.. Open a relationship link for the CIK-to-CIK filing trail.
Rows
5
Largest Forms 3/4/5 holder
John A. Hardy
Net 12M change
$0
Latest report
16 Sep 2025
| Name | Relationship | Holdings Value | Past Year Net Change | Change % | Valuation | Report Date |
|---|---|---|---|---|---|---|
| John A. Hardy | CEO, Director, 10%+ Owner | $9,692,882 | Mixed | 16 Sep 2025 | ||
| Tokarz Michael T. | 10%+ Owner | $4,694,911 | Mixed | 28 Sep 2021 | ||
| Kenneth I. Denos | Secretary, Director | $834,813 | Mixed | 16 Sep 2025 | ||
| Bertrand Des Pallieres | 10%+ Owner | $511,241 | Mixed | 29 Sep 2021 | ||
| KNAUSS ROBERT L | Director | $138,632 | Filing P/S | 14 Jul 2023 |
Recent insider transactions for EQUUS TOTAL RETURN, INC.
Showing up to 300 recent insider transactions from the last 12 months.
| Insider | Symbol | Class | Transaction | % | SEC-reported value | SEC-reported price | Shares | Shares owned | Date | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|
| No insider transactions were found in the last 12 months for this issuer. | ||||||||||
* marks a reported price that did not pass the local price check.